Implementation Guidelines - Federal Transit Administration - U.S. ...

Implementation Guidelines - Federal Transit Administration - U.S. ... Implementation Guidelines - Federal Transit Administration - U.S. ...

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90-day absence is not a consideration. Thus, employees that are off duty for sickness, vacation, jury duty, leaves of absence, worker’s compensation, Family Medical Leave, or any other purpose that extends 90 days or more will be subject to the preemployment test if the employee has been removed from the testing pool. Employers should remove covered employees from the random testing pool for any testing period (i.e., quarter, month, week) for which the employer knows the employee will not perform any safety-sensitive duties. For example: If an employee is on extended worker’s compensation leave for an anticipated period of 6 months, the employee may be removed from the employer’s random pool for the duration of the six months (i.e., six monthly testing periods) to avoid dilution of the pool. Since the 6-month period is longer than 90 days, the employee would be required to take a pre-employment drug test prior to reassignment of safety-sensitive duties at the end of the 6-month period. On the other hand, if an individual has called in sick and the duration of the illness is unknown, but it is likely that the individual will return to work within the quarterly testing period, the individual should not be removed from the testing pool. If the illness extends past 90 days, the employee would not receive a preemployment test because they remained in the employer’s testing pool. Similarly, any applicant who undergoes a pre-employment test, but is not actually assigned safety-sensitive duties within 90 days from the date of the test, will have to be retested with negative test results prior to the applicant’s first performance of safetysensitive duties. Prior to conducting a pre-employment test, the employer must inform the applicant or employee in writing of the testing requirement (§655.17). If a pre-employment drug test is cancelled, the employer shall require the employee or applicant to submit to and pass another test. Figure 6-2 illustrates the drug testing program for a preemployment test. Pre-employment Alcohol Testing Pre-employment alcohol testing is not required, but an employer may choose under FTA authority to conduct pre-employment alcohol testing following the procedures set forth in Part 655.42 and Part 40 (Subparts J through N). If the employer chooses to conduct pre-employment alcohol testing, the applicant must have a negative alcohol test (

Previous DOT Employer Record Check Section 40.25 of the revised DOT drug and alcohol testing rule states that all DOT covered employers must make a good faith effort to obtain drug and alcohol testing records for the previous two years for all applicants seeking safety-sensitive positions. All DOT covered employers include those employers who fall under the regulatory authority of FTA, Federal Motor Carrier Safety Administration (FMCSA), Federal Aviation Administration (FAA), Federal Railroad Administration (FRA), U. S. Coast Guard (USCG), and pipeline safety (RSPA). Employers that fall under the FTA authority must adhere to the following requirements: • Require each applicant or employee transfers for safetysensitive positions to complete a written consent that allows their previous employers to release drug and alcohol testing information to you. A sample form is provided in the Sample Documentation section of this chapter. If the applicant/transferee refuses to provide this written consent, you must not permit him/her to perform safety-sensitive functions. • Submit the applicant/transferee’s written consent along with a request for information to each of the DOT-regulated employers who have employed the applicant/transferee for any period during the 2 years before the date of the individual’s application or transfer. The following information must be obtained: 1. Alcohol test results of 0.04 alcohol concentration or greater; 2. Verified positive drug tests; 3. Refusals to test; 4. Other violations of FTA/DOT rules; and 5. As appropriate, documentation of the successful completion of DOT return-to-duty requirements including follow-up tests. If the previous employer does not have this information, this documentation must be obtained from the employee. • If possible, obtain and review this information before the employee performs safetysensitive functions. If this is not possible, you must make and document a good faith effort to obtain the information. If you have not made a good faith effort, you must not allow the employee to perform safetysensitive functions after 30 days from the date on which the employee first performed safetysensitive job duties. • You must also ask all applicants/transferees whether he/she has tested positive, or refused to test within the past 2 years on any DOT preemployment drug or alcohol test administered by a DOT-covered employer for which they did not get the job. Chapter 6. Types of Testing 6-3 August 2002

90-day absence is not a consideration. Thus,<br />

employees that are off duty for sickness,<br />

vacation, jury duty, leaves of absence,<br />

worker’s compensation, Family Medical<br />

Leave, or any other purpose that extends 90<br />

days or more will be subject to the preemployment<br />

test if the employee has been<br />

removed from the testing pool. Employers<br />

should remove covered employees from the<br />

random testing pool for any testing period<br />

(i.e., quarter, month, week) for which the<br />

employer knows the employee will not<br />

perform any safety-sensitive duties.<br />

For example:<br />

If an employee is on extended worker’s<br />

compensation leave for an anticipated<br />

period of 6 months, the employee may be<br />

removed from the employer’s random<br />

pool for the duration of the six months<br />

(i.e., six monthly testing periods) to avoid<br />

dilution of the pool. Since the 6-month<br />

period is longer than 90 days, the<br />

employee would be required to take a<br />

pre-employment drug test prior to<br />

reassignment of safety-sensitive duties at<br />

the end of the 6-month period.<br />

On the other hand, if an individual has<br />

called in sick and the duration of the<br />

illness is unknown, but it is likely that the<br />

individual will return to work within the<br />

quarterly testing period, the individual<br />

should not be removed from the testing<br />

pool. If the illness extends past 90 days,<br />

the employee would not receive a preemployment<br />

test because they remained<br />

in the employer’s testing pool.<br />

Similarly, any applicant who undergoes<br />

a pre-employment test, but is not actually<br />

assigned safety-sensitive duties within 90<br />

days from the date of the test, will have to<br />

be retested with negative test results prior to<br />

the applicant’s first performance of safetysensitive<br />

duties.<br />

Prior to conducting a pre-employment<br />

test, the employer must inform the applicant<br />

or employee in writing of the testing<br />

requirement (§655.17). If a pre-employment<br />

drug test is cancelled, the employer shall<br />

require the employee or applicant to submit<br />

to and pass another test. Figure 6-2<br />

illustrates the drug testing program for a preemployment<br />

test.<br />

Pre-employment Alcohol Testing<br />

Pre-employment alcohol testing is not<br />

required, but an employer may choose under<br />

FTA authority to conduct pre-employment<br />

alcohol testing following the procedures set<br />

forth in Part 655.42 and Part 40 (Subparts J<br />

through N). If the employer chooses to<br />

conduct pre-employment alcohol testing, the<br />

applicant must have a negative alcohol test<br />

(

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