Implementation Guidelines - Federal Transit Administration - U.S. ...

Implementation Guidelines - Federal Transit Administration - U.S. ... Implementation Guidelines - Federal Transit Administration - U.S. ...

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agency, FTA has concluded that the latter is not covered by the regulations. The pass-through funds must be clearly identified and distinct from other FTA funds. Taxicab Operators. The regulations apply to taxicab operators when the transit provider enters into a contract with one or more entities to provide taxi service as part of the public transit service. Drug and alcohol testing rules do not apply to taxicab operators when service is provided where patrons are allowed to choose the taxicab companies that will provide the service. Charters, Vehicle Leases, and Motor Pools. Transit systems will sometimes formally or informally lease their revenue service vehicles to provide charter services or to supplement human service transportation programs. In some cases, the arrangements are made on an incidental or ad hoc basis. In others, the arrangements are well established, formalized, and provided on a routine basis. The regulations state that the drug and alcohol rules apply to any entity that performs a safety-sensitive function (i.e., operation of a revenue service vehicle, including when not in revenue service) consistent with a specific understanding or arrangement. The understanding can be a written contract or an informal arrangement between the parties. Consequently, transit systems that have established an ongoing relationship with other agencies or companies to provide revenue service vehicles, must require that these entities establish and maintain drug and alcohol testing programs compliant with the FTA regulations for the portion of the business that uses these vehicles. In instances where vehicles are provided on a one-time or incidental basis, and there is no ongoing relationship (i.e., mayor drives a bus in a parade, radio personality drives a bus during a vehicle rodeo), the regulations do not apply. Section 5310 Specialized Transportation Program. Since the FTA regulations apply only to recipients of Section 5307, 5309, or 5311 funding, or any recipient of federal financial assistance under Section 103(e)(4) of Title 23 of the U.S. Code, those operators receiving only Section 5310 funding are not required to comply with the FTA testing regulations. However, those Section 5310 recipients who have drivers holding CDLs must comply with FMCSA’s drug and alcohol testing programs (49 CFR Part 382). Chapter 2. Regulatory Overview 2-5 August 2002

Section 3. SAFETY-SENSITIVE • Operating a nonrevenue service FUNCTIONS vehicle that requires drivers to hold CDLs. • Controlling dispatch or movement of a revenue service vehicle. Since job duties and responsibilities of dispatchers vary by transit system, each employer must decide whether the agencies’ dispatcher performs any functions that would pose a substantial immediate threat to public safety if impaired by drugs or alcohol. If the employer decides there is no threat, the dispatcher should be excluded. If the employer determines the dispatcher could impact public safety, those individuals should be included. • Maintaining revenue service vehicles or equipment used in revenue service including repairs, component overhaul, and rebuilding. The rule requires that all maintenance contractors who stand in the shoes of an urbanized system serving a population of 200,000 or more to perform engine repair, revenue service What Employees are Affected? vehicle repair, equipment repair, and component rebuild/ overhaul Employees of FTA recipients, must have a compliant program subrecipients, and contractors who that meets the same standards as perform safety-sensitive functions must the transit system. A written be included in an FTA compliant contract between a grantee and its substance abuse management program contractor is not required for the (§655.4). FTA defines “safety-sensitive” rule to apply. functions as follows: • Operating a revenue service vehicle including when not in revenue service. If the grantee routinely uses the same contractor for overhaul/rebuilding work, and the contractor expects to perform the grantee’s overhaul/rebuilding Chapter 2. Regulatory Overview 2-6 August 2002

agency, FTA has concluded that the latter<br />

is not covered by the regulations. The<br />

pass-through funds must be clearly<br />

identified and distinct from other FTA<br />

funds.<br />

Taxicab Operators. The regulations<br />

apply to taxicab operators when the<br />

transit provider enters into a contract with<br />

one or more entities to provide taxi<br />

service as part of the public transit<br />

service. Drug and alcohol testing rules<br />

do not apply to taxicab operators when<br />

service is provided where patrons are<br />

allowed to choose the taxicab companies<br />

that will provide the service.<br />

Charters, Vehicle Leases, and<br />

Motor Pools. <strong>Transit</strong> systems will<br />

sometimes formally or informally lease<br />

their revenue service vehicles to provide<br />

charter services or to supplement human<br />

service transportation programs. In some<br />

cases, the arrangements are made on an<br />

incidental or ad hoc basis. In others, the<br />

arrangements are well established,<br />

formalized, and provided on a routine<br />

basis.<br />

The regulations state that the drug<br />

and alcohol rules apply to any entity that<br />

performs a safety-sensitive function (i.e.,<br />

operation of a revenue service vehicle,<br />

including when not in revenue service)<br />

consistent with a specific understanding<br />

or arrangement. The understanding can<br />

be a written contract or an informal<br />

arrangement between the parties.<br />

Consequently, transit systems that<br />

have established an ongoing relationship<br />

with other agencies or companies to<br />

provide revenue service vehicles, must<br />

require that these entities establish and<br />

maintain drug and alcohol testing<br />

programs compliant with the FTA<br />

regulations for the portion of the business<br />

that uses these vehicles.<br />

In instances where vehicles are<br />

provided on a one-time or incidental<br />

basis, and there is no ongoing<br />

relationship (i.e., mayor drives a bus in a<br />

parade, radio personality drives a bus<br />

during a vehicle rodeo), the regulations<br />

do not apply.<br />

Section 5310 Specialized<br />

Transportation Program. Since the<br />

FTA regulations apply only to recipients<br />

of Section 5307, 5309, or 5311 funding,<br />

or any recipient of federal financial<br />

assistance under Section 103(e)(4) of<br />

Title 23 of the U.S. Code, those operators<br />

receiving only Section 5310 funding are<br />

not required to comply with the FTA<br />

testing regulations. However, those<br />

Section 5310 recipients who have drivers<br />

holding CDLs must comply with<br />

FMCSA’s drug and alcohol testing<br />

programs (49 CFR Part 382).<br />

Chapter 2. Regulatory Overview 2-5 August 2002

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