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Factor V and Thrombotic Disease : Description of a Janus-Faced Protein Gerry A.F. Nicolaes and Björn Dahlbäck Arterioscler Thromb Vasc Biol. 2002;22:530-538; originally published online February 7, 2002; doi: 10.1161/01.ATV.0000012665.51263.B7 Arteriosclerosis, Thrombosis, and Vascular Biology is published by the American Heart Association, 7272 Greenville Avenue, Dallas, TX 75231 Copyright © 2002 American Heart Association, Inc. All rights reserved. Print ISSN: 1079-5642. Online ISSN: 1524-4636 The online version of this article, along with updated information and services, is located on the World Wide Web at: http://atvb.ahajournals.org/content/22/4/530 permission is being requested is located, click Request Permissions in the middle column of the Web page under Services. Further information about this process is available in thePermissions and Rights Question and Answer document. which Permissions: Requests for permissions to reproduce figures, tables, or portions of articles originally published in Arteriosclerosis, Thrombosis, and Vascular Biology can be obtained via RightsLink, a service of the Copyright Clearance Center, not the Editorial Office. Once the online version of the published article for Reprints: Information about reprints can be found online at: http://www.lww.com/reprints Subscriptions: Information about subscribing to Arteriosclerosis, Thrombosis, and Vascular Biology is online at: http://atvb.ahajournals.org//subscriptions/ Downloaded from http://atvb.ahajournals.org/ by guest on October 23, 2012

<strong>Factor</strong> V <strong>and</strong> <strong>Thrombotic</strong> <strong>Disease</strong> : <strong>Description</strong> <strong>of</strong> a <strong>Janus</strong>-<strong>Faced</strong> Protein<br />

Gerry A.F. Nicolaes <strong>and</strong> Björn Dahlbäck<br />

Arterioscler Thromb Vasc Biol. 2002;22:530-538; originally published online February 7, 2002;<br />

doi: 10.1161/01.ATV.0000012665.51263.B7<br />

Arteriosclerosis, Thrombosis, <strong>and</strong> Vascular Biology is published by the American Heart Association, 7272<br />

Greenville Avenue, Dallas, TX 75231<br />

Copyright © 2002 American Heart Association, Inc. All rights reserved.<br />

Print ISSN: 1079-5642. Online ISSN: 1524-4636<br />

The online version <strong>of</strong> this article, along with updated information <strong>and</strong> services, is located on the<br />

World Wide Web at:<br />

http://atvb.ahajournals.org/content/22/4/530<br />

permission is being requested is located, click Request Permissions in the middle column <strong>of</strong> the Web page<br />

under Services. Further information about this process is available in thePermissions<br />

<strong>and</strong> Rights Question <strong>and</strong><br />

Answer document.<br />

which<br />

Permissions: Requests for permissions to reproduce figures, tables, or portions <strong>of</strong> articles originally published<br />

in Arteriosclerosis, Thrombosis, <strong>and</strong> Vascular Biology can be obtained via RightsLink, a service <strong>of</strong> the<br />

Copyright Clearance Center, not the Editorial Office. Once the online version <strong>of</strong> the published article for<br />

Reprints: Information about reprints can be found online at:<br />

http://www.lww.com/reprints<br />

Subscriptions: Information about subscribing to Arteriosclerosis, Thrombosis, <strong>and</strong> Vascular Biology is online<br />

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<strong>Factor</strong> V <strong>and</strong> <strong>Thrombotic</strong> <strong>Disease</strong><br />

<strong>Description</strong> <strong>of</strong> a <strong>Janus</strong>-<strong>Faced</strong> Protein<br />

Gerry A.F. Nicolaes, Björn Dahlbäck<br />

Abstract—The generation <strong>of</strong> thrombin by the prothrombinase complex constitutes an essential step in hemostasis, with<br />

thrombin being crucial for the amplification <strong>of</strong> blood coagulation, fibrin formation, <strong>and</strong> platelet activation. In the<br />

prothrombinase complex, the activated form <strong>of</strong> coagulation factor V (FVa) is an essential c<strong>of</strong>actor to the enzyme-activated<br />

factor X (FXa), FXa being virtually ineffective in the absence <strong>of</strong> its c<strong>of</strong>actor. Besides its procoagulant potential,<br />

intact factor V (FV) has an anticoagulant c<strong>of</strong>actor capacity functioning in synergy with protein S <strong>and</strong> activated protein<br />

C (APC) in APC-catalyzed inactivation <strong>of</strong> the activated form <strong>of</strong> factor VIII. The expression <strong>of</strong> anticoagulant c<strong>of</strong>actor<br />

function <strong>of</strong> FV is dependent on APC-mediated proteolysis <strong>of</strong> intact FV. Thus, FV has the potential to function in<br />

procoagulant <strong>and</strong> anticoagulant pathways, with its functional properties being modulated by proteolysis exerted by<br />

procoagulant <strong>and</strong> anticoagulant enzymes. The procoagulant enzymes factor Xa <strong>and</strong> thrombin are both able to activate<br />

circulating FV to FVa. The activity <strong>of</strong> FVa is, in turn, regulated by APC together with its c<strong>of</strong>actor protein S. In fact,<br />

the regulation <strong>of</strong> thrombin formation proceeds primarily through the upregulation <strong>and</strong> downregulation <strong>of</strong> FVa c<strong>of</strong>actor<br />

activity, <strong>and</strong> failure to control FVa activity may result in either bleeding or thrombotic complications. A prime example<br />

is APC resistance, which is the most common genetic risk factor for thrombosis. It is caused by a single point mutation<br />

in the FV gene (factor V Leiden) that not only renders FVa less susceptible to the proteolytic inactivation by APC but also<br />

impairs the anticoagulant properties <strong>of</strong> FV. This review gives a description <strong>of</strong> the dualistic character <strong>of</strong> FV <strong>and</strong> describes<br />

the gene-gene <strong>and</strong> gene-environment interactions that are important for the involvement <strong>of</strong> FV in the etiology <strong>of</strong> venous<br />

thromboembolism. (Arterioscler Thromb Vasc Biol. 2002;22:530-538.)<br />

Key Words: factor V � activated protein C resistance � factor V Leiden � thrombosis � protein C<br />

Historically, clinical studies focusing on coagulation factor<br />

V (FV) almost exclusively described bleeding tendencies<br />

as the result <strong>of</strong> a deficiency <strong>of</strong> this procoagulant<br />

protein. In fact, the discovery <strong>of</strong> FV by the Norwegian Paul<br />

Owren1 in 1947 was based on the identification <strong>of</strong> a patient<br />

having a severe bleeding tendency due to the deficiency <strong>of</strong> a<br />

previously unknown coagulation factor (parahemophilia, Owren’s<br />

disease). FV deficiency is inherited as an autosomalrecessive<br />

disorder with an estimated frequency <strong>of</strong> 1 in 1<br />

million. 2–4 Heterozygous cases are usually asymptomatic,<br />

whereas homozygous individuals show variable bleeding<br />

symptoms. A great increase in research interest in FV has<br />

been seen in recent years, but this has not been in the context<br />

<strong>of</strong> bleeding problems but rather in association with thrombosis<br />

studies. The reason for the explosive increase <strong>of</strong> clinical<br />

<strong>and</strong> biochemical interest in FV originates from the discovery<br />

<strong>of</strong> activated protein C (APC) resistance, a laboratory phenotype<br />

originally identified in a single patient with venous<br />

thrombosis. 5 APC resistance, which is characterized by a<br />

reduced anticoagulant response to APC, was subsequently<br />

found to be the most common risk factor for thrombosis. The<br />

strict correlation <strong>of</strong> the APC resistance to a single point<br />

Brief Reviews<br />

mutation in the gene for FV (factor V Leiden [FV Leiden] orFV<br />

R506Q), occurring in �3% to 15% <strong>of</strong> the general Caucasian<br />

population, further established the importance <strong>of</strong> this FVrelated<br />

abnormality (see reviews 6–10 ). At a time when large<br />

population-based studies in the field <strong>of</strong> coagulation were set<br />

up <strong>and</strong> an integrated genetic approach became available to<br />

many research laboratories in the field <strong>of</strong> thrombosis <strong>and</strong><br />

hemostasis, the discoveries <strong>of</strong> APC resistance <strong>and</strong> FV Leiden<br />

gave the research <strong>of</strong> thrombophilia, in general, <strong>and</strong> coagulation<br />

FV, in particular, a new impulse.<br />

See cover<br />

Coagulation FV is an enzyme c<strong>of</strong>actor performing central <strong>and</strong><br />

pivotal functions in maintaining a normal hemostatic balance. In<br />

the present review, we attempt to shed some light on the role that<br />

it plays in relation to the etiology <strong>of</strong> thrombotic disease.<br />

Biosynthesis <strong>and</strong> Structure <strong>of</strong> FV<br />

FV is a large single-chain glycoprotein <strong>of</strong> �330 kDa. Its<br />

plasma concentration is �20 nmol/L (�0.007 g/L). 11 Besides<br />

circulating in free form in plasma, FV is also present in the<br />

�-granules <strong>of</strong> platelets; this form accounts for �25% <strong>of</strong> the<br />

Received October 2, 2001; revision accepted January 28, 2002.<br />

From the Department <strong>of</strong> Laboratory Medicine, Division <strong>of</strong> Clinical Chemistry, Lund University, The Wallenberg Laboratory, University Hospital<br />

Malmö, Malmö, Sweden. Dr Nicolaes is now at the Department <strong>of</strong> Biochemistry, Cardiovascular Research Institute Maastricht, Maastricht University,<br />

Maastricht, the Netherl<strong>and</strong>s.<br />

Correspondence to Björn Dahlbäck, Department <strong>of</strong> Clinical Chemistry, Lund University, MAS, The Wallenberg Laboratory, S-205 02 Malmö, Sweden.<br />

E-mail bjorn.dahlback@klkemi.mas.lu.se<br />

© 2002 American Heart Association, Inc.<br />

Arterioscler Thromb Vasc Biol. is available at http://www.atvbaha.org DOI: 10.1161/01.ATV.0000012665.51263.B7<br />

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total FV content in human blood. 11,12 During coagulation,<br />

platelet FV is secreted as a result <strong>of</strong> platelet activation.<br />

Although several cellular types have been reported to synthesize<br />

FV, it is generally accepted that the principal site <strong>of</strong><br />

biosynthesis is the liver, where human FV is synthesized as a<br />

single-chain molecule, undergoing extensive posttranslational<br />

modifications before being secreted into the blood. 13,14 It is<br />

still unclear whether the presence <strong>of</strong> FV in platelets is the<br />

result <strong>of</strong> the uptake <strong>of</strong> exogenous FV from the circulation via<br />

endocytotic processes by megakaryocytes or whether these<br />

cells themselves can account for the FV production. 15–17 The<br />

FV gene (gene locus on chromosome 1q23) spans more than<br />

80 kb <strong>and</strong> contains 25 exons. The isolated cDNA has a length<br />

<strong>of</strong> 6672 bp <strong>and</strong> encodes a preprotein <strong>of</strong> 2224 amino acids,<br />

including the 28-amino-acid residue long signal peptide. 18,19<br />

FV has a mosaic-like structure, with a domain organization<br />

(A1-A2-B-A3-C1-C2, Figure 1) that is similar to that <strong>of</strong><br />

factor VIII (FVIII), 20,21 another essential coagulation c<strong>of</strong>actor<br />

protein. The A domains <strong>of</strong> FV <strong>and</strong> FVIII together with those<br />

<strong>of</strong> ceruloplasmin 22 have evolved from a common ancestral<br />

protein. Overall, the two coagulation factors (FV <strong>and</strong> FVIII)<br />

share �40% sequence identity in their A <strong>and</strong> C domains. 19,23<br />

The 3D structure <strong>of</strong> ceruloplasmin has been elucidated, <strong>and</strong><br />

the homology between the A domains <strong>of</strong> FV <strong>and</strong> those <strong>of</strong><br />

ceruloplasmin has allowed the creation <strong>of</strong> molecular models<br />

for the A-domain part <strong>of</strong> FV. 24,25 In these models, the three A<br />

domains are arranged in a triangular fashion (Figure 1).<br />

Molecular models were also created for the C domains <strong>of</strong><br />

FV, 26 <strong>and</strong> more recently, the 3D structure <strong>of</strong> the C2 domain<br />

<strong>of</strong> FV was determined with x-ray crystallography. 27 A preliminary<br />

model for the whole FVa molecule (FVa is the<br />

activated form <strong>of</strong> FV) has been generated on the basis <strong>of</strong> the<br />

information <strong>of</strong> the individual domains. 24,28<br />

Nicolaes <strong>and</strong> Dahlbäck <strong>Factor</strong> V <strong>and</strong> Thrombosis 531<br />

Figure 1. Schematic models <strong>of</strong> FV illustrating<br />

the mosaic-like structure <strong>of</strong> the molecule<br />

<strong>and</strong> the spatial arrangement <strong>of</strong> the FV<br />

domains. The triple A domains (A1, A2, <strong>and</strong><br />

A3) are indicated in blue, <strong>and</strong> the C-terminal<br />

(C1 <strong>and</strong> C2) domains are indicated in red.<br />

The large connecting B domain is yellow. a,<br />

On activation <strong>of</strong> FV, 3 peptide bonds (upper<br />

black arrows) at positions Arg709, Arg1018,<br />

<strong>and</strong> Arg1545 are cleaved, thereby releasing<br />

the B domain. FV/FVa is subject to APCmediated<br />

proteolysis at Arg306, Arg506,<br />

Arg679, <strong>and</strong> Arg994, which is indicated by<br />

the lower red arrows. b, In 3D, the 3 A<br />

domains are believed to be arranged in a<br />

triangular fashion, with the 2 smaller C<br />

domains extending from the A3 domain,<br />

thus creating a windmill-like model. c, The<br />

heterodimeric FVa is formed by A1-A2<br />

(heavy chain), which is noncovalently associated<br />

with A3-C1-C2 (light chain). The C2<br />

domain is indispensable for the interaction<br />

<strong>of</strong> the FVa molecule with phospholipid<br />

membranes (in green). An additional<br />

membrane-binding region might be present<br />

in the A3 domain.<br />

Regulation <strong>of</strong> Procoagulant FXa-C<strong>of</strong>actor<br />

Activity <strong>of</strong> FV<br />

Circulating single-chain FV is an inactive proc<strong>of</strong>actor, expressing<br />

�1% <strong>of</strong> the procoagulant enzyme-activated factor X<br />

(FXa)-c<strong>of</strong>actor activity that it can maximally obtain. 29 An<br />

increase in FXa-c<strong>of</strong>actor activity is associated with limited<br />

proteolysis <strong>of</strong> several peptide bonds in FV mediated by<br />

procoagulant enzymes such as thrombin <strong>and</strong> FXa. 30–32 As a<br />

result, the large connecting B domain (Figure 1) dissociates<br />

from FVa, which is formed by the noncovalently associated<br />

heavy (A1-A2) <strong>and</strong> light (A3-C1-C2) chains. The prothrombinase<br />

complex comprises FXa <strong>and</strong> FVa, which in the<br />

presence <strong>of</strong> calcium ions assemble on negatively charged<br />

phospholipid membranes. FVa is considered an essential FXa<br />

c<strong>of</strong>actor, inasmuch as its presence in the prothrombinase<br />

complex enhances the rate <strong>of</strong> prothrombin activation by<br />

several orders <strong>of</strong> magnitude. 29,33 Homozygous deficiency <strong>of</strong><br />

FV in humans is associated with variable severity <strong>of</strong> bleeding<br />

problems, suggesting that FV deficiency in humans is not a<br />

lethal disease. 3 This st<strong>and</strong>s in contrast to the fatal bleeding<br />

disorder that affects FV knockout mice. 34 Approximately<br />

50% <strong>of</strong> the affected embryos die during embryonic day 9 to<br />

10, <strong>and</strong> the remaining full-term mice die from bleeding within<br />

2 hours after birth. The explanation for the discrepancy in<br />

phenotypic severity between humans <strong>and</strong> mice is unknown.<br />

Downregulation <strong>of</strong> the procoagulant activity <strong>of</strong> FVa is<br />

accomplished by APC-mediated proteolysis <strong>of</strong> FVa at positions<br />

Arg306, Arg506, <strong>and</strong> Arg679. 35 The cleavages at these<br />

positions are under strict kinetic control, with the cleavage<br />

site at Arg506 being preferred at low concentrations <strong>of</strong> APC<br />

<strong>and</strong> FVa. However, the Arg506 cleavage yields only partial<br />

inactivation <strong>of</strong> FVa, <strong>and</strong> cleavage at Arg306 is necessary for<br />

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532 Arterioscler Thromb Vasc Biol. April 2002<br />

the complete inactivation <strong>of</strong> FVa activity. 36 The third cleavage<br />

at Arg679 is likely <strong>of</strong> lesser importance to FVa inactivation.<br />

Inactivation <strong>of</strong> FVa is greatly enhanced by protein S,<br />

which is an APC-c<strong>of</strong>actor protein with high affinity for<br />

negatively charged phospholipid membranes. However,<br />

the cleavages in FVa demonstrate different dependence on<br />

the APC-c<strong>of</strong>actor activity <strong>of</strong> protein S. Thus, protein S<br />

does not affect the cleavage rate at the Arg506 site,<br />

whereas the addition <strong>of</strong> protein S in systems containing<br />

purified coagulation proteins increases the rate <strong>of</strong> Arg306<br />

cleavage 20-fold. 37 This indicates the importance <strong>of</strong> protein<br />

S in the regulation <strong>of</strong> FVa c<strong>of</strong>actor activity. In<br />

addition, a substantial amount <strong>of</strong> evidence has been provided<br />

showing the importance <strong>of</strong> protein S for in vivo<br />

regulation <strong>of</strong> the anticoagulant protein C system, the<br />

system responsible for the proteolytic regulation <strong>of</strong> FV <strong>and</strong><br />

FVIII. 38,39 Moreover, protein S <strong>and</strong> protein C deficiencies<br />

are well-recognized risk factors for venous thrombosis,<br />

demonstrating the importance <strong>of</strong> careful regulation <strong>of</strong> FV<br />

<strong>and</strong>/or FVIII activities in vivo. 40 Membrane-bound bovine<br />

FVa has also been shown in in vitro experiments to be<br />

inactivated by plasmin. 41 Whether this is a physiologically<br />

important mechanism in vivo under normal <strong>and</strong> pathological<br />

conditions remains to be elucidated.<br />

APC Resistance<br />

In 1993, our laboratory found that plasmas from a group <strong>of</strong><br />

patients with family histories <strong>of</strong> thromboembolic disease<br />

showed reduced anticoagulant response to the addition <strong>of</strong><br />

APC. Because <strong>of</strong> the partial or complete resistance toward<br />

APC, we named the phenotype APC resistance <strong>and</strong> also<br />

demonstrated its inherited nature. 5,42 APC resistance has been<br />

recognized as the most important cause <strong>of</strong> venous thrombosis,<br />

which is present in 20% to 60% <strong>of</strong> patients with venous<br />

thromboembolism. In the early studies, it appeared as if<br />

APC-resistant individuals were missing an essential APC<br />

c<strong>of</strong>actor. This c<strong>of</strong>actor was subsequently suggested to be<br />

intact FV. Supporting evidence for the c<strong>of</strong>actor hypothesis<br />

was the observed correction <strong>of</strong> the phenotype by added FV.<br />

On the basis <strong>of</strong> these studies, FV was proposed to act as a<br />

c<strong>of</strong>actor in the APC-catalyzed prolongation <strong>of</strong> coagulation<br />

times in plasma. 43 The anticoagulant function <strong>of</strong> FV was<br />

further characterized later in 1994, when it was demonstrated<br />

that intact FV holds the potential to function in synergy with<br />

protein S as an APC c<strong>of</strong>actor in the inactivation <strong>of</strong> activated<br />

FVIII (FVIIIa). 44 Thus, FV, protein S, <strong>and</strong> APC regulate the<br />

activity <strong>of</strong> the tenase complex, ie, the membrane-associated<br />

complex (comprising activated factor IX <strong>and</strong> FVIIIa) that<br />

efficiently activates factor X.<br />

The genetic background for the APC resistance phenotype<br />

was also demonstrated in 1994. A single nuclear polymorphism<br />

in the FV gene was found to be associated with<br />

APC resistance. 45–48 At position 1691, a G3A missense<br />

mutation resulted in the replacement <strong>of</strong> Arg506 by Gln<br />

(FV Leiden). This mutation has an unprecedented high occurrence,<br />

with frequencies in the general population <strong>of</strong> 2% to<br />

15% <strong>and</strong> up to 60% in selected patients with venous thromboembolism.<br />

49 This prevalence was 10 times higher than the<br />

sum <strong>of</strong> frequencies <strong>of</strong> all hereditary causes <strong>of</strong> thrombophilia<br />

known at that time. To date, the Arg5063Gln mutation is the<br />

most common genetic risk factor for thrombosis. 10 Notably,<br />

variation in allelic frequencies for FV Leiden is extensive, with<br />

the mutation being present exclusively in populations <strong>of</strong><br />

Caucasian descent. Because all FV Leiden alleles have the same<br />

haplotype, it can be concluded that the mutation occurred<br />

only once <strong>and</strong> that a founder effect has been involved. The<br />

estimated age <strong>of</strong> the mutation is �30 000 years; 50 ie, it<br />

occurred after the out-<strong>of</strong>-Africa migration that took place<br />

�100 000 years ago.<br />

Because the FV Arg5063Gln mutation affects one <strong>of</strong> the<br />

prime target sites for the APC-catalyzed inactivation <strong>of</strong> FVa (see<br />

above), it appears obvious that impaired downregulation <strong>of</strong> FXa<br />

c<strong>of</strong>actor activity <strong>of</strong> FVa contributes to the increased risk <strong>of</strong><br />

thrombosis. However, this is not the sole molecular mechanism<br />

involved, inasmuch as the mutant FV isolated from patients with<br />

APC resistance is much less active as APC c<strong>of</strong>actor in the<br />

FVIIIa inactivation. 51–53 This was further unequivocally demonstrated<br />

by using recombinant mutant FV. 54 Hampered FVa<br />

inactivation alone did not satisfyingly explain the increased<br />

thrombin generation, 55 because in vitro experiments had shown<br />

that under certain conditions (eg, high FVa in the presence <strong>of</strong><br />

protein S <strong>and</strong> FXa), the APC-catalyzed inactivation <strong>of</strong> normal<br />

FVa <strong>and</strong> activated FV Leiden appeared similar. 37 The identification<br />

<strong>of</strong> the APC-c<strong>of</strong>actor function <strong>of</strong> FV reinforced the association<br />

between carriership <strong>of</strong> the FV Leiden mutation <strong>and</strong> thrombosis <strong>and</strong><br />

contributed pathogenic explanations for the hypercoagulable<br />

state associated with APC resistance. Thus, FV presents itself as<br />

a true <strong>Janus</strong>-faced protein: In its activated form, it has essential<br />

functions in the procoagulant pathways, without which severe<br />

bleeding tendencies can occur. On the other h<strong>and</strong>, the nonactivated<br />

precursor protein factor, as it circulates in plasma, possesses<br />

anticoagulant properties functioning as an APC c<strong>of</strong>actor<br />

in the regulation <strong>of</strong> FVIIIa activity. Failure to fully express this<br />

anticoagulant function may lead to thrombosis.<br />

Anticoagulant FV<br />

As mentioned above, an integrated account <strong>of</strong> all the functions<br />

<strong>of</strong> FV must include its anticoagulant properties as well.<br />

Still, the molecular mechanism by which FV can exert its<br />

APC-c<strong>of</strong>actor function in the downregulation <strong>of</strong> FVIIIa<br />

activity is largely unknown. However, some experimental<br />

results that give an insight into the functional requirements <strong>of</strong><br />

the anticoagulant FV function are available. Thus, full procoagulant<br />

activation <strong>of</strong> FV (ie, cleavage at Arg709 <strong>and</strong><br />

Arg1545 associated with the release <strong>of</strong> the B domain) results<br />

in lost anticoagulant APC-c<strong>of</strong>actor activity <strong>of</strong> FV, 44,52 suggesting<br />

the involvement <strong>of</strong> the B domain in this function<br />

(Figure 1). Moreover, studies using recombinant FV variants<br />

have shown the C-terminal part <strong>of</strong> the B domain (last 70<br />

amino acids) to be essential for the anticoagulant APCc<strong>of</strong>actor<br />

activity <strong>of</strong> FV. 56 The APC-mediated cleavage <strong>of</strong><br />

intact FV at Arg506 is also involved in generating anticoagulant<br />

FV, as demonstrated with recombinant variants <strong>of</strong> FV. 54<br />

This explains the reduced c<strong>of</strong>actor function <strong>of</strong> FV Leiden,<br />

because it cannot be cleaved at Arg506. These data indicate<br />

that a delicate balance exists between the procoagulant <strong>and</strong><br />

anticoagulant properties <strong>of</strong> FV, with activation leading to a<br />

procoagulant protein that is devoid <strong>of</strong> anticoagulant proper-<br />

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ties (Figure 2). In contrast, APC-catalyzed proteolysis <strong>of</strong><br />

intact FV generates an anticoagulant protein that has virtually<br />

no procoagulant properties. On the basis <strong>of</strong> discussed observations,<br />

a dual pathway determining the fate <strong>of</strong> FV in blood<br />

coagulation is emerging. In this pathway, the local concentrations<br />

<strong>and</strong> availability <strong>of</strong> procoagulant <strong>and</strong> anticoagulant<br />

enzymes, such as thrombin, FXa, <strong>and</strong> APC, determine the<br />

fate <strong>of</strong> each FV molecule. Thus, FV acts as a local sensor <strong>of</strong><br />

procoagulant <strong>and</strong> anticoagulant forces, inasmuch as it is able<br />

to sustain ongoing reactions through its susceptibility to<br />

limited proteolysis <strong>and</strong> its ability to function as either a<br />

procoagulant or an anticoagulant c<strong>of</strong>actor.<br />

In 1993, it was reported that human blood <strong>and</strong> platelets<br />

contain 2 forms <strong>of</strong> FV (FV 1 <strong>and</strong> FV 2) having slightly different<br />

molecular weights <strong>and</strong> affinities for phospholipid membranes. 57<br />

The membrane-binding properties <strong>of</strong> the 2 forms affect their<br />

procoagulant <strong>and</strong> anticoagulant c<strong>of</strong>actor activities. 52,58 In model<br />

systems mimicking physiological conditions, FV 1 appears to be<br />

the more thrombogenic, yielding up to 7-fold higher thrombin<br />

generation than FV 2. 58 Recently, we demonstrated the molecular<br />

difference <strong>of</strong> the FV 1FV 2 forms to reside in partial glycosylation<br />

<strong>of</strong> Asn2181. FV 1 carries a carbohydrate at this residue, in<br />

contrast to FV 2, which does not. 59,60<br />

Venous Thromboembolic <strong>Disease</strong><br />

Thrombosis is defined as the pathological presence <strong>of</strong> a blood<br />

clot (thrombus) in a blood vessel or the heart. Venous thrombosis<br />

<strong>and</strong> arterial thrombosis are considered distinct disease states<br />

having different pathogenic mechanisms <strong>and</strong> underlying risk<br />

Nicolaes <strong>and</strong> Dahlbäck <strong>Factor</strong> V <strong>and</strong> Thrombosis 533<br />

Figure 2. Dual pathways <strong>of</strong> FV are represented in<br />

a simplified <strong>and</strong> schematic form. The inactive<br />

(blue) precursor molecule FV is subject to limited<br />

proteolysis by procoagulant <strong>and</strong>/or anticoagulant<br />

enzymes, depending on the local concentrations <strong>of</strong><br />

effector proteases. Cleavage <strong>of</strong> intact FV at Arg506<br />

directs the molecule in an anticoagulant direction.<br />

FVac indicates anticoagulant FV (in green). This<br />

molecule can proceed in 2 directions. It is either<br />

routed through a connecting reaction, representing<br />

cleavage at Arg709, Arg1018, <strong>and</strong> Arg1545, into a<br />

semiprocoagulant pathway (FVa int, red/blue), yielding<br />

a molecule that still possesses limited c<strong>of</strong>actor<br />

activity in prothrombin activation, or it is further<br />

cleaved by APC at Arg306, which eliminates the<br />

procoagulant potential (FVi). The cleavage at<br />

Arg1545 is underlined, signifying the importance <strong>of</strong><br />

the cleavage at this peptide: on cleavage <strong>of</strong><br />

Arg1545, all anticoagulant c<strong>of</strong>actor activity is lost.<br />

FV is activated directly to a procoagulant c<strong>of</strong>actor<br />

FVa (orange) via cleavages at Arg709, Arg1018,<br />

<strong>and</strong> Arg1545, with the underlined Arg1545 again<br />

representing the importance <strong>of</strong> the cleavage at<br />

Arg1545. Cleavage <strong>of</strong> this bond in FVa is essential<br />

for the expression <strong>of</strong> full c<strong>of</strong>actor activity in prothrombin<br />

activation. Control <strong>of</strong> FVa procoagulant<br />

activity is achieved via proteolysis by APC; again,<br />

cleavage at Arg506 results in a partially active molecule,<br />

the activity <strong>of</strong> which is abolished by subsequent<br />

cleavage at Arg306. FVa activity can also be<br />

directly downregulated through initial cleavage at<br />

Arg306 in FVa. Potential cleavage <strong>of</strong> the inactive<br />

FVi at Arg679 <strong>and</strong>/or Arg994 yields FVi�, with no<br />

further consequence for the c<strong>of</strong>actor activity <strong>of</strong> the<br />

molecule.<br />

factors. 61–63 The estimated annual incidence <strong>of</strong> venous thromboembolism<br />

in individuals aged �40 years is 1 per 10 000, <strong>and</strong><br />

in those aged �75 years, it is 1 per 100. 63–65 Thrombosis is a<br />

complex <strong>and</strong> episodic disease, with recurrences being common.<br />

In recent years, it has become clear that venous thrombosis is<br />

multigenic 66 <strong>and</strong> that the pathogenesis <strong>of</strong>ten includes several<br />

hereditary factors, which synergistically tip the natural hemostatic<br />

balance between procoagulant <strong>and</strong> anticoagulant forces. In<br />

addition, acquired <strong>and</strong> environmental factors modulate the risk<br />

<strong>of</strong> thrombosis <strong>and</strong> are <strong>of</strong>ten involved in the pathogenesis <strong>of</strong> the<br />

disease. Thrombosis is believed to develop when a certain<br />

threshold is passed as a result <strong>of</strong> risk factor interactions, with the<br />

combined total risk exceeding the sum <strong>of</strong> their separate risk<br />

contributions. Above this threshold, natural anticoagulant systems<br />

are insufficient to balance the procoagulant forces, resulting<br />

in the development <strong>of</strong> thrombotic disease. 62 Most inherited<br />

risk factors for venous thrombosis are found in the protein C<br />

system, such as APC resistance (FV Leiden), <strong>and</strong> deficiencies <strong>of</strong><br />

protein C <strong>and</strong> protein S. 9,67 Other less common genetic risk<br />

factors are antithrombin deficiency <strong>and</strong> the prothrombin 20210A<br />

(PT 20210A) mutation. Acquired risk factors range from prolonged<br />

immobilization, surgery, malignant disease, trauma, use<br />

<strong>of</strong> oral contraceptives, <strong>and</strong> pregnancy/puerperium to the presence<br />

<strong>of</strong> antiphospholipid antibodies. Personal histories <strong>of</strong> thrombosis<br />

<strong>and</strong> advanced age have also been acknowledged as risk<br />

factors for venous thrombosis. 68<br />

Role <strong>of</strong> FV Leiden in Venous Thrombosis<br />

Thromboembolic episodes associated with FV Leiden are almost<br />

exclusively venous in nature. Although some case reports link<br />

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534 Arterioscler Thromb Vasc Biol. April 2002<br />

TABLE 1. Occurrence <strong>of</strong> FV Leiden <strong>and</strong> Other Risk <strong>Factor</strong>s for<br />

Venous Thrombosis <strong>and</strong> the Relative Risks (RR)<br />

They Contribute<br />

Population Thrombosis<br />

Risk <strong>Factor</strong><br />

Prevalence, % Patients, % RR<br />

FVLeiden 2–15 20 6.6*<br />

Protein S deficiency 0.03–0.13 1–2 0.7†<br />

Protein C deficiency 0.2–0.4 3 6.5<br />

Antithrombin deficiency 0.02 1 5.0<br />

Prothrombin 20210A 2 6 2.8<br />

High FVIII levels 11 25 4.8<br />

*Risk for heterozygous FVLeiden carriers, risk for homozygous carriers is<br />

approximately 80-fold.<br />

†This low number is derived from case-control studies, which fail to identify<br />

protein S deficiency as a risk factor. However, family studies demonstrate that<br />

protein S deficiency carries similar risk for thrombosis as FVLeiden <strong>and</strong> protein C<br />

deficiency (reviewed by Zöller et al69 ).<br />

Data adapted from Martinelli, 10 Rees et al, 49 Rosendaal, 62 Rosendaal et al, 70<br />

Koster et al, 71 <strong>and</strong> Dykes et al. 72<br />

FV Leiden to arterial thrombosis, they are rare, <strong>and</strong> these<br />

incidents can likely be due to other unrecognized pathogenic<br />

factors. A large number <strong>of</strong> studies using different approaches,<br />

such as case-control studies, population-based studies, family<br />

studies, <strong>and</strong> prospective studies, have estimated the risk<br />

increase for venous thrombosis due to FV Leiden to be 5- to<br />

7-fold for heterozygous carriers <strong>and</strong> 80-fold for homozygous<br />

carriers <strong>of</strong> the mutation (Table 1). The severity <strong>and</strong> localization<br />

<strong>of</strong> thrombosis in carriers <strong>of</strong> FV Leiden are very diverse.<br />

Common are thromboses in the deep veins <strong>of</strong> the leg, 70<br />

whereas portal vein thrombosis, superficial vein thrombosis,<br />

<strong>and</strong> cerebral vein thrombosis are less prevalent. However,<br />

there seems to be no association between FV Leiden <strong>and</strong> primary<br />

pulmonary embolism 73 or retinal vein thrombosis. 74 Moreover,<br />

most studies do not find a higher risk <strong>of</strong> recurrent thrombosis in<br />

carriers <strong>of</strong> heterozygous FV Leiden than in other patients with<br />

thrombosis, whereas homozygous individuals have an increased<br />

risk <strong>of</strong> recurrence. 75–78 The FV Leiden mutation has been suggested<br />

to be a “gain <strong>of</strong> function” mutation, 62 with the overall FV levels<br />

<strong>and</strong> functions being unchanged, which distinguishes it from the<br />

“loss <strong>of</strong> function” mutations that are seen in protein C or protein<br />

S deficiency. Yet, taking the lost APC-c<strong>of</strong>actor activity <strong>of</strong> the<br />

FV Leiden molecule into account, one could still argue that this<br />

mutation induces a deficiency regarding the anticoagulant properties<br />

<strong>of</strong> FV.<br />

The high prevalence <strong>of</strong> FV Leiden in the general white<br />

population (Table 1) related to the relatively lower annual<br />

incidence <strong>of</strong> venous thromboembolism suggests that the<br />

mutation yields a modestly increased risk <strong>of</strong> thrombosis, per<br />

se. 10 However, because <strong>of</strong> the high frequency <strong>of</strong> FV Leiden in the<br />

population, combinations with other hereditary or acquired<br />

risk factors are relatively common. Because risk factors<br />

appear to synergistically increase the risk <strong>of</strong> thrombosis,<br />

many patients with thrombosis are indeed affected by �1 risk<br />

factor. For instance, the prevalence <strong>of</strong> the PT 20210A<br />

mutation is �2% in the general population (Table 1), 79<br />

suggesting that double mutations are present in up to 0.1% to<br />

0.3% <strong>of</strong> white individuals. The multigenetic nature <strong>of</strong> throm-<br />

TABLE 2. Gene-Environment Interaction: RR <strong>of</strong> Venous<br />

Thrombosis in Users <strong>of</strong> Oral Contraceptives Depends on the<br />

Presence or Absence <strong>of</strong> the FV Leiden Mutation<br />

Population<br />

Non-FVLeiden carriers<br />

Thrombosis Risk RR<br />

Not using OC 0.8 1.0<br />

Using OC<br />

FVLeiden carriers<br />

3.0 3.7<br />

Not using OC 5.7 6.9<br />

Using OC 28.5 34.7<br />

Given are the annual risks <strong>of</strong> thrombosis per 10 000 people <strong>and</strong> RR.<br />

Data adapted from V<strong>and</strong>enbroucke et al. 85<br />

bosis involving FV Leiden as a risk factor was demonstrated by<br />

the high prevalence <strong>of</strong> FV Leiden among thrombophilic families<br />

with antithrombin, protein C, or protein S deficiency or the<br />

prothrombin 20210A mutation (25%, 19%, 38%, <strong>and</strong> 10%,<br />

respectively 80– 84 ). Because these prevalences are much<br />

higher than those in the general population, it can be<br />

concluded that FV Leiden is involved in the development <strong>of</strong><br />

thrombosis in these families. In families affected by multiple<br />

genetic risk factors, individuals having �2 genetic defects<br />

suffer from thrombotic events more frequently <strong>and</strong> earlier in<br />

life than do those with single defects.<br />

One <strong>of</strong> the most common acquired risk factors associated with<br />

FV Leiden is probably the use <strong>of</strong> oral contraceptives. It is estimated<br />

that �40% <strong>of</strong> fertile women in Sweden <strong>and</strong> the Netherl<strong>and</strong>s use<br />

oral contraceptives. This suggests that many fertile women carry<br />

at least 2 risk factors <strong>of</strong> thrombosis. Synergistic effects have<br />

been shown for FV Leiden <strong>and</strong> the use <strong>of</strong> oral contraceptives, <strong>and</strong><br />

the combined relative risk for the development <strong>of</strong> thrombosis<br />

was much higher than could be foreseen on the basis <strong>of</strong> the<br />

individual risks (Table 2; compare risk ratios). In this case, the<br />

risk factors clearly interact, although the exact molecular mechanism<br />

<strong>of</strong> this interaction still needs to be clarified. Of particular<br />

interest in this respect is the demonstration in in vitro experiments<br />

that the use <strong>of</strong> oral contraceptives or <strong>of</strong> hormone replacement<br />

therapy, per se, induces an acquired resistance to APC <strong>and</strong><br />

also that it enhances APC resistance due to FV Leiden. 55,86–88 It has<br />

been debated whether investigation for APC resistance <strong>and</strong>/or<br />

FV Leiden should be performed before prescribing oral contraceptives<br />

or hormone replacement therapy, but to date, there is no<br />

consensus in favor <strong>of</strong> general screening in these situations.<br />

Other FV Haplotypes Contributing to APC<br />

Resistance <strong>and</strong> Venous Thrombosis<br />

Several allelic variants <strong>of</strong> the FV gene have been described.<br />

Two particularly interesting variants, FV Arg306Thr (FV<br />

Cambridge 89 ) <strong>and</strong> FV Arg3063Gly (FV Hong Kong 90 ),<br />

were identified in patients with thrombosis. Both these<br />

mutations result in the loss <strong>of</strong> the APC cleavage site at<br />

Arg306, which is an important cleavage site in FVa for<br />

complete loss <strong>of</strong> FVa activity (see above). FV Cambridge was<br />

identified in an individual with unexplained APC resistance<br />

<strong>and</strong> seems to be an extremely rare mutation. In contrast, FV<br />

Hong Kong is common in certain Chinese populations but<br />

does not appear to be a risk factor for thrombosis. Moreover,<br />

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FV Hong Kong is reportedly not associated with APC<br />

resistance. Intuitively, one would suspect the loss <strong>of</strong> the<br />

Arg306 cleavage site to be a risk factor <strong>of</strong> thrombosis <strong>and</strong><br />

possibly also to yield APC resistance. In addition, the<br />

replacement <strong>of</strong> the Arg306 with a Gly <strong>and</strong> a Thr is expected<br />

to have essentially the same effect on FVa degradation.<br />

Recently, FV Cambridge <strong>and</strong> FV Hong Kong have been<br />

recreated in vitro with recombinant DNA techniques. In all<br />

functional tests, there were no appreciable differences between<br />

the 2 FV variants, with both phenotypes presenting APC<br />

responses intermediately between normal FV <strong>and</strong> FV Leiden. 91<br />

Thus, even though an important APC cleavage site is lost in FV<br />

Cambridge <strong>and</strong> in FV Hong Kong, it is still not known whether<br />

these FV variants are risk factors for venous thrombosis.<br />

Recently, several investigators have associated the socalled<br />

R2 allele (or HR2 polymorphism) with a slightly<br />

increased risk <strong>of</strong> venous thrombosis, even though no consensus<br />

has been reached regarding whether the R2 allele is really<br />

a risk factor for thrombosis. 92–96 The R2 allele is characterized<br />

by several linked mutations (missense <strong>and</strong> silent) in the<br />

gene for FV. Exons 13, 16, <strong>and</strong> 25 encoding the B, A3, <strong>and</strong><br />

C2 domains, respectively, carry these mutations. 93 The R2<br />

allele is associated with slightly decreased levels <strong>of</strong> circulating<br />

FV, which, if combined with FV Leiden, may enhance the<br />

APC-resistance phenotype <strong>and</strong> increase the risk <strong>of</strong> thrombosis.<br />

94 Moreover, the plasma <strong>of</strong> carriers <strong>of</strong> the R2 allele seems<br />

to contain increased amounts <strong>of</strong> FV 1, 97,98 the form <strong>of</strong> FV that<br />

may be more thrombogenic than FV 2. 58<br />

Other conditions linked to the FV gene influencing APC<br />

resistance include combinations <strong>of</strong> FV Leiden <strong>and</strong> quantitative<br />

FV deficiency. Heterozygous deficiency <strong>of</strong> FV combined<br />

with FV Leiden results in a pseudohomozygous state <strong>of</strong> APC<br />

resistance. 99–104 Because only the FV Leiden allele is expressed,<br />

all circulating FV is mutated, resulting in a phenotype that is<br />

similar to that <strong>of</strong> homozygous FV Leiden individuals. Taking<br />

into account the dose-response relationship between the in<br />

vitro APC response <strong>and</strong> the risk <strong>of</strong> venous thrombosis, 105 it is<br />

believed that pseudohomozygous <strong>and</strong> homozygous individuals<br />

have a similar risk <strong>of</strong> thrombosis. Because<br />

pseudohomozygous APC resistance is rare, it will be difficult<br />

to find enough individuals to achieve statistical power in<br />

studies <strong>of</strong> thrombosis risk in these affected individuals.<br />

However, almost all cases <strong>of</strong> pseudohomozygous APC resistance<br />

reported to date have clinical manifestations 99,101,104 as<br />

severe as those <strong>of</strong> homozygous individuals.<br />

Studies have been performed to analyze whether high<br />

levels <strong>of</strong> circulating FV increase the risk <strong>of</strong> thrombosis. 106<br />

However, in contrast to reports regarding homologous FVIII,<br />

FV plasma levels did not show any statistically significant<br />

association with thrombosis. In addition, FV levels did not<br />

modify the thrombosis risk associated with high FVIII levels.<br />

In 3 patients, spontaneously developing autoantibodies<br />

against FV were associated with the occurrence <strong>of</strong> thrombosis.<br />

107 In 1 <strong>of</strong> these patients, lupus anticoagulant activity<br />

could be detected. A second patient was found to have an<br />

elevated anticardiolipin antibody titer. The molecular mechanisms<br />

that yield the increased risk <strong>of</strong> thrombosis in the rare<br />

patients with thrombosis are not known. Nonetheless, it is<br />

possible that the autoantibodies in these patients block the<br />

Nicolaes <strong>and</strong> Dahlbäck <strong>Factor</strong> V <strong>and</strong> Thrombosis 535<br />

anticoagulant activity <strong>of</strong> the FV molecule. This is a rare<br />

phenomenon, inasmuch as most individuals presenting with<br />

anti-FV antibodies show clinical manifestations ranging from<br />

no symptoms to life-threatening hemorrhages. 107<br />

Conclusions <strong>and</strong> Perspective<br />

Coagulation FV is an essential c<strong>of</strong>actor protein with important<br />

functions in procoagulant <strong>and</strong> anticoagulant pathways.<br />

Regulation <strong>of</strong> FV c<strong>of</strong>actor activity is <strong>of</strong> prime importance for<br />

homeostasis <strong>of</strong> blood coagulation. Besides its activation to a<br />

procoagulant c<strong>of</strong>actor by activated coagulation enzymes such<br />

as thrombin <strong>and</strong> FXa, downregulation <strong>of</strong> FVa activity under<br />

physiological conditions is the result <strong>of</strong> APC-mediated proteolysis.<br />

In contrast, proteolysis by APC <strong>of</strong> circulating intact<br />

FV recruits FV to the anticoagulant pathway because APCcleaved<br />

intact FV functions as a synergistic c<strong>of</strong>actor with<br />

protein S in the APC-mediated regulation <strong>of</strong> FVIIIa. The<br />

most common hereditary cause <strong>of</strong> venous thrombosis is a<br />

single point mutation in FV, which results in a phenotype<br />

known as APC resistance. The FV Arg506Gln mutation<br />

(FV Leiden) affects one <strong>of</strong> the target sites for APC, which results<br />

in impaired efficiency in the APC-mediated degradation <strong>of</strong><br />

FVa. In addition, the same mutation impairs the anticoagulant<br />

APC-c<strong>of</strong>actor activity <strong>of</strong> FV in the APC-catalyzed inactivation<br />

<strong>of</strong> FVIIIa. As a result <strong>of</strong> the mutation, the regulation <strong>of</strong><br />

thrombin formation via the protein C pathway is impaired.<br />

Although the mutation confers only a mild to moderate risk <strong>of</strong><br />

thrombosis, it is <strong>of</strong>ten seen as a contributing factor in patients<br />

with thrombosis, particularly when they are affected by other<br />

genetic or acquired risk factors. Given the key importance <strong>of</strong><br />

FV in procoagulant <strong>and</strong> anticoagulant pathways, it can be<br />

envisioned that any condition affecting FVa inactivation, on<br />

the one h<strong>and</strong>, or the expression <strong>of</strong> anticoagulant FV c<strong>of</strong>actor<br />

activity in the inactivation <strong>of</strong> FVIIIa, on the other, will<br />

increase the risk <strong>of</strong> venous thromboembolism. Such mechanisms<br />

have been suggested for the recently described association<br />

between the HR2 polymorphism <strong>and</strong> thrombosis. Because<br />

<strong>of</strong> the large size <strong>of</strong> the FV gene, it is not unlikely that<br />

within the coming years, more FV variants with altered<br />

functions <strong>and</strong>/or expression levels will be found.<br />

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