RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

Herring Prospectus and as per the instructions in the Red Herring Prospectus and the Bid
cum Application Form;
20. In case no corresponding record is available with the Depositories that matches three
parameters namely, names of the Bidders (including the order of names of joint
holders), the Depositary Participant’s identity (DP ID) and the beneficiary’s account
number;
21. Bids for amounts greater than the maximum permissible amounts prescribed by the
regulations;
22. Bids in respect where the Bid-cum-Application form do not reach the Registrar to the
Issue Prior to the finalisation of the Basis of Allotment;
23. Bids where clear funds are not available in Escrow Accounts as per final certificate from
the Escrow Collection Banks;
24. Bids by OCBs or
25. Bids by person who is not eligible to acquire Equity shares of the Company in terms of all
applicable laws, rules, regulations, guidelines and approvals.
26. Bids for amounts greater than the maximum permissible amounts prescribed by the
regulations. See the details regarding the same in the section titled “Issue Procedure –
Bids at Different Price Levels” beginning on page no. 238 of this Red Herring Prospectus
27. Bids by U.S. persons other than entities that are both “qualified institutional buyers” as
defined in Rule 144A of the U.S. Securities Act, 1933 and “qualified purchasers” under
the Investment Companies Act;
28. Bids by QIBs not submitted through members of the Syndicate;
29. Bids by any person outside India if not in compliance with applicable foreign and Indian
Laws;
30. Bids by persons prohibited from buying, selling or dealing in the shares directly or
indirectly by SEBI or any other regulatory authority;
31. Bids by employees of the Company or Directors of the Company not eligible to apply in
the Employee Reservation Portion; or
32. Bids under the Employee Reservation Portion for amounts greater than 50,000 Shares.
33. Bids through ASBA process by Eligible Employees, Non-Institutional & QIB Biders
Basis of Allotment
A. For Retail Individual Bidders:
• Bids received from the Retail Individual Bidders at or above the Issue Price shall be
grouped together to determine the total demand under this portion. The allotment to all
the successful Retail Individual Bidders will be made at the Issue Price.
• The Issue size less allotment to Non-Institutional and QIB Bidders shall be available for
allotment to Retail Individual Bidders who have bid in the Issue at a price that is equal to
or greater than the Issue Price.
• If the aggregate demand in this portion is less than or equal to 26,07,500 Equity Shares
at or above the Issue Price, full allotment shall be made to the Retail Bidders to the
extent of their demand.
• If the aggregate demand in this category is greater than 26,07,500 Equity Shares at or
above the Issue Price, the allocation shall be made on a proportionate basis up to a
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