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Construction Program Management and Inspection Guide

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3–2<br />

<strong>Construction</strong> <strong>Program</strong> <strong>Management</strong><br />

CONSTRUCTION PROGRAM MANAGEMENT AND INSPECTION GUIDE (5/01/04)<br />

<strong>Program</strong> Elements<br />

FHWA’s division-level construction management program<br />

should include both process <strong>and</strong> project-level involvement. A<br />

program should be developed to define the type <strong>and</strong><br />

frequencies of inspections that can best be combined within<br />

the limits of available resources <strong>and</strong> the needs of the<br />

construction program.<br />

The program should be designed to define the required<br />

level of periodic involvement <strong>and</strong> to encourage <strong>and</strong> maintain<br />

a professional working relationship with STA personnel who<br />

are responsible to assure continued <strong>and</strong> improved quality of<br />

highway construction. <strong>Construction</strong> program management<br />

includes both pre-award <strong>and</strong> post-award activities. The program<br />

should be flexible but should provide direction for<br />

FHWA field engineers.<br />

The division administrator is responsible for developing<br />

a construction management program for evaluating the<br />

Federal-aid construction programs of the STAs <strong>and</strong> local<br />

governments. This <strong>Guide</strong> should be used as a tool in<br />

developing the program’s elements: determining the level of<br />

inspection coverage, performing the inspections <strong>and</strong> reviews,<br />

preparing <strong>and</strong> distributing reports, monitoring findings,<br />

preparing special reports, <strong>and</strong> documenting the division’s<br />

program.<br />

Determine Frequency <strong>and</strong><br />

Type of <strong>Inspection</strong>s<br />

Each division is responsible for determining the degree <strong>and</strong><br />

intensity of inspection coverage necessary to administer the<br />

division’s construction management program. In<br />

determining what constitutes “sufficient reviews or<br />

inspections,” the division administrator needs to consider a<br />

variety of factors including the qualifications <strong>and</strong> capabilities<br />

of STA management, project staff, <strong>and</strong> contractors; the STA’s<br />

operating procedures <strong>and</strong> internal review programs<br />

including local program oversight; previously identified<br />

problem areas; <strong>and</strong> unique project conditions.<br />

Perform <strong>Inspection</strong>s <strong>and</strong> Reviews<br />

The division office is responsible for performing the<br />

inspections <strong>and</strong> reviews outlined in its construction<br />

management program. The division is encouraged to solicit<br />

the participation of headquarters <strong>and</strong> the Resource Center in<br />

reviews of new or unusual features or practices <strong>and</strong> for other<br />

assistance as appropriate. Reviews that are made jointly with<br />

headquarters, the FHWA Resource Center, or State<br />

personnel who have similar responsibilities should also be<br />

included in the division office’s program.<br />

Prepare <strong>and</strong> Distribute Reports<br />

The division office is responsible for preparing <strong>and</strong><br />

distributing copies of construction inspection <strong>and</strong> other<br />

reports. It is desirable that the report’s content <strong>and</strong><br />

distribution consider the views of potential readers as well as<br />

the potential use of the report. Preparation <strong>and</strong> distribution<br />

of reports will be discussed in greater detail later in this<br />

<strong>Guide</strong>; however, the importance of quality inspection<br />

documentation must be acknowledged. Documentation is<br />

essential to meet several program objectives:<br />

▼ Define progress <strong>and</strong> quality of work<br />

▼ Establish FHWA presence in the Federal-aid<br />

construction program<br />

▼ Identify project or program problem areas<br />

▼ Document resolution of identified concerns<br />

▼ Share innovations <strong>and</strong> new technology<br />

Monitor Findings<br />

Division offices should document findings <strong>and</strong> resolutions<br />

from construction reviews <strong>and</strong> inspections. These findings<br />

should be used as input into subsequent risk assessments.<br />

Prepare Special Reports<br />

The program should encourage FHWA field engineers to<br />

prepare or assist their State partners in preparing reports on<br />

special or innovative construction materials, methods, <strong>and</strong><br />

procedures. The FHWA field engineer should ensure<br />

appropriate circulation of reports as a technology-sharing<br />

activity.

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