Information Memorandum - Foresight Group

APPLICATION FORMS AND ADVISER CERTIFICATE
APPLICATION FORM AND
IMPORTANT NOTE
The Application Form and these notes incorporate by
reference the Information Memorandum. Unless otherwise
stated or as the context shall otherwise require, defined
terms and expressions used in the Application Form and
these notes have the meanings ascribed to them in the
Information Memorandum.
The minimum investment is £10,000.
If an application set out in an Application Form is not accepted,
the Fund Manager will promptly notify the applicant and return
the Subscription enclosed with the Application Form by post
without interest and at the risk and cost of the applicant. The
Fund Manager reserves the right not to process Applications
immediately. Any interest arising pending acceptance of an
Application shall accrue for the benefit of the Fund Manager.
WHO CAN APPLY?
You can only apply if your financial adviser has certified that
participation in the Fund meets your objectives, you have the
expertise, experience and knowledge to understand the risks
and that you are able to bear the associated risk involved in
participating in the Fund.
Business Investment Relief
If you are a non domiciled resident and intend to apply using
Business Investment Relief Scheme, call 01732 471812 for a
bespoke application form.
Please note that applications will only be accepted if they are
submitted countersigned by a financial intermediary authorised
and regulated by the FCA.
Foresight reserves the right to accept Application Forms without
an Adviser Certificate if it is satisfied with all applicable legal
and regulatory requirements.
INDEPENDENT FINANCIAL ADVICE, ASSESSMENT
AND CUSTOMER DUE DILIGENCE PROCEDURES
You must arrange for a financial adviser, authorised by the
Financial Conduct Authority, to carry out:
(i) An assessment that you are capable of making your own
investment decisions and understand the risks involved in
participating in the Fund; and
(ii) the customer due diligence procedures required by The
Money Laundering Regulations 2007 within the guidance
for the UK Financial Sector issued by the Joint Money
Laundering Steering Group
Your financial adviser must provide the Adviser Certificate set
out at the end of this document.
38 FORESIGHT SOLAR EIS FUND 3
INSTRUCTIONS FOR COMPLETING THIS
APPLICATION FORM
Before completing this Application Form, please carefully review
the following documents:
• The Information Memorandum; and
• the Investor’s Agreement.
Then follow the steps listed 1 - 6 below.
1. Please complete the form in type or use BLOCK CAPITALS
(save for your signature) in black/blue permanent ink, and
sign any changes you make. Do not erase any text or use
white-out. If you have any queries, please contact Foresight
on 01732 471812.
2. Arrange for a financial adviser, authorised by the Financial
Conduct Authority, to complete boxes 4–8 and to carry out
the assessments and customer due diligence measures
referred to above and to execute the Adviser Certificate.
3. Complete the ‘Authorised Intermediary Remuneration’ box
with details of any charges that you have agreed with your
authorised financial adviser and that you wish Foresight to
facilitate or by ticking the commission box if that applies.
Please initial beside the amount or percentage entered as
confirmation of your agreement.
4. Execute and date the Application Form.
5. Send the entire Application Form, your signed Adviser
certificate and cheque made payable to ‘The City
Partnership - Foresight SE3’ by post to the Receiving Agent
using the following address:
The City Partnership (UK) Limited
Thistle House, 21 Thistle Street
Edinburgh EH2 1DF
Bank transfers should be paid to
Sort code: 80-22-60 A/c no: 11256562
A/c Name: The City Partnership-Foresight SE3
Bank: Bank of Scotland
SWIFT: BOFSGB25
IBAN: GB09 BOFS 8022 6011 2565 62
Please reference bank transfers with your surname
and initials.
6. Retain a copy of the completed Application Form.