manual for social impact assessment of land-based ... - Forest Trends
manual for social impact assessment of land-based ... - Forest Trends manual for social impact assessment of land-based ... - Forest Trends
narrowly defined by outsiders’ concepts of impacts. The chosen indicators might not be the most important ones for other stakeholders, and so the results of the impact assessment may not be accepted. The sharing of indicators can thus be a valuable exercise in partnership and consensus building. A commonly agreed upon set of indicators reflects a shared understanding of problems, goals and strategies. Sharing ensures greater agreement and “buy in” among all partners and stakeholders involved in the project (UNDP, 2002). The process of stakeholder participation will require careful planning, and wherever possible, the indicator selection process needs to be explicit, for example, using a predetermined checklist from which participants select the indicators, or carrying out a participatory brainstorming session to then progressively narrow down and prioritise a set of indicators (Mayoux, 2001). During this process it is also important to acknowledge and address power relations between stakeholders. T9.7 Practical Considerations The use of indicators is integral to good social impact assessment frameworks. However, even with this guidance in mind, it is important to remember that indicators are only indicators, and are never an end in themselves, nor are they necessarily the final proof. But indicators that are carefully considered and shared among partners and stakeholders are far better than guesswork or individual opinion. The important thing, in the end, is how indicators are used as part of the project implementation process and how they can help make better decisions. In summary, in the selection of indicators it is important to bear in mind that: • Both quantitative and qualitative aspects should be measured, e.g. it is not enough to know how many people have been trained, we also need to know what they have learned, and whether they are successfully applying their new knowledge • No one type of indicator or observation is inherently better than another; its suitability depends on how it relates to the result it intends to describe • More information is not necessarily better, and collecting too much information can waste scarce resources • Indicators are partial and selective. Underlying values inevitably influence the selection of any particular set of indicators Main Sources and Further Guidance CIFOR. 2001. The Criteria and Indicators Toolbox Series No. 1. GEF. 2000. Measuring Results from Climate Change Programs: Performance Indicators for GEF. Monitoring and Evaluation Working Paper 4. Social Impact Assessment of Land-Based Carbon Projects (1.0) – Part II | 115
Mayoux, L. 2001. What Do We Want to Know? Selecting Indicators. Enterprise Development Impact Assessment Information Service (EDIAIS), UK Department for International Development (DFID). http://www.sed.manchester.ac.uk/research/iarc/ediais/pdf/SelectingIndicators.pdf MDF. 2005. MDF Tool: Indicators. 5.3.1 Steps. www.mdf.nl Prennushi, G., Rubio, G., and Subbarao, K. 2002. A Sourcebook for Poverty Reduction Strategies: Monitoring and Evaluation, World Bank http://siteresources.worldbank.org/INTPRS1/Resources/383606- 1205334112622/4480_chap3.pdf UNDP. 2002. RBM in UNDP: Selecting Indicators, Evaluation Office, July 2002 http://www.undp.org/bcpr/iasc/content/docs/MandE/UNDP_RBM_Selecting_indicators.pdf USAID. 2003. The Performance Management Toolkit. Policy and Program Coordination Bureau. Contract Number: AEP-C-00-99-00034-00. http://pdf.usaid.gov/pdf_docs/PNACT871.pdf Social Impact Assessment of Land-Based Carbon Projects (1.0) – Part II | 116
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narrowly defined by outsiders’ concepts <strong>of</strong> <strong>impact</strong>s. The chosen indicators might not be the most<br />
important ones <strong>for</strong> other stakeholders, and so the results <strong>of</strong> the <strong>impact</strong> <strong>assessment</strong> may not be<br />
accepted.<br />
The sharing <strong>of</strong> indicators can thus be a valuable exercise in partnership and consensus building. A<br />
commonly agreed upon set <strong>of</strong> indicators reflects a shared understanding <strong>of</strong> problems, goals and<br />
strategies. Sharing ensures greater agreement and “buy in” among all partners and stakeholders<br />
involved in the project (UNDP, 2002).<br />
The process <strong>of</strong> stakeholder participation will require careful planning, and wherever possible, the<br />
indicator selection process needs to be explicit, <strong>for</strong> example, using a predetermined checklist from<br />
which participants select the indicators, or carrying out a participatory brainstorming session to then<br />
progressively narrow down and prioritise a set <strong>of</strong> indicators (Mayoux, 2001). During this process it is<br />
also important to acknowledge and address power relations between stakeholders.<br />
T9.7 Practical Considerations<br />
The use <strong>of</strong> indicators is integral to good <strong>social</strong> <strong>impact</strong> <strong>assessment</strong> frameworks. However, even with<br />
this guidance in mind, it is important to remember that indicators are only indicators, and are never<br />
an end in themselves, nor are they necessarily the final pro<strong>of</strong>. But indicators that are carefully<br />
considered and shared among partners and stakeholders are far better than guesswork or individual<br />
opinion. The important thing, in the end, is how indicators are used as part <strong>of</strong> the project<br />
implementation process and how they can help make better decisions.<br />
In summary, in the selection <strong>of</strong> indicators it is important to bear in mind that:<br />
• Both quantitative and qualitative aspects should be measured, e.g. it is not enough to know<br />
how many people have been trained, we also need to know what they have learned, and<br />
whether they are successfully applying their new knowledge<br />
• No one type <strong>of</strong> indicator or observation is inherently better than another; its suitability<br />
depends on how it relates to the result it intends to describe<br />
• More in<strong>for</strong>mation is not necessarily better, and collecting too much in<strong>for</strong>mation can waste<br />
scarce resources<br />
• Indicators are partial and selective. Underlying values inevitably influence the selection <strong>of</strong><br />
any particular set <strong>of</strong> indicators<br />
Main Sources and Further Guidance<br />
CIFOR. 2001. The Criteria and Indicators Toolbox Series No. 1.<br />
GEF. 2000. Measuring Results from Climate Change Programs: Per<strong>for</strong>mance Indicators <strong>for</strong> GEF.<br />
Monitoring and Evaluation Working Paper 4.<br />
Social Impact Assessment <strong>of</strong> Land-Based Carbon Projects (1.0) – Part II | 115