RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

EQUITY SHARES IN DEMATERIALIZED FORM WITH NSDL OR CDSL
In terms of Section 68B of the Companies Act, the Equity Shares in this Issue shall be allotted
only in a dematerialized form, (i.e. not in the form of physical certificates but be fungible and be
represented by the statement issued through electronic mode.)
In this context, the following two tripartite agreements have been signed between (Registrars of
the Company), the Depositories and the Company:
i. An Agreement dated September 5, 2007 among NSDL, the Company and the Registrar
to the Issue.
ii.
An Agreement dated August 28, 2007 among CDSL, the Company and the Registrar to
the Issue.
All Bidders can seek allotment only in dematerialised mode. Bids from any Bidder without the
following details of his or her depository account are liable to be rejected:
a. A Bidder applying for Equity Shares must have at least one beneficiary account with
either of the Depository Participants of NSDL or CDSL prior to making the Bid.
b. The Bidder must necessarily fill in the details (including the beneficiary account number
and Depository Participant’s Identification number) appearing in the Bid cum Application
Form or Revision Form.
c. Equity Shares allotted to a Bidder will be credited in electronic form directly to the
beneficiary account (with the Depository Participant) of the Bidder.
d. Names in the Bid-cum-Application Form or Revision Form should be identical to those
appearing in the account details in the Depository, In case of joint holders, the names
should necessarily be in the same sequence as they appear in the depository account of
the Bidders).
e. If incomplete or incorrect details are given under the heading ‘Bidders Depository
Account Details’ in the Bid cum Application Form or Revision Form it is liable to get
rejected.
f. The Bidder is responsible for the correctness of his or her demographic details given in
the Bid-cum-Application Form vis-à-vis those with his or her Depository Participant.
g. It may be noted that Equity Shares in electronic form can be traded only on the stock
exchanges having electronic connectivity with NSDL or CDSL. All the stock exchanges
where Equity Shares are proposed to be listed are connected to NSDL and CDSL.
h. The trading of Equity Shares of the Company would only be in dematerialized form for all
investors in the dematerialized segment of the respective Stock Exchanges.
The ISIN Number of the Company is INE 615I01010
COMMUNICATIONS
All future communications in connection with Bid made in the Issue should be addressed to the
Registrars to the Issue quoting full name of the sole/first Bidder, Bid-cum-Application Form
number, number of Equity Shares applied for, date, bank and branch alongwith details of
Depository Participant, where the Bid-cum-Application was submitted and cheque /draft number
and issuing bank thereof.
Pre-Issue and Post Issue related problems
Investors can contact the Compliance Officer Mr. Santosh Kumar Pattanayak, Company
Secretary or the Registrar to the Issue M/s Link Intime India Private Limited in case of any pre-
Issue or post-Issue related problems such as non-receipt of letters of allotment, credit of allotted
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