RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

upload the off-line data file into the on-line facilities for book building on a regular basis.
On the Bid / Issue Closing Date, the Syndicate Member will upload the Bids until such
time as permitted by the Stock Exchanges.
c. The aggregate demand and price for bids registered on each of the electronic facilities of
the BSE and the NSE will be uploaded on a regular half-hourly basis, consolidated and
displayed online at all bidding centres. A graphical representation of consolidated
demand and price would be made available at the bidding centres during the Bidding
Period. This information can be accessed on BSE’s website at www.bseindia.com or on
NSE’s website at “www.nseindia.com.
d. At the time of registering each bid, the Syndicate Members shall enter the following
details of the investor in the online system:
• Name of the investor (Investors should ensure that the name given in the bid cum
application form is exactly the same as the Name in which the Depository Account is
held. In case the Bid cum Application Form is submitted in joint names, investors
should ensure that the Depository Account is also held in the same joint names and
are in the same sequence in which they appear in the Bid cum Application Form.)
• Investor category – Individual / Corporate / NRI / FII / Mutual Funds etc.
• Number of Equity Shares bid for
• Bid Price
• Bid-cum-Application Form number
• Whether Payment is made upon submission of Bid-cum-Application Form
• Whether Margin Amount/ Bid Amount paid upon submission of Bid cum Application
Form; and
• Depository Participant Identification no. and client identification no. of the
dematerialized account of the Bidder
e. A system generated Transaction Registration Slip (TRS) (or the Order Confirmation Note)
will be given to the Bidder as a proof of the registration of each of the bidding options. It
is the Bidder’s responsibility to obtain the TRS from the Syndicate Members. The
registration of the bid by the Syndicate Members does not guarantee that the Equity
Shares shall be allocated either by the Syndicate Members or the Company.
f. Such TRS will be non-negotiable and by itself will not create any obligation of any kind.
g. In case of QIB Bidders, members of the Syndicate also have the right to accept the bid
or reject it. However, such rejection should be made at the time of receiving the bid and
only after assigning a reason for such rejection in writing. In case of non-institutional
Bidders, and Retail Bidders, Bids would not be rejected except on the technical grounds
listed at page nos. 256 in the Red Herring Prospectus.
h. It is to be distinctly understood that the permission given by the BSE and NSE to use
their network and the software of the online IPO system shall not in any way be deemed
or construed that the compliance with various statutory and other requirements by the
Company, BRLMs etc. are cleared or approved by the BSE and NSE; nor does it in any
manner warrant, certify or endorse the correctness or completeness of any of the
compliance with the statutory and other requirements nor does it take any responsibility
for the financial or other soundness of the Company, its Promoters, its management or
any scheme or project of the Company
i. It is also to be distinctly understood that the approval given by the BSE and NSE should
not in any way be deemed or construed that the Red Herring Prospectus has been
cleared or approved by the BSE and NSE; nor does it in any manner warrant, certify or
endorse the correctness or completeness of any of the contents of the Red Herring
Prospectus; nor does it warrant that the Equity Shares will be listed or continued to be
on the BSE and NSE.
j. Only bids that are uploaded on the online IPO system of the NSE and BSE shall be
considered for allocation/allotment. In case of discrepancy of data between the BSE or
the NSE and the members of the Syndicate, the decision of the BRLMs based on the
physical records of Bid Application Forms shall be final and binding on all concerned
k. For ASBA process, please refer section “Issue Procedure for ASBA Bidders ” in the Red
Herring Prospectus.
Build up of the Book and Revision of Bids
a) Bids registered by various Bidders through the Members of the Syndicate shall be
electronically transmitted to the BSE or NSE mainframe on an online basis. Data will be
uploaded on regular basis.
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