RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

person consequent to or in connection with such subscription/ acquisition whether by reason
of anything stated or omitted to be stated herein or any other reason whatsoever.
9. Filing of Draft Red Herring Prospectus with the Board and the Registrar of
Companies
A copy of the Draft Red Herring Prospectus, along with the documents required to be filed
has been filed with Securities and Exchange Board of India (Head Office), Corporation
Finance Department, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra Kurla Complex, Bandra
(East), Mumbai 400 051. A copy of the Red Herring Prospectus, along with the documents
required to be filed under Section 60B of the Companies Act, would be delivered for
registration with the RoC, and a copy of the Prospectus, along with the documents required
to be filed under Section 60 of the Companies Act, would be delivered for registration to the
Registrar of the Companies, NCT of Delhi & Haryana, Delhi located at Office of the Registrar
of Companies, NCT of Delhi & Haryana, IFCI Tower, 4 th Floor, Nehru Place, New Delhi – 110
017.
10. Listing
Initial listing applications have been made by the Company to the Bombay Stock Exchange
Limited (BSE) (Designated Stock Exchange) and the National Stock Exchange of India
Limited (NSE) for permission to list the equity shares and for an official quotation of the
Equity Shares of the Company.
In case the permission to deal in and for official quotation of the Equity Shares are not
granted by the above mentioned Stock Exchanges, the Company shall forthwith repay,
without interest, all monies received from applicants in pursuance of the Red Herring
Prospectus. If such money is not paid within eight days after the Company becomes liable to
repay it (i.e., from the date of refusal or within 70 days from the Bid/Issue Closing Date,
whichever is earlier), then the Company and every Director of the Company who is an officer
in default shall, on and from the date the expiry of 8 days, will be jointly and severally liable
to repay the money with interest as prescribed under section 73 of the Companies Act,
1956.
The Company shall ensure that all steps for the completion of the necessary formalities for
listing and commencement of trading at all the Stock Exchanges mentioned above are taken
within seven working days of finalisation of the basis of allotment for the Issue.
11. Impersonation
Attention of applicants is specifically drawn to the provisions of sub-section (1) of
Section 68A of the Companies Act, which is reproduced below:
“Any person who
a) makes in a fictitious name an application to a company for acquiring, or
subscribing of any Shares therein, or
b) otherwise induces a company to allot, or register any transfer of Shares therein
to him, or any other person in a fictitious name, shall be punishable with
imprisonment for a term which may extend to five years.”
12. Consents
Consents, in writing, of the Directors, Company Secretary & Compliance Officer, Statutory
Auditors, Bankers to the Company, Bankers to the Issue, Book Running Lead Manager to the
Issue, Legal Advisor to the Issue, and Registrar to the Issue, Syndicate Members, Escrow
Collection Bankers and Underwriters to act in their respective capacities, have been obtained
and shall be filed along with a copy of the Red Herring Prospectus with the Registrar of
Companies, Delhi & Haryana, Delhi as required under Section 60 and 60B of the Companies
Act and such consents have not been withdrawn up to the time of delivery of this Red
Herring Prospectus for registration with the RoC.
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