Implementation Guidelines - Federal Transit Administration - U.S. ...
Implementation Guidelines - Federal Transit Administration - U.S. ... Implementation Guidelines - Federal Transit Administration - U.S. ...
• If information obtained from a previous employer includes any drug or alcohol test information that indicates a non-negative test result or violation of the DOT/FTA regulations, you must not allow the employee to perform safety-sensitive duties unless you have obtained documentation that the employee has complied with the return-toduty requirements including SAP assessment, successful treatment, negative return-to-duty test, and follow-up tests. • All information received and documentation of good faith efforts must be kept as a confidential record and maintained for a minimum of 3 years. Likewise, if you are requested to provide information regarding a previous employee and the employee has provided written consent, you are required to provide the requested information. The information must be released in a confidential manner and you must maintain a written record of the information released. Hiring Following a DOT Rule Violation The FTA regulations prohibit you from assigning an individual to a safety-sensitive position who has previously violated any DOT drug and alcohol regulations, unless that person has successfully completed the DOT return-to-duty process and has a negative pre-employment test. You may become aware of a violation by an applicant or existing employee through a selfconfession, previous employer record check, previous pre-employment test, or other means. The return-to-duty process includes the referral to a SAP for evaluation and completion of the recommended treatment program. Before assigning the individual to safety-sensitive duties, you must accept responsibility for the completion of the recommended follow-up testing plan, if applicable. Also, you may require the applicant to adhere to any aftercare treatment recommendations. SAP Referrals for Pre-employment Non- Negative Test Results The DOT regulations require that all covered employees as well as applicants who violate a DOT drug and alcohol regulation (i.e., positive test result or refusal) must be provided a list of Substance Abuse Professionals that are readily available to the employee/applicant. See Chapter 9 of these Guidelines for more information regarding the roles and responsibilities of the SAP. Pre-employment Tests With Insufficient Volume If an applicant is unable to provide a sufficient amount of urine to permit a drug test (i.e., 45 mL) the collector must follow Chapter 6. Types of Testing 6-4 August 2002
the “insufficient volume” procedures defined in §40.193, and later described in Chapter 7. If, when following these procedures, the applicant is still unable to provide a sufficient specimen, the employer must direct the applicant to obtain an evaluation from a licensed physician within 5 days. The physician must be acceptable to the MRO and have expertise in the relevant medical field. The physician must ascertain if there is a medical condition that with a high degree of probability, precluded the applicant from providing a sufficient amount of urine. Additionally, the physician must determine if the applicant’s medical condition is the result of a serious, permanent, or long-term disability. If so, the MRO or evaluating physician must determine if there is clinical evidence of illicit drug use. The MRO/physician may conduct an alternative test (e.g., blood test) as part of the medical evaluation. If there is no evidence of illegal drug use, the MRO must report the test result as negative, thereby allowing the applicant to be assigned safety-sensitive duties. The employer must make the applicant a conditional offer of employment before the medical evaluation, consistent with provisions of the Americans with Disabilities Act. Pre-employment Test Refusals An applicant is considered to have refused a test only if the donor has committed to the process and the collection has commenced (i.e., the applicant accepts the collection cup), and then fails to cooperate with or complete the collection process as defined in §40.191 and further described in Chapter 7. If the applicant does not appear at all for the pre-employment test, leaves the collection site, or fails to cooperate before the test commences, he/she has not refused a test because the test has not yet commenced. Section 2. REASONABLE SUSPICION TESTING The FTA regulations (§655.43) require a safety-sensitive employee to submit to a test when the employer has reasonable suspicion that the employee has used a prohibited drug or has misused alcohol. The request to undergo a reasonable suspicion test must be based on specific, contemporaneous, articulable observations concerning the appearance, behavior, speech, or body odor of the safety-sensitive employee. Reasonable suspicion testing provides management with a tool to identify affected employees who may pose a danger to themselves and others in their performance of safety-sensitive functions. Employees may be at work in a condition that raises concern regarding their safety or productivity. A supervisor or other company official must determine if reasonable suspicion exists to conclude that substance abuse or alcohol misuse may be causing the behavior. Chapter 6. Types of Testing 6-5 August 2002
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the “insufficient volume” procedures<br />
defined in §40.193, and later described in<br />
Chapter 7. If, when following these<br />
procedures, the applicant is still unable to<br />
provide a sufficient specimen, the employer<br />
must direct the applicant to obtain an<br />
evaluation from a licensed physician within<br />
5 days. The physician must be acceptable to<br />
the MRO and have expertise in the relevant<br />
medical field. The physician must ascertain<br />
if there is a medical condition that with a<br />
high degree of probability, precluded the<br />
applicant from providing a sufficient amount<br />
of urine. Additionally, the physician must<br />
determine if the applicant’s medical<br />
condition is the result of a serious,<br />
permanent, or long-term disability. If so, the<br />
MRO or evaluating physician must<br />
determine if there is clinical evidence of<br />
illicit drug use. The MRO/physician may<br />
conduct an alternative test (e.g., blood test)<br />
as part of the medical evaluation. If there is<br />
no evidence of illegal drug use, the MRO<br />
must report the test result as negative,<br />
thereby allowing the applicant to be<br />
assigned safety-sensitive duties. The<br />
employer must make the applicant a<br />
conditional offer of employment before the<br />
medical evaluation, consistent with<br />
provisions of the Americans with<br />
Disabilities Act.<br />
Pre-employment Test Refusals<br />
An applicant is considered to have<br />
refused a test only if the donor has<br />
committed to the process and the collection<br />
has commenced (i.e., the applicant accepts<br />
the collection cup), and then fails to<br />
cooperate with or complete the collection<br />
process as defined in §40.191 and further<br />
described in Chapter 7. If the applicant does<br />
not appear at all for the pre-employment<br />
test, leaves the collection site, or fails to<br />
cooperate before the test commences, he/she<br />
has not refused a test because the test has<br />
not yet commenced.<br />
Section 2. REASONABLE<br />
SUSPICION TESTING<br />
The FTA regulations (§655.43) require a<br />
safety-sensitive employee to submit to a test<br />
when the employer has reasonable suspicion<br />
that the employee has used a prohibited drug<br />
or has misused alcohol. The request to<br />
undergo a reasonable suspicion test must be<br />
based on specific, contemporaneous,<br />
articulable observations concerning the<br />
appearance, behavior, speech, or body odor<br />
of the safety-sensitive employee.<br />
Reasonable suspicion testing provides<br />
management with a tool to identify affected<br />
employees who may pose a danger to<br />
themselves and others in their performance<br />
of safety-sensitive functions. Employees<br />
may be at work in a condition that raises<br />
concern regarding their safety or<br />
productivity. A supervisor or other<br />
company official must determine if<br />
reasonable suspicion exists to conclude that<br />
substance abuse or alcohol misuse may be<br />
causing the behavior.<br />
Chapter 6. Types of Testing 6-5 August 2002