26.10.2013 Views

"O" shares - Application form - Foresight Group

"O" shares - Application form - Foresight Group

"O" shares - Application form - Foresight Group

SHOW MORE
SHOW LESS

You also want an ePaper? Increase the reach of your titles

YUMPU automatically turns print PDFs into web optimized ePapers that Google loves.

1<br />

2<br />

3<br />

4<br />

5<br />

FORESIGHT 4 VCT PLC<br />

ENHANCED BUYBACK APPLICATION FORM<br />

IF YOU DO NOT wISH TO PARTICIPATE IN THE ENHANCED BUYBACK<br />

(“EBB”) THEN DO NOT COMPLETE AND RETURN THIS APPLICATION FORM<br />

Section 1: Shareholder details<br />

Name(s) and address(es) of Shareholder(s)<br />

Section 2: Enhanced Buyback<br />

Shareholder<br />

Reference<br />

Number<br />

Total number of Ordinary<br />

Shares held as at 1st March<br />

Box 1A<br />

Box 1B<br />

Entire Shareholding<br />

If you wish to participate in the EBB in respect of ALL of your Shares (the figure<br />

in Box 1B) then please tick Box 2A to the right. You should not select this option<br />

unless you are sure you have held all of your Shares for more than five years.<br />

Should you wish to check the number of <strong>shares</strong> you have held for the requisite time,<br />

please contact Kate Henderson of <strong>Foresight</strong> (KHenderson@foresightgroup.eu).<br />

(✓) Box 2A<br />

Other Number of Shares<br />

If you wish to participate in the EBB in respect of only part of your Shareholding<br />

then please enter the number of Shares that you wish to participate in Box 2B, to<br />

the right (this number of <strong>shares</strong> must be no greater than the figure in Box 1B). Box 2B<br />

IN ORDER TO PARTICIPATE IN THE EBB YOU MUST RETURN YOUR SHARE CERTIFICATE wITH THIS<br />

APPLICATION FORM. FORMER SHAREHOLDERS OF “FORESIGHT 5 VCT PLC” or “ACUITY 3 VCT PLC”<br />

SHOULD ENCLOSE THE CERTIFICATE ISSUED TO THEM ON 7 MARCH 2012 FOLLOwING THE MERGER<br />

wITH FORESIGHT 4 VCT PLC.<br />

Section 3: Declaration<br />

I confirm (i) that I have read and understood the terms and conditions of the Circular dated 5 March 2013 issued by<br />

<strong>Foresight</strong> 4 VCT PLC; and (ii) that by executing this <strong>Application</strong> Form as a deed I accept the same in relation to my<br />

participation in the EBB.<br />

Executed as a deed by:<br />

Signature(s) of Shareholder(s) Date:<br />

Name of Witness<br />

Signature of Witness<br />

Section 4: Contact Details<br />

Receipt of applications will be acknowledged by the Receiving Agent by email only where an email address is<br />

provided. Please also provide a telephone number so the Receiving Agent can contact you by telephone in case<br />

of any queries.<br />

Email Address (written clearly)<br />

Telephone Number<br />

Section 5: Checklist<br />

ITEM Check (✓)<br />

Have you entered your Shareholder reference number in Box 1A?<br />

Have you completed Section 2?<br />

Have you included your share certificate?<br />

Have you signed the top box in Section 3, had your signature witnessed and entered a date?<br />

Have you provided contact details in Section 4?<br />

Return to The City Partnership (UK) Limited using the reply paid envelope provided


1<br />

2<br />

3<br />

4<br />

5<br />

FORESIGHT 4 VCT PLC<br />

NOTES ON THE ENHANCED BUYBACK APPLICATION FORM<br />

PLEASE READ THESE INSTRUCTIONS AND TERMS AND CONDITIONS ON PAGES 13 TO 23 OF<br />

THE CIRCULAR CAREFULLY BEFORE COMPLETING THIS APPLICATION FORM.<br />

PLEASE ENSURE THAT YOUR APPLICATION FORM IS RETURNED TO THE RECEIVING AGENT,<br />

THE CITY PARTNERSHIP (UK) LIMITED BY NO LATER THAN 3.00 P.M. ON 3 APRIL 2013 wHERE<br />

YOU ARE REQUESTING SUBSTITUTION SHARES BE ALLOTTED IN THE TAX YEAR 2012/13<br />

AND 30 JUNE 2013 wHERE YOU ARE REQUESTING SUBSTITUTION SHARES BE ALLOTTED<br />

ONLY IN THE TAX YEAR 2013/14.<br />

If there are any changes to your name or address then please cross out and amend the incorrect<br />

details accordingly. If the figure for the number of your Shares is incorrect, please contact the City<br />

Partnership (UK) Limited on 0131 243 7210 to obtain a replacement <strong>Application</strong> Form.<br />

If the incorrect figure is as a result of you having sold all or some of your Shares then you will be asked<br />

to provide the details of the person to whom your Shares were transferred and those of the bank,<br />

stockbroker or agent through whom the transaction was effected.<br />

If you wish to participate in the EBB in respect of ALL of your Shares then please tick Box 2A.<br />

If you wish to participate in the EBB for a fewer number of Shares than the total number of Shares that<br />

you hold then please enter the number of Shares that you wish to participate in Box 2B (note that this<br />

must be less than the figure in Box 1B).<br />

IN ORDER TO PARTICIPATE IN THE EBB YOU MUST RETURN YOUR SHARE CERTIFICATE<br />

wITH THIS APPLICATION FORM. FORMER SHAREHOLDERS OF “FORESIGHT 5 VCT PLC” or<br />

“ACUITY 3 VCT PLC” SHOULD ENCLOSE THE CERTIFICATE ISSUED TO THEM ON 7 MARCH<br />

2012 FOLLOwING THE MERGER wITH FORESIGHT 4 VCT PLC.<br />

You must sign the top box in Section 3 in front of a witness, who should also sign where indicated, and<br />

the date should be entered where requested. The witness must be a person who is over 18 years of<br />

age. The witness can be your spouse but must not be another joint holder and the same witness<br />

may witness on behalf of all or any of the Shareholders.<br />

By signing and delivering this <strong>Application</strong> Form, and in consideration of the Company agreeing to<br />

process this <strong>Application</strong> Form, you agree that the application(s) made on this <strong>Application</strong> Form shall be<br />

irrevocable and you warrant that your application is valid and binding and is/are made in accordance<br />

with any applicable legal requirements and you agree as follows:<br />

I understand that the proceeds from any Shares sold will not be returned to me but will be reinvested in<br />

Substitution O Shares under the Open Offer as set out in the Circular dated 5 March 2013.<br />

By applying to participate in the Tender Offer, I confirm that I am applying the proceeds of the sale of<br />

my Shares so tendered in subscribing for Substitution O Shares in the Company. I acknowledge that I<br />

have read the full terms of the Offer as set out in the Circular.<br />

In order that the Receiving Agent be able to contact you in case of any queries and acknowledge<br />

receipt of your application, please provide a contact email address and telephone number.<br />

Please answer the questions in Section 5 before submitting your <strong>Application</strong> Form.


FREQUENTLY ASKED QUESTIONS<br />

1) Can I just sell my <strong>shares</strong> under the EBB and receive the monies?<br />

No, Shareholders are unable to only sell their Shares under the EBB and receive<br />

the monies. Participating Shareholders must both sell their <strong>shares</strong> and use the<br />

proceeds to buy Substitution Shares. If you just wish to sell your Shares then<br />

you will need to sell them in the market through a broker.<br />

2) what happens if I do not participate?<br />

Shareholders do not have to participate if they do not wish to and should not<br />

participate in respect of Shares they have held for less than five years.<br />

The underlying investments will remain the same and there will be no adverse<br />

impact for Shareholders who do not participate. If you do not wish to participate<br />

then you do not need to return the <strong>Application</strong> Form.<br />

3) I am unable to find my share certificate.<br />

Please contact Computershare on 0870 703 6385 and a replacement share<br />

certificate can be arranged. Please note that in order to receive a replacement<br />

share certificate you will need to sign an indemnity confirming that you have<br />

lost your share certificate and that there will be a small administration charge.<br />

4) what happens if I miss the Closing Date?<br />

We will not be able to process any applications received after the Closing Date.<br />

5) what happens if the figure for the total number of my Shares as stated in<br />

Box 1B is incorrect?<br />

Please contact <strong>Foresight</strong> (KHenderson@foresightgroup.eu) who will provide<br />

you with a replacement <strong>Application</strong> Form. You will need to alert <strong>Foresight</strong> if<br />

the reason for there being an incorrect number is due to you having sold part<br />

of your shareholding. If this is the case, you will be asked to provide details<br />

of the new Shareholder or the bank, stockbroker or agent through whom the<br />

transaction was effected.<br />

6) what if I have sold all of my Shares?<br />

Please contact <strong>Foresight</strong> (KHenderson@foresightgroup.eu) to provide details<br />

of the new Shareholder and/or the bank, stockbroker or agent through whom<br />

the transaction was effected. If you have sold all of your Shares then you<br />

cannot participate in the EBB.


To be completed by authorised intermediaries of Execution-Only Investors only:<br />

Contact name:<br />

Firm name:<br />

Address:<br />

Postcode:<br />

Tel:<br />

Email address:<br />

FSA number:<br />

I confirm that I have provided execution-only services to the applicant and have not provided<br />

any general advice or advice on the merits of participating in the Enhanced Buyback<br />

Please provide details of your bank account so that trail commission can be paid to you via BACS.<br />

Name of Bank or Building<br />

Society:<br />

Branch:<br />

Account Name:<br />

Sort Code:<br />

Account Number:<br />

(please quote all digits and zeros)<br />

Email address for<br />

commission statements:<br />

The Company, <strong>Foresight</strong> and the Receiving Agent do not accept responsibility if any of the<br />

details provided by you are incorrect.<br />

NP0213-988

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!