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ESENER-PSR 2009 - European Agency for Safety and Health at Work

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1.2.2 Consider<strong>at</strong>ions in terms of the contents of the study<br />

There are several reasons why to choose the “establishment” as unit of enquiry <strong>for</strong> a survey<br />

like the <strong>ESENER</strong> which has a them<strong>at</strong>ic focus on health <strong>and</strong> safety risks <strong>and</strong> practices:<br />

While in multi-site companies rough guidelines about the management of health <strong>and</strong><br />

safety issues (such as the rules on whether or not to carry out risk assessments or the set<br />

up of health <strong>and</strong> safety action plans) are often decided <strong>at</strong> the central level, the local units<br />

probably often have the possibility to decide over some details of these regul<strong>at</strong>ions on<br />

their own.<br />

Even where the general guidelines or collective agreements are equally valid <strong>for</strong> all<br />

establishments belonging to the same company, there may be significant differences in<br />

the practical applic<strong>at</strong>ion of these guidelines. These differences may result from differing<br />

styles of leadership <strong>and</strong> working cultures within the various establishments or from<br />

different types of work carried out in the various sites. The regul<strong>at</strong>ions valid <strong>for</strong> the mainly<br />

administr<strong>at</strong>ive staff in the n<strong>at</strong>ional headquarters of a bank or a supermarket chain <strong>for</strong><br />

example are likely to differ significantly from those applied in the various branch offices or<br />

local super markets all over the country. Taking the company as unit of enquiry would<br />

imply the risk of a significant bias in large multi-site companies since answers would<br />

mainly be oriented <strong>at</strong> the situ<strong>at</strong>ion in the headquarters <strong>and</strong>/or would r<strong>at</strong>her refer to policy<br />

(i.e. wh<strong>at</strong> is supposed to be the case) than to practice. By using an establishment sample<br />

instead, survey results are based much more on the local experience <strong>and</strong> they are<br />

interpretable against the background of the specific constraints imposed by the activity<br />

carried out in these local units.<br />

Some questions of the <strong>ESENER</strong> questionnaires concern (<strong>at</strong> least indirectly) the<br />

practicalities of management-employee rel<strong>at</strong>ions in OPSH issues. Although often a certain<br />

common philosophy may be identifiable within the various units of a multi-site company,<br />

the rel<strong>at</strong>ionship between management <strong>and</strong> employees <strong>and</strong> the general clim<strong>at</strong>e often differ<br />

widely from establishment to establishment. For this reason, questions concerning th<strong>at</strong><br />

rel<strong>at</strong>ionship can hardly be answered adequ<strong>at</strong>ely by respondents in the headquarters.<br />

1.2.3 Practical implic<strong>at</strong>ions<br />

The decision between “company” or “establishment” as unit of enquiry has no implic<strong>at</strong>ions <strong>for</strong><br />

so called “single-site companies”, i.e. <strong>for</strong> companies whose activities are confined to one<br />

geographical place <strong>and</strong> do not have any legally dependent branch offices, production sites,<br />

sales units or the like either <strong>at</strong> the same loc<strong>at</strong>ion or anywhere else in the country. For singlesite<br />

companies, the terms establishment <strong>and</strong> company can be used interchangeably. For<br />

multi-site companies, however, the choice of the unit of enquiry has implic<strong>at</strong>ions.<br />

In some of the countries th<strong>at</strong> had to be covered by the survey, the need to build samples <strong>at</strong><br />

establishment level posed a series of difficulties. Interviewing <strong>at</strong> establishment level not only<br />

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