Information Memorandum - Foresight Group

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APPLICATION FORM AUTHORISED INTERMEDIARIES CONTINUED BOX 7 COMMISSION WAIVER DETAILS (ONLY COMPLETE IF COMMISSION SELECTED IN BOX 5) Initial commission waived will be invested in Foresight Solar EIS Fund 3 for your client. Please insert the amount of commission you wish to be waived in the box. BOX 8 SPECIAL INSTRUCTIONS By submitting this application form: i. I agree that I have read and understood the Foresight Group Terms of Business for Intermediaries and that I agree to be bound by such Terms of Business; 42 FORESIGHT SOLAR EIS FUND 3 ii. To the extent I am an Appointed Representative, I warrant and represent that my principal has also accepted the Foresight Group Terms of Business for Intermediaries. %
APPLICATION FORM ADVISER CERTIFICATE TO BE COMPLETED BY THE INVESTOR’S FINANCIAL ADVISER WE CERTIFY TO FORESIGHT GROUP LLP AND THE CITY PARTNERSHIP LTD (AS APPLICABLE) IN THE TERMS OF PARAGRAPHS 1 TO 4 BELOW: 1. We have undertaken an adequate assessment of the Investor’s expertise, experience and knowledge and certify that, in the light of the nature of the transactions or services envisaged, that an investment in the Foresight Solar EIS Fund 3 is suitable for them. 2. We have applied customer due diligence measures on a risk-sensitive basis in respect of the Investor to the standard required by The Money Laundering Regulations 2007 within the guidance for the UK Financial Sector issued by the Joint Money Laundering Steering Group and we certify that we have: (a) identified and verified the identity of the Investor on the basis of documents, data and information obtained from a reliable and independent source; (b) we have obtained information on the Investor’s occupation and the source of funds to be used for the Investor’s proposed investment in the Foresight Solar EIS Fund 3; (c) identified, where there is a beneficial owner who is not the Investor, the beneficial owner and have taken adequate measures, on the basis of documents, data and information obtained from a reliable and independent source, to verify his identity so that we know who the beneficial owner is, including, in the case of a legal person, trust or similar arrangement, measures to understand the ownership and control structure of the person, trust or arrangement and the identity of the beneficial owner and details of the ownership and control structure are set out in the Schedule hereto; and (d) obtained information on the purpose and intended nature of the Investor’s proposed investment in the Foresight Solar EIS Fund 3, as the case may be, which information is set out in the Schedule hereto. 3. We understand that the Receiving Agent has obligations under the Money Laundering Regulations 2007 and will cooperate with the Receiving Agent in the event of a request for copies of the due diligence materials we hold in respect of the Investor, and that we will provide the same within two business days of a request (see notes below). We acknowledge and agree that such request may cause us to request additional information from the Investor, and that the Receiving Agent reserves the right to contact the Investor directly in the event that all information is not provided within the above timeframe. We confirm that both we and the Investor are aware of and understand that failure to provide the information requested may cause the Receiving Agent to reject the application. 4. At any time during the life of the Investor’s investment in the Foresight Solar EIS Fund 3, we will advise the Fund Manager immediately should our relationship with the Investor terminate. FORESIGHT SOLAR EIS FUND 3 43
Page 1 and 2: INFORMATION MEMORANDUM WITH APPLICA
Page 3 and 4: CONTENTS PAGE n EXPECTED TIMETABLE
Page 5 and 6: LETTER OF INTRODUCTION MAY 2013 DEA
Page 7 and 8: INVESTMENT OPPORTUNITY In order to
Page 9 and 10: DEALFLOW Foresight has developed an
Page 11 and 12: LIQUIDITY If Investors need to real
Page 13 and 14: INTRODUCTION TO SOLAR POWER INVESTI
Page 15 and 16: Is the equipment reliable? Solar Po
Page 17 and 18: • Feed-in Tariffs (FIT) with Cont
Page 19 and 20: AN INTRODUCTION TO SOLAR POWER INVE
Page 21 and 22: Federico Giannandrea Partner Federi
Page 23 and 24: RISK FACTORS INVESTMENT IN SMALLER,
Page 25 and 26: Changes in legislation concerning E
Page 27 and 28: Qualifying Companies and an Investo
Page 29 and 30: 2.14 The Fund Manager will comply w
Page 31 and 32: Investor shall be entitled, as a ma
Page 33 and 34: to the Investor for any profit, com
Page 35 and 36: 18.3 The Fund Manager is covered by
Page 37 and 38: Foresight will bear any legal, acco
Page 39 and 40: “Investee Companies” companies
Page 41 and 42: APPLICATION FORM PRIVATE INVESTORS
Page 43: APPLICATION FORM AUTHORISED INTERME
Page 47 and 48: DIRECTORY FUND MANAGER & PROMOTER F

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