RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

Promoters may be pledged only with banks or financial institutions as collateral security for
loans granted by such banks or financial institutions, provided the pledge of such shares is
one of the terms of sanction of loan. Further, securities locked in as minimum promoters
contribution under Clause 4.11.1 may be pledged only if, in addition to fulfilling the above
condition, the loan has been granted by such bank or financial institution for the purpose of
financing one or more of the objects of the Issue.
5. In terms of Clause 4.16.1(b) of the SEBI Guidelines, locked – in Equity Shares held by the
Promoters may be transferred to and amongst the Promoter/Promoter Group or to a new
promoter or persons in control of the Company subject to continuation of the lock-in in the
hands of the transferees for the remaining period and compliance with the Securities and
Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations,
1997, as applicable.
6. Further, in terms of Clause 4.16.1(a) of the SEBI Guidelines, locked – in Equity Shares held
by shareholders other than the Promoter may be transferred to any other person holding
shares which are locked-in as per Clause 4.14 of the SEBI Guidelines, subject to continuation
of the lock-in in the hands of the transferees for the remaining period and compliance with
the Securities and Exchange Board of India (Substantial Acquisition of Shares and
Takeovers) Regulations, 1997, as applicable.
7. The lock-in period shall commence from the date of allotment of Equity Shares in this issue
and the last date of the lock-in shall be reckoned as three years or one year, as applicable,
from the date of commercial production or date of allotment of shares in the public issue,
whichever is later.
8. In case the final allotment of equity shares exceeds the number of equity shares offered
through this issue on account of rounding off to the nearest integer as decided at the time of
allotment, the number of shares to be locked in for three years shall be calculated on the
increased allotted share capital.
9. The securities which are subject to lock-in shall carry the inscription "non-transferable" and
the non-transferability details shall be informed to the depositories. The details of lock-in
shall also be provided to BSE and NSE, where the shares are to be listed, before the listing
of the securities.
10. Pre-issue and Post-issue Shareholding pattern of the Promoters and the promoters
group is as under:
Name of the Shareholder Pre Issue Post Issue
Number of
Shares
%age
Holding
Number of
Shares
%age
Holding
Promoter
Chand Bagh Investments Limited 1,13,67,510 92.74 1,13,67,510 57.53
Sub Total (a) 1,13,67,510 92.74 1,13,67,510 57.53
Promoters’ Group - - - -
Globus Infosys Private Limited 4,50,000 3.67 4,50,000 2.28
Sub Total (b) 4,50,000 3.67 4,50,000 2.28
Shareholding of Promoters’ &
Promoters Group (a+b)
1,18,17,510 96.41 1,18,17,510 59.81
11. Shareholding pattern - Pre-issue and Proposed Post Issue Share Holding Pattern of
the Company is as under:
Category
Code
(A)
Category of
Shareholder
Shareholding
of promoter
and promoter
No. of
Share
holde
rs
Total no. of
shares
No. of
share
s held
in de
materi
alized
form
Total shareholding as
a percentage of total
number of shares
(Pre-Issue)
As a
Percent
age of
(A + B )
As a
Percentag
e of
(A+B+C)
Total
Number of
shares
Total Shareholding as
a % of total number of
shares
(Post-Issue)
As a % of
(A + B )
As a % of
(A+B+C)
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