BSA/AML Examination Manual - ffiec

Report of Foreign Bank and Financial Accounts (FBAR). See Foreign Bank and
Financial Accounts Reporting
Report of International Transportation of Currency or Monetary Instruments (CMIR).
See International Transportation of Currency or Monetary Instruments
Request Letter Items, 11, 13, 15, 25, H-1 to H-19
automated clearing house (ACH) transactions, H-11
bearer shares, H-18
brokered deposits, H-12
BSA/AML compliance program, H-1
business entities (domestic and foreign), H-18
cash intensive businesses, H-19
concentration accounts, H-13
correspondent accounts (domestic), H-8
correspondent accounts (foreign), H-8
currency-shipment activity, H-6
currency transaction reporting, H-4
currency transaction reporting exemptions, H-4
Customer Identification Program (CIP), H-2, H-3
electronic banking, H-10
electronic cash, H-11
embassy and foreign consulate accounts, H-17
foreign branches and offices of U.S. banks, H-9
foreign correspondent account recordkeeping and due diligence, H-5, H-6
funds transfers, H-10
funds transfer recordkeeping, H-5
independent testing, H-1, H-2
information sharing, H-4, H-5
insurance, H-13
lending activities, H-13, H-14
non-bank financial institutions (NBFIs), H-17, H-18
nondeposit investment products (NDIP), H-12, H-13
nonresident aliens (NRAs) and foreign individuals, H-17
Office of Foreign Assets Control (OFAC), H-6, H-7
other BSA reporting and recordkeeping requirements, H-6
parallel banking, H-10
payable through accounts (PTAs), H-8, H-9
politically exposed persons (PEPs), H-17
pouch activities, H-9
private banking, H-14, H-15
privately owned automated teller machines (ATMs), H-12
professional service providers, H-18
purchase and sale of monetary instruments, H-5, H-11, H-12
training, H-2
risk assessment, 25, H-2
suspicious activity reporting, H-3, H-4
third-party payment processors, H-11
Index
FFIEC BSA/AML Examination Manual Index-19 8/24/2007