RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

Advertisement regarding Issue Price and Prospectus
After filing of the Prospectus with the RoC, a statutory advertisement will be issued by the Company in a
widely circulated English national newspaper and a Hindi national newspaper of wide circulation and a
regional language newspaper with wide circulation at the place where the registered office of the issuer
is situated. This advertisement, in addition to the information that has to be set out in the statutory
advertisement, shall indicate the Issue Price. Any material updates between the date of Red Herring
Prospectus and the date of Prospectus will be included in such statutory advertisement.
Issuance of CAN
(a) Upon approval of the Basis of Allotment by the Designated Stock Exchange, the Registrar to the
Issue shall send to the Controlling Branches of the SCSB’s, a list of the ASBA Bidders who have
been allocated Equity Shares in the Issue. Investors should note that the Company shall
endeavour to ensure that the demat credit of Equity Shares pursuant to Allotment shall be made
on the same date to all investors in this Issue; and
(b) The ASBA Bidders shall directly receive the CAN from the Registrar. The dispatch of a CAN shall
be deemed a valid, binding and irrevocable contract for the ASBA Bidder.
Unblocking of ASBA Account
On the basis of instructions from the Registrar to the Issue, the SCSB’s shall transfer the requisite
amount against each successful ASBA Bidder to the ASBA Public Issue Account and shall unblock excess
amount, if any in the ASBA Account. However, the Bid Amount may be unblocked in the ASBA Account
prior to receipt of intimation from the Registrar to the Issue by the Controlling Branch of the SCSB
regarding finalisation of the Basis of Allotment in the Issue, in the event of withdrawal/failure of the
Issue or rejection of the ASBA Bid, as the case may be.
Allotment of Equity Shares
(a) The Company will ensure that the Allotment of Equity Shares is done within 15 days of the Bid/Issue
Closing Date. After the funds are transferred from the bank account of the ASBA Bidders to the
ASBA Public Issue Account on the Designated Date, to the extent applicable, the Company would
ensure the credit of the Allotted Equity Shares to the depository accounts of all successful ASBA
Bidders' within two working days from the date of Allotment.
(b) As per the SEBI Guidelines, Equity Shares will be issued, transferred and allotted only in the
dematerialised form to the allottees. Allottees will have the option to re-materialise the Equity
Shares so allotted, if they so desire, as per the provisions of the Companies Act and the Depositories
Act.
GENERAL INSTRUCTIONS
Do’s:
a
b
c
d
e
f
g
Check if you are a Resident Retail Individual Investor and eligible to Bid under ASBA process.
Ensure that you use the ASBA form specified for the purposes of ASBA process.
Read all the instructions carefully and complete the ASBA form.
Ensure that your Bid is at the Cut-off Price.
Ensure that you have mentioned only one Bid option with respect to the number of equity shares in
the ASBA form
Ensure that the details of your Depository Participant and beneficiary account are correct and that
your beneficiary account is activated, as Equity Shares will be allotted in dematerialised form only.
Ensure that your Bid is submitted at a Designated Branch of an SCSB, with a branch of which the
ASBA Bidder or a person whose bank account will be utilized by the ASBA Bidder for bidding has a
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