Information Memorandum - Foresight Group

APPLICATION FORM
ADVISER CERTIFICATE
TO BE COMPLETED BY THE INVESTOR’S FINANCIAL ADVISER
WE CERTIFY TO FORESIGHT GROUP LLP AND THE CITY PARTNERSHIP LTD (AS APPLICABLE) IN
THE TERMS OF PARAGRAPHS 1 TO 4 BELOW:
1. We have undertaken an adequate assessment of the Investor’s expertise, experience and knowledge and certify that, in the
light of the nature of the transactions or services envisaged, that an investment in the Foresight Solar EIS Fund 3 is suitable
for them.
2. We have applied customer due diligence measures on a risk-sensitive basis in respect of the Investor to the standard
required by The Money Laundering Regulations 2007 within the guidance for the UK Financial Sector issued by the Joint
Money Laundering Steering Group and we certify that we have:
(a) identified and verified the identity of the Investor on the basis of documents, data and information obtained from a
reliable and independent source;
(b) we have obtained information on the Investor’s occupation and the source of funds to be used for the Investor’s
proposed investment in the Foresight Solar EIS Fund 3;
(c) identified, where there is a beneficial owner who is not the Investor, the beneficial owner and have taken adequate
measures, on the basis of documents, data and information obtained from a reliable and independent source, to verify his
identity so that we know who the beneficial owner is, including, in the case of a legal person, trust or similar arrangement,
measures to understand the ownership and control structure of the person, trust or arrangement and the identity of the
beneficial owner and details of the ownership and control structure are set out in the Schedule hereto; and
(d) obtained information on the purpose and intended nature of the Investor’s proposed investment in the Foresight Solar
EIS Fund 3, as the case may be, which information is set out in the Schedule hereto.
3. We understand that the Receiving Agent has obligations under the Money Laundering Regulations 2007 and will cooperate
with the Receiving Agent in the event of a request for copies of the due diligence materials we hold in respect of the
Investor, and that we will provide the same within two business days of a request (see notes below). We acknowledge
and agree that such request may cause us to request additional information from the Investor, and that the Receiving
Agent reserves the right to contact the Investor directly in the event that all information is not provided within the above
timeframe. We confirm that both we and the Investor are aware of and understand that failure to provide the information
requested may cause the Receiving Agent to reject the application.
4. At any time during the life of the Investor’s investment in the Foresight Solar EIS Fund 3, we will advise the Fund Manager
immediately should our relationship with the Investor terminate.
FORESIGHT SOLAR EIS FUND 3
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