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Implementation Guidelines - Federal Transit Administration - U.S. ...

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extremely remote. In the past, most errors in<br />

test results were the result of human error in<br />

specimen handling, documentation, or<br />

validity testing, all of which have been<br />

reduced in recent years by using detailed test<br />

protocols, scrutiny of testing regimes, and<br />

stringent quality control checks.<br />

All drug testing under the FTA<br />

regulations must be completed in a<br />

laboratory certified by the DHHS under the<br />

National Laboratory Certification Program<br />

(NLCP). These laboratories have been<br />

rigorously inspected and tested and meet the<br />

highest standards for analytical competence.<br />

A list of DHHS-certified laboratories<br />

(current as of the date of publication of these<br />

guidelines) is provided in Appendix D. This<br />

list is updated on a monthly basis and is<br />

printed in the <strong>Federal</strong> Register the first<br />

week of each month by the Substance Abuse<br />

and Mental Health Services <strong>Administration</strong><br />

(SAMHSA). The list should be checked<br />

monthly as new laboratories are added and<br />

others are removed. To verify the<br />

certification status of a laboratory, DHHS<br />

has also established a telephone HELPLINE<br />

at (800) 843-4971. The list is also<br />

maintained on the following Web site:<br />

http://www.workplace.samhsa.gov/Resource<br />

Center/lablist.htm.<br />

All laboratories that conduct drug tests<br />

under the DOT-covered program must<br />

comply with both the DOT requirements set<br />

forth in Subpart F of Part 40, and the DHHS<br />

requirements.<br />

Each transit system should enter into a<br />

contract for primary laboratory services that<br />

specifically states the activities to be<br />

performed and the cost for such services.<br />

<strong>Transit</strong> systems should also enter into a<br />

contract with at least one additional<br />

laboratory for split sample analysis and to<br />

serve as a backup in case problems arise<br />

with the primary lab. The regulation does<br />

not specify whether the employer or the<br />

employee decides which DHHS-certified lab<br />

is used for the split specimen so it remains a<br />

local decision. However, it helps to identify<br />

the possible labs in advance to make<br />

establishing customer accounts and billing<br />

practices easier, whereas failure to do so in<br />

advance may result in testing delays and<br />

billing mistakes. Prior to finalizing the<br />

contract with the laboratory, the DAPM and<br />

employee representative may want to<br />

personally inspect the laboratory.<br />

Specimen Inspection. The DOT<br />

regulation requires the lab to first inspect<br />

each specimen and the CCF for fatal and<br />

correctable flaws. If no fatal flaw exists, but<br />

correctable flaws are found (see Section 5 of<br />

this chapter), the lab must document the<br />

flaw and take corrective action as defined in<br />

§40.205.<br />

Validity Testing. Specimen validity<br />

testing is the evaluation of the specimen to<br />

determine if it is consistent with normal<br />

human urine or if certain adulterants or<br />

foreign substances were added to the urine,<br />

the urine was diluted, or the specimen was<br />

substituted. At the time these <strong>Guidelines</strong><br />

were published, laboratories were permitted<br />

to conduct validity testing as part of the<br />

DOT testing process. As soon as the DHHS<br />

Chapter 7. Drug Testing Procedures 7-14 August 2002

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