RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

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The Company in its absolute discretion, reserves the right to permit the holder of the power of attorney to request the Registrar that for the purpose of printing particulars on the refund order and mailing of the refund order/CANs/allocation advice or refunds through electronic transfer of funds, the Demographic Details given on the Bid-cum-Application Form should be used (and not those obtained from the Depository of the Bidder). In such cases, the Registrar shall use Demographic Details as given in the Bid-cum-Application Form instead of those obtained from the depositories. Bids by Eligible Employees For the purpose of the Employee Reservation Portion, Eligible Employee means a permanent employee or the director(s) of the Company who is an Indian national based in India and is physically present in India on the date of submission of the Bid-cum-Application Form. In addition, such person should be an employee or director during the period commencing from the date of filing of the Red Herring Prospectus with ROC up to the Bid/Issue closing date. Eligible employees forming part of Promoter /Promoter Group/ are not eligible to be treated as eligible employees a. Made only in the prescribed Bid-cum-Application Form or Revision Form (i.e. pink colour Form). b. Eligible Employees, as defined above, should mention their Employee Number at the relevant place in the Bid-cum-Application Form: c. The sole/ first bidder should be Eligible Employees as defined above. d. Only Eligible Employees would be eligible to apply in this Issue under the Employee Reservation Portion. e. Eligible Employees will have to bid like any other Bidder. Only those bids, which are received at or above the Issue Price, would be considered for allocation under this category. f. Eligible Employees who apply or bid for securities of or for a value of not more than Rs. 100,000 in any of the bidding options can apply at Cut-Off. This facility is not available to other Eligible Employees whose minimum Bid Amount exceeds Rs. 100,000. g. The maximum bid in this category by any Eligible Employee cannot exceed.50,000 Equity Shares h. The Bids must be for a minimum of 70 Equity Shares and in multiples of 70 Equity Shares thereafter.The allotment in the Employee Reservation portion will be on a proportional basis. (i) Bid/ Application by Eligible Employees can be made also in the “Net Issue” and such bids shall not be treated as multiple bids. i. If the aggregate demand in this category is less than or equal to 50,000 Equity Shares at or above the Issue Price, full allocation shall be made to the Eligible Employees to the extent of their demand. j. Under-subscription, if any, in the Employee Reservation Portion will be added back to the Net Issue. In case of under-subscription in the Net Issue, spill over to the extent of undersubscription shall be permitted from the Employee Reservation Portion. k. If the aggregate demand in this category is greater than 50,000 Equity Shares at or above the Issue Price, the allocation shall be made on a proportionate basis. For the method of proportionate basis of allocation, refer to the section titled “Basis of Allotment” on page 257 of this Red Herring Prospectus. Bids by Non Residents, NRIs, FIIs and Foreign Venture Capital Investors registered with SEBI on a repatriation basis 249

Bids and revision to Bids must be made in the following manner: 1. On the Bid cum Application Form or the Revision Form, as applicable (blue in colour), and completed in full in BLOCK LETTERS in ENGLISH in accordance with the instructions contained therein. 2. In a single name or joint names (not more than three and in the same order as their Depository Participant details) 3. By eligible NRIs for a Bid Price of up to Rs. 100,000 would be considered under the Retail Individual Portion for the purposes of allocation and Bids for a Bid Price of more than Rs. 100,000 would be considered under Non-Institutional Portion for the purposes of allocation; 4. By other eligible non-resident Bidders for a minimum of such number of Equity Shares and in multiples of 70 thereafter such that the Bid Price exceeds Rs. 100,000. 5. By FIIs /FVCIs registered with SEBI – for a minimum of such number of Equity Shares and in multiples of 70 thereafter that the Bid Amount exceeds Rs. 100,000. 6. In the names of individuals, or in the names of FIIs but not in the names of minors, OCBs, firms or partnerships, foreign nationals (excluding NRIs) or their nominees. 7. Refunds dividends and other distributions, if any, will be payable in Indian Rupees only and net of bank charges and / or commission. In case of Bidders who remit money through Indian Rupee drafts purchased abroad, such payments in Indian Rupees will be converted into US Dollars or any other freely convertible currency as may be permitted by the RBI at the rate of exchange prevailing at the time of remittance and will be dispatched by registered post or if the Bidders so desire, will be credited to their NRE accounts, details of which should be furnished in the space provided for this purpose in the Bid-cum-Application Form. The Company will not be responsible for loss, if any, incurred by the Bidder on account of conversion of foreign currency. The Company does not require approvals from FIPB or RBI for the Issue of Equity Shares to eligible NRIs, FIIs, foreign venture capital investors registered with SEBI and multilateral and bilateral development financial institutions. As per the existing policy of the Government of India, OCBs are not permitted to participate in the Issue. There is no reservation for Non Residents, NRIs, FIIs and foreign venture capital funds and all Non Residents, NRI, FII and foreign venture capital funds applicants will be treated on the same basis with other categories for the purpose of allocation. Bids under Power of Attorney In case of Bids made pursuant to a Power of Attorney or by limited companies, corporate bodies, registered societies, a certified copy of the Power of Attorney or the relevant resolution or authority, as the case may be, along with a certified copy of the Memorandum and Articles of Association and/or Bye Laws must be lodged along with the Bid-cum-Application Form. Failing this, the Company reserves the right to accept or reject any Bid in whole or in part, in either case, without assigning any reason thereof. In case of Bids made pursuant to a Power of Attorney by FIIs, FVCIs, VCFs and Mutual Funds, a certified copy of the Power of Attorney or the relevant resolution or authority, as the case may be, along with a certified copy of their SEBI registration certificate must be lodged along with the Bid-cum-Application Form. Failing this, the Company reserves the right to accept or reject any Bid in whole or in part, in either case, without assigning any reason therefore. The Company in its absolute discretion, reserves the right to relax the condition of simultaneous lodging of the power of attorney along with the Bid cum Application form, subject to such terms and conditions that the Company and the BRLMs may deem fit. Bids made by Insurance Companies 250

The Company in its absolute discretion, reserves the right to permit the holder of the power of<br />

attorney to request the Registrar that for the purpose of printing particulars on the refund order<br />

and mailing of the refund order/CANs/allocation advice or refunds through electronic transfer of<br />

funds, the Demographic Details given on the Bid-cum-Application Form should be used (and not<br />

those obtained from the Depository of the Bidder). In such cases, the Registrar shall use<br />

Demographic Details as given in the Bid-cum-Application Form instead of those obtained from<br />

the depositories.<br />

Bids by Eligible Employees<br />

For the purpose of the Employee Reservation Portion, Eligible Employee means a permanent<br />

employee or the director(s) of the Company who is an Indian national based in India and is<br />

physically present in India on the date of submission of the Bid-cum-Application Form. In<br />

addition, such person should be an employee or director during the period commencing from the<br />

date of filing of the Red Herring Prospectus with ROC up to the Bid/Issue closing date. Eligible<br />

employees forming part of Promoter /Promoter Group/ are not eligible to be treated as eligible<br />

employees<br />

a. Made only in the prescribed Bid-cum-Application Form or Revision Form (i.e. pink colour<br />

Form).<br />

b. Eligible Employees, as defined above, should mention their Employee Number at the<br />

relevant place in the Bid-cum-Application Form:<br />

c. The sole/ first bidder should be Eligible Employees as defined above.<br />

d. Only Eligible Employees would be eligible to apply in this Issue under the Employee<br />

Reservation Portion.<br />

e. Eligible Employees will have to bid like any other Bidder. Only those bids, which are<br />

received at or above the Issue Price, would be considered for allocation under this<br />

category.<br />

f. Eligible Employees who apply or bid for securities of or for a value of not more than Rs.<br />

100,000 in any of the bidding options can apply at Cut-Off. This facility is not available to<br />

other Eligible Employees whose minimum Bid Amount exceeds Rs. 100,000.<br />

g. The maximum bid in this category by any Eligible Employee cannot exceed.50,000 Equity<br />

Shares<br />

h. The Bids must be for a minimum of 70 Equity Shares and in multiples of 70 Equity Shares<br />

thereafter.The allotment in the Employee Reservation portion will be on a proportional<br />

basis.<br />

(i)<br />

Bid/ Application by Eligible Employees can be made also in the “Net Issue” and such bids<br />

shall not be treated as multiple bids.<br />

i. If the aggregate demand in this category is less than or equal to 50,000 Equity Shares at<br />

or above the Issue Price, full allocation shall be made to the Eligible Employees to the<br />

extent of their demand.<br />

j. Under-subscription, if any, in the Employee Reservation Portion will be added back to the<br />

Net Issue. In case of under-subscription in the Net Issue, spill over to the extent of undersubscription<br />

shall be permitted from the Employee Reservation Portion.<br />

k. If the aggregate demand in this category is greater than 50,000 Equity Shares at or above<br />

the Issue Price, the allocation shall be made on a proportionate basis. For the method of<br />

proportionate basis of allocation, refer to the section titled “Basis of Allotment” on page<br />

257 of this Red Herring Prospectus.<br />

Bids by Non Residents, NRIs, FIIs and Foreign Venture Capital Investors registered<br />

with SEBI on a repatriation basis<br />

<strong>24</strong>9

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