manual for social impact assessment of land-based ... - Forest Trends

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Sponsors: A Note about this Version: Version 1.0 of the Manual is released with the aim of obtaining feedback from project developers or other interested parties on how to improve it. This will contribute to a revised Version 2.0 to be published in early 2011. Please send feedback or suggestions to Michael Richards (mrichards@foresttrends.org) or Steve Panfil (spanfil@climate-standards.org). Preferred Citation: Richards, M. & Panfil, S.N. 2010. Manual for Social Impact Assessment of Land-Based Carbon Projects. Version 1. Forest Trends, Climate, Community & Biodiversity Alliance, Rainforest Alliance and Fauna & Flora International. Washington, DC.
Table of Contents T1 Introduction to Toolbox ........................................................................................................................... 1 TOOLBOX AREA 1: SOCIAL IMPACT ASSESSMENT FRAMEWORKS ...................................................... 3 T2 Causal Model of Theory of Change Approach ............................................................................... 3 T3 Sustainability Framework Approaches ......................................................................................... 24 T4 Matching Methods .................................................................................................................................... 32 TOOLBOX AREA 2: DATA COLLECTION AND ANALYSIS METHODS .................................................. 35 T5 General Data Collection Methods ..................................................................................................... 35 T6 Specific Data Collection Methods...................................................................................................... 40 T7 Supporting Participatory Research Tools .................................................................................... 69 TOOLBOX AREA 3: SUPPORT MATERIALS ....................................................................................................... 81 T8 Review and Typology of Social Outcomes, Impacts, and Change Processes .............. 81 T9 Further Guidance on Indicator Selection................................................................................... 104 T10 Social Indicator Checklists ................................................................................................................ 117 References ...................................................................................................................................................................... 125 List of Tables Table T1: Theory of Change for Seychelles Marine Project (SEYMEMP) ...................................... 16 Table T2: Detailed Qualitative Assessment and Rating of the Seychelles Marine Project (SEYMEMP–GEF) .......................................................................... 17 Table T3: Overall ROtI Rating of SEYMEMP Project Impact ................................................................ 15 Table T4: The PIPA Outcomes Logic Model .................................................................................................. 20 Table T5: Excel Spreadsheet Used in PIPA .................................................................................................... 20 Table T6: Example of LOAM Livelihood Indicators and Scoring Approach – East Usambara Mountains, Tanzania ......................................................................................... 30 Table T8: Example of a Household BNS Form ............................................................................................. 42 Social Impact Assessment of Land-Based Carbon Projects (1.0) – Part II | i
Page 1: MANUAL FOR SOCIAL IMPACT ASSESSMENT
Page 5 and 6: List of Boxes Box T1. General Data
Page 7 and 8: Forest Trends’ mission is to main
Page 9 and 10: List of Acronyms (Core Guidance and
Page 11 and 12: Sections T5 and T6 present a range
Page 13 and 14: Figure T1: The Main Stages and Step
Page 15 and 16: Figure T2: Example of a Conceptual
Page 17 and 18: Figure T4: Generic Conceptual Model
Page 19 and 20: Stages 3-5 of Open Standards The re
Page 21 and 22: Figure T7: Diagram of the ROtI Anal
Page 23 and 24: table so they can be read, discusse
Page 25 and 26: Table T1: Theory of Change for Seyc
Page 27 and 28: T2.4 Participatory Impact Pathways
Page 29 and 30: Table T4: The PIPA Outcomes Logic M
Page 31 and 32: Main Sources and Further Guidance h
Page 33 and 34: T3 Sustainability Framework Approac
Page 35 and 36: Figure T12: SAPA Initiative Modifie
Page 37 and 38: 1. Identify a small group of key in
Page 39 and 40: Table T6: Example of LOAM Livelihoo
Page 41 and 42: T4 Matching Methods T4.1 Introducti
Page 43 and 44: Advantages and Disadvantages of ‘
Page 45 and 46: Box T1. General Data Collection and
Page 47 and 48: Box T3. Data Collection Methods Pro
Page 49 and 50: T6 Specific Data Collection Methods
Page 51 and 52: Table T8: Example of a Household BN
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The poverty index can range from 0%
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The PIA guide proposes the followin
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day. The ‘before project’ score
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Figure T15: “Before and After”
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Table T10: Pair-Wise Ranking Showin
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Impact calendars Impact calendars c
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A large sample is needed to be conf
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Table T15: Scoring of Changes in Ag
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Table T17: QPA Scoring of Social Eq
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T6.4 Participatory Economic Valuati
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Advantages and Disadvantages of Par
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The stories are collected from thos
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Main Sources and Further Guidance D
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Table T19: Stakeholder Analysis Pro
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Figure T18. Venn Diagram with Stake
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T7.2 Problem Trees Assuming it is p
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T7.3 Scenario Analysis Scenarios ar
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Box T7. Driving Forces in a Communi
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Maack, J.N. 2001. Scenario analysis
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In terms of non-monetary benefits,
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and duration of employment, the sta
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Physical Capital Positive changes i
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these strategic resource off-limits
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einforce existing institutions or n
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PROJECT: PROFAFOR TYPE: Plantations
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their occurrence will depend in lar
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HUMAN CAPITAL Increase in perceptio
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Table T26: Potential Mid- to Long-T
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Figure T20: Example of Relationship
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Figure T22: Additional Potential So
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T9 Further Guidance on Indicator Se
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Box T9. Goals and Indicators Defini
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When selecting indicators, it is be
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Table T27: Indicator Quality Assess
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Box T10. Indicators Derived from th
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T9.5 Disaggregating Indicators Mult
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Mayoux, L. 2001. What Do We Want to
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Landscape Outcomes Assessment Metho
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• Access to essential services (w
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T10.3 Social Indicators Derived fro
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Empowerment of women indicators:
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CCBA, 2008. Climate, Community & Bi
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James A., Pangtey V., Singh P. & Vi
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SEEP Network. 2006. Social Performa
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