RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

23. Stock Market Data
This being the first public issue of the Company the Equity Shares of the company are not
listed on any stock exchange hence no stock market data is available.
24. Mechanism for Redressal of Investor Grievance
The Memorandum of Understanding between the Company and the Registrar to the Issue
will provide for retention of records with the Registrar to the Issue, Link Intime India Private
Limited Limited, for a period of at least one year from the last date of dispatch of letters of
allotment, demat credit, and refund orders to enable the investors to approach the Registrar
to the Issue for redressal of their grievances.
All grievances relating to this Issue may be addressed to Company and the Registrar to the
Issue, giving full details such as name, address of the applicant, application number, number
of Equity Shares applied for, amount paid on application, Depository participant and the
respective Syndicate member or collection centre where the application was submitted.
The company has constituted a Share Transfer Committee on March 15, 2007 comprising of
Mr. Santosh Kumar Bishwal (Independent Director) as Chairman, Mr. Joginder Singh
Dhamija (Independent Director), Mr. Rameshwar Dayal Aggarwal (Whole Time Director) and
Mr. Rajesh Kumar Malik (Whole Time Director) as members.
The company has also constituted a Investor Grievance Redressal Committee on March 15,
2007 comprising of Mr. Santosh Kumar Bishwal (Independent Director) as Chairman, Mr.
Joginder Singh Dhamija (Independent Director), Mr. Rameshwar Dayal Aggarwal (Whole
Time Director) and Mr. Rajesh Kumar Malik (Whole Time Director) as members.
The Company has also appointed Mr. Santosh Kumar Pattanayak, Company Secretary as
Compliance Officer of the Company.
All investor complaints that cannot be resolved by the Company Secretary or the Compliance
Officer would be placed before the Investors Grievance Committee for resolution. The
Company will settle investor grievances expeditiously and satisfactorily.
Disposal of Investor Grievances by the Company
The Company estimates that the average time required by the Company or the Registrar to
the Issue for the redressal of routine investor grievances shall be seven working days from
the date of receipt of the complaint. In case of non-routine complaints and complaints where
external agencies are involved, the Company will seek to redress these complaints as
expeditiously as possible.
The Company has appointed, Mr. Santosh Kumar Pattanayak, Company Secretary, as the
Compliance Officer and he may be contacted in case of any pre-issue or post-issue related
problems such as non-receipt of allotment advice, refund orders and demat credit, etc. He
can be contacted at:
Mr. Santosh Kumar Pattanayak
Company Secretary & Compliance Officer
C-631 New Friends Colony,
New Delhi – 110 065
India
Pin: 110065
Tel.: + 91 11 26928130
Fax: +91 11 26822805
E-mail: ipo@globusgroup.in
Website: www.globusspirits.com
25. Changes in Auditors during last 3 years and, reasons thereof
222