Implementation Guidelines - Federal Transit Administration - U.S. ...

Implementation Guidelines - Federal Transit Administration - U.S. ... Implementation Guidelines - Federal Transit Administration - U.S. ...

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efusal to drink is not considered a test refusal. However, if the 3 hours have expired and the employee refused to make the attempt to provide a new urine specimen, this is considered a test refusal, the process must be discontinued, and the collector must notify the DER. If reattempts are made that also result in insufficient urine volumes, the specimens must be discarded. Under no circumstances can a collector combine urine collected from separate voids to create one specimen of sufficient volume. The only time a specimen with insufficient volume would be maintained is if a temperature reading could be obtained and the reading was out of range or there were visible signs of tampering or adulteration. The collector will complete the process with the insufficient specimen, initiate a new collection under direct observation and send both specimens to the laboratory for analysis. If the 3 hours have passed and the employee is still unable to provide an adequate specimen, the insufficient specimen shall be discarded, testing discontinued, and the DER notified. After consulting with the MRO, the employer must direct the employee to obtain a medical evaluation from a licensed physician who is acceptable to the MRO, and has expertise in the medical issues raised by the employee’s failure to provide a sufficient specimen. The evaluation must be made within 5 business days of the initial collection effort. The medical evaluation must determine if the employee has, or with a high degree of probability could have, a medical condition that could have precluded the employee from providing a sufficient amount of urine. A medical condition includes an ascertainable physiological condition (e.g., urinary dysfunction) or a medically documented pre-existing psychological disorder, but does not include unsupported assertions of “situational anxiety” or dehydration. If no medical explanation is found, the MRO will determine that the employee refused the test. If a medical explanation is found, the MRO will deem the test cancelled for all test categories except for pre-employment, return-to-duty, and follow-up tests. For pre-employment, return-to-duty, and follow-up tests, the licensed physician making the medical evaluation must also determine under the direction of the MRO, if the medical condition is a serious and permanent, or long-term disability that is highly likely to prevent the employee from providing a sufficient urine specimen in the future. If so, the MRO must determine via a medical evaluation and consultation with the individual’s physician if there is clinical evidence that the individual is an illicit drug user. The medical evaluation may include conducting an alternative test (e.g., blood) as part of the medical process used to determine clinical evidence of drug use. If no evidence of illicit drug use is found, the MRO must report the test as negative. If evidence is found, the MRO must report the test as cancelled. Observed Collections. As of August 31, 2009, USDOT requires mandatory direct observation for all return-to-duty and follow-up testing. This drug testing rule applies to return-to-duty safety sensitive employees who have already failed or refused to take a prior drug test. In the following circumstances, the collectors are required to complete the first collection and immediately require a second collection made under direct observation: The employee has presented a urine sample that falls outside the normal Chapter 7. Drug Testing Procedures 7-12 August 2002

temperature range (90.0 to 100.0 F). The collector does not take the employee’s body temperature, but immediately requires another collection under direct observation. The collector observes conduct or materials that clearly indicates an attempt to substitute or adulterate the sample (e.g., substitutes urine in plain view, blue dye in specimen presented, etc.). In the following circumstances the MRO will direct the employer to have the employee immediately retested under direct observation. The employer is required to comply with the MRO’s request. The laboratory reported to the MRO that a specimen was invalid, and the MRO determined that there was not an adequate medical explanation for the result; or The MRO had to cancel a test when the primary specimen was verified as positive, adulterated, or substituted because the split specimen was unavailable for testing (i.e., the split specimen leaked, was lost, or inadvertently discarded). In the following circumstance, the employer must authorize an observed collection: The employee has previously been determined to have used a controlled substance without medical authorization and the particular test is being conducted under the FTA regulation as a return-to-duty or follow-up test. Previously, employers were allowed to conduct observed collections for tests following a previous dilute specimen. As of August 1, 2001, this practice was prohibited. Observed collections must be performed with no advance notice to the employee. The direct observation must be conducted by a person of the same gender as the employee being tested. The same gender requirement also applies to medical professionals who are observers. The observer can be a different person from the collector and is not required to have any special training or certifications. The observer must follow the verbal instructions of the collector. The reason for the direct observation must be explained to the employee. The observer must directly watch the urine stream go from the employee’s body to the collection container. Dilute Specimens. A dilute specimen is a specimen with creatinine and specific gravity values that are lower than expected for human urine. If the test is reported as a dilute positive, the test should be treated as a verified positive test result. If the test is reported as a negative dilute, the employer may, but is not required to direct the employee to take another test. The retest must not be conducted under direct observation. Whatever the employer’s policy in this regard, all employees must be treated the same for this purpose and must be informed in advance of the retest policy. If the employer requires a retest following a negative dilute test result, the retest must be conducted with no advance notice. The result of the second test becomes the test of record and there is no opportunity for a third test, even if the second is also dilute. Section 3. LABORATORY TESTING The scientific techniques used in drug testing are virtually error-free when properly applied. The combination of immunoassay screening with confirmation by gas chromatography/mass spectrometry (GC/MS) makes the possibility of error Chapter 7. Drug Testing Procedures 7-13 August 2002

efusal to drink is not considered a test<br />

refusal. However, if the 3 hours have<br />

expired and the employee refused to make<br />

the attempt to provide a new urine specimen,<br />

this is considered a test refusal, the process<br />

must be discontinued, and the collector must<br />

notify the DER.<br />

If reattempts are made that also result in<br />

insufficient urine volumes, the specimens<br />

must be discarded. Under no circumstances<br />

can a collector combine urine collected from<br />

separate voids to create one specimen of<br />

sufficient volume.<br />

The only time a specimen with<br />

insufficient volume would be maintained is<br />

if a temperature reading could be obtained<br />

and the reading was out of range or there<br />

were visible signs of tampering or<br />

adulteration. The collector will complete<br />

the process with the insufficient specimen,<br />

initiate a new collection under direct<br />

observation and send both specimens to the<br />

laboratory for analysis.<br />

If the 3 hours have passed and the<br />

employee is still unable to provide an<br />

adequate specimen, the insufficient<br />

specimen shall be discarded, testing<br />

discontinued, and the DER notified. After<br />

consulting with the MRO, the employer<br />

must direct the employee to obtain a medical<br />

evaluation from a licensed physician who is<br />

acceptable to the MRO, and has expertise in<br />

the medical issues raised by the employee’s<br />

failure to provide a sufficient specimen. The<br />

evaluation must be made within 5 business<br />

days of the initial collection effort. The<br />

medical evaluation must determine if the<br />

employee has, or with a high degree of<br />

probability could have, a medical condition<br />

that could have precluded the employee<br />

from providing a sufficient amount of urine.<br />

A medical condition includes an<br />

ascertainable physiological condition (e.g.,<br />

urinary dysfunction) or a medically<br />

documented pre-existing psychological<br />

disorder, but does not include unsupported<br />

assertions of “situational anxiety” or<br />

dehydration. If no medical explanation is<br />

found, the MRO will determine that the<br />

employee refused the test. If a medical<br />

explanation is found, the MRO will deem<br />

the test cancelled for all test categories<br />

except for pre-employment, return-to-duty,<br />

and follow-up tests.<br />

For pre-employment, return-to-duty, and<br />

follow-up tests, the licensed physician<br />

making the medical evaluation must also<br />

determine under the direction of the MRO, if<br />

the medical condition is a serious and<br />

permanent, or long-term disability that is<br />

highly likely to prevent the employee from<br />

providing a sufficient urine specimen in the<br />

future. If so, the MRO must determine via a<br />

medical evaluation and consultation with the<br />

individual’s physician if there is clinical<br />

evidence that the individual is an illicit drug<br />

user. The medical evaluation may include<br />

conducting an alternative test (e.g., blood) as<br />

part of the medical process used to<br />

determine clinical evidence of drug use. If<br />

no evidence of illicit drug use is found, the<br />

MRO must report the test as negative. If<br />

evidence is found, the MRO must report the<br />

test as cancelled.<br />

Observed Collections. As of August<br />

31, 2009, USDOT requires mandatory direct<br />

observation for all return-to-duty and<br />

follow-up testing. This drug testing rule<br />

applies to return-to-duty safety sensitive<br />

employees who have already failed or<br />

refused to take a prior drug test.<br />

In the following circumstances, the<br />

collectors are required to complete the first<br />

collection and immediately require a second<br />

collection made under direct observation:<br />

The employee has presented a urine<br />

sample that falls outside the normal<br />

Chapter 7. Drug Testing Procedures 7-12 August 2002

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