Information Memorandum - Foresight Group
Information Memorandum - Foresight Group
Information Memorandum - Foresight Group
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APPLICATION FORM<br />
ADVISER CERTIFICATE<br />
TO BE COMPLETED BY THE INVESTOR’S FINANCIAL ADVISER<br />
WE CERTIFY TO FORESIGHT GROUP LLP AND THE CITY PARTNERSHIP LTD (AS APPLICABLE) IN<br />
THE TERMS OF PARAGRAPHS 1 TO 4 BELOW:<br />
1. We have undertaken an adequate assessment of the Investor’s expertise, experience and knowledge and certify that, in the<br />
light of the nature of the transactions or services envisaged, that an investment in the <strong>Foresight</strong> Solar EIS Fund 3 is suitable<br />
for them.<br />
2. We have applied customer due diligence measures on a risk-sensitive basis in respect of the Investor to the standard<br />
required by The Money Laundering Regulations 2007 within the guidance for the UK Financial Sector issued by the Joint<br />
Money Laundering Steering <strong>Group</strong> and we certify that we have:<br />
(a) identified and verified the identity of the Investor on the basis of documents, data and information obtained from a<br />
reliable and independent source;<br />
(b) we have obtained information on the Investor’s occupation and the source of funds to be used for the Investor’s<br />
proposed investment in the <strong>Foresight</strong> Solar EIS Fund 3;<br />
(c) identified, where there is a beneficial owner who is not the Investor, the beneficial owner and have taken adequate<br />
measures, on the basis of documents, data and information obtained from a reliable and independent source, to verify his<br />
identity so that we know who the beneficial owner is, including, in the case of a legal person, trust or similar arrangement,<br />
measures to understand the ownership and control structure of the person, trust or arrangement and the identity of the<br />
beneficial owner and details of the ownership and control structure are set out in the Schedule hereto; and<br />
(d) obtained information on the purpose and intended nature of the Investor’s proposed investment in the <strong>Foresight</strong> Solar<br />
EIS Fund 3, as the case may be, which information is set out in the Schedule hereto.<br />
3. We understand that the Receiving Agent has obligations under the Money Laundering Regulations 2007 and will cooperate<br />
with the Receiving Agent in the event of a request for copies of the due diligence materials we hold in respect of the<br />
Investor, and that we will provide the same within two business days of a request (see notes below). We acknowledge<br />
and agree that such request may cause us to request additional information from the Investor, and that the Receiving<br />
Agent reserves the right to contact the Investor directly in the event that all information is not provided within the above<br />
timeframe. We confirm that both we and the Investor are aware of and understand that failure to provide the information<br />
requested may cause the Receiving Agent to reject the application.<br />
4. At any time during the life of the Investor’s investment in the <strong>Foresight</strong> Solar EIS Fund 3, we will advise the Fund Manager<br />
immediately should our relationship with the Investor terminate.<br />
FORESIGHT SOLAR EIS FUND 3<br />
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