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<strong>Factor</strong> V <strong>and</strong> <strong>Thrombotic</strong> <strong>Disease</strong> : <strong>Description</strong> <strong>of</strong> a <strong>Janus</strong>-<strong>Faced</strong> Protein<br />

Gerry A.F. Nicolaes <strong>and</strong> Björn Dahlbäck<br />

Arterioscler Thromb Vasc Biol. 2002;22:530-538; originally published online February 7, 2002;<br />

doi: 10.1161/01.ATV.0000012665.51263.B7<br />

Arteriosclerosis, Thrombosis, <strong>and</strong> Vascular Biology is published by the American Heart Association, 7272<br />

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Copyright © 2002 American Heart Association, Inc. All rights reserved.<br />

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<strong>Factor</strong> V <strong>and</strong> <strong>Thrombotic</strong> <strong>Disease</strong><br />

<strong>Description</strong> <strong>of</strong> a <strong>Janus</strong>-<strong>Faced</strong> Protein<br />

Gerry A.F. Nicolaes, Björn Dahlbäck<br />

Abstract—The generation <strong>of</strong> thrombin by the prothrombinase complex constitutes an essential step in hemostasis, with<br />

thrombin being crucial for the amplification <strong>of</strong> blood coagulation, fibrin formation, <strong>and</strong> platelet activation. In the<br />

prothrombinase complex, the activated form <strong>of</strong> coagulation factor V (FVa) is an essential c<strong>of</strong>actor to the enzyme-activated<br />

factor X (FXa), FXa being virtually ineffective in the absence <strong>of</strong> its c<strong>of</strong>actor. Besides its procoagulant potential,<br />

intact factor V (FV) has an anticoagulant c<strong>of</strong>actor capacity functioning in synergy with protein S <strong>and</strong> activated protein<br />

C (APC) in APC-catalyzed inactivation <strong>of</strong> the activated form <strong>of</strong> factor VIII. The expression <strong>of</strong> anticoagulant c<strong>of</strong>actor<br />

function <strong>of</strong> FV is dependent on APC-mediated proteolysis <strong>of</strong> intact FV. Thus, FV has the potential to function in<br />

procoagulant <strong>and</strong> anticoagulant pathways, with its functional properties being modulated by proteolysis exerted by<br />

procoagulant <strong>and</strong> anticoagulant enzymes. The procoagulant enzymes factor Xa <strong>and</strong> thrombin are both able to activate<br />

circulating FV to FVa. The activity <strong>of</strong> FVa is, in turn, regulated by APC together with its c<strong>of</strong>actor protein S. In fact,<br />

the regulation <strong>of</strong> thrombin formation proceeds primarily through the upregulation <strong>and</strong> downregulation <strong>of</strong> FVa c<strong>of</strong>actor<br />

activity, <strong>and</strong> failure to control FVa activity may result in either bleeding or thrombotic complications. A prime example<br />

is APC resistance, which is the most common genetic risk factor for thrombosis. It is caused by a single point mutation<br />

in the FV gene (factor V Leiden) that not only renders FVa less susceptible to the proteolytic inactivation by APC but also<br />

impairs the anticoagulant properties <strong>of</strong> FV. This review gives a description <strong>of</strong> the dualistic character <strong>of</strong> FV <strong>and</strong> describes<br />

the gene-gene <strong>and</strong> gene-environment interactions that are important for the involvement <strong>of</strong> FV in the etiology <strong>of</strong> venous<br />

thromboembolism. (Arterioscler Thromb Vasc Biol. 2002;22:530-538.)<br />

Key Words: factor V � activated protein C resistance � factor V Leiden � thrombosis � protein C<br />

Historically, clinical studies focusing on coagulation factor<br />

V (FV) almost exclusively described bleeding tendencies<br />

as the result <strong>of</strong> a deficiency <strong>of</strong> this procoagulant<br />

protein. In fact, the discovery <strong>of</strong> FV by the Norwegian Paul<br />

Owren1 in 1947 was based on the identification <strong>of</strong> a patient<br />

having a severe bleeding tendency due to the deficiency <strong>of</strong> a<br />

previously unknown coagulation factor (parahemophilia, Owren’s<br />

disease). FV deficiency is inherited as an autosomalrecessive<br />

disorder with an estimated frequency <strong>of</strong> 1 in 1<br />

million. 2–4 Heterozygous cases are usually asymptomatic,<br />

whereas homozygous individuals show variable bleeding<br />

symptoms. A great increase in research interest in FV has<br />

been seen in recent years, but this has not been in the context<br />

<strong>of</strong> bleeding problems but rather in association with thrombosis<br />

studies. The reason for the explosive increase <strong>of</strong> clinical<br />

<strong>and</strong> biochemical interest in FV originates from the discovery<br />

<strong>of</strong> activated protein C (APC) resistance, a laboratory phenotype<br />

originally identified in a single patient with venous<br />

thrombosis. 5 APC resistance, which is characterized by a<br />

reduced anticoagulant response to APC, was subsequently<br />

found to be the most common risk factor for thrombosis. The<br />

strict correlation <strong>of</strong> the APC resistance to a single point<br />

Brief Reviews<br />

mutation in the gene for FV (factor V Leiden [FV Leiden] orFV<br />

R506Q), occurring in �3% to 15% <strong>of</strong> the general Caucasian<br />

population, further established the importance <strong>of</strong> this FVrelated<br />

abnormality (see reviews 6–10 ). At a time when large<br />

population-based studies in the field <strong>of</strong> coagulation were set<br />

up <strong>and</strong> an integrated genetic approach became available to<br />

many research laboratories in the field <strong>of</strong> thrombosis <strong>and</strong><br />

hemostasis, the discoveries <strong>of</strong> APC resistance <strong>and</strong> FV Leiden<br />

gave the research <strong>of</strong> thrombophilia, in general, <strong>and</strong> coagulation<br />

FV, in particular, a new impulse.<br />

See cover<br />

Coagulation FV is an enzyme c<strong>of</strong>actor performing central <strong>and</strong><br />

pivotal functions in maintaining a normal hemostatic balance. In<br />

the present review, we attempt to shed some light on the role that<br />

it plays in relation to the etiology <strong>of</strong> thrombotic disease.<br />

Biosynthesis <strong>and</strong> Structure <strong>of</strong> FV<br />

FV is a large single-chain glycoprotein <strong>of</strong> �330 kDa. Its<br />

plasma concentration is �20 nmol/L (�0.007 g/L). 11 Besides<br />

circulating in free form in plasma, FV is also present in the<br />

�-granules <strong>of</strong> platelets; this form accounts for �25% <strong>of</strong> the<br />

Received October 2, 2001; revision accepted January 28, 2002.<br />

From the Department <strong>of</strong> Laboratory Medicine, Division <strong>of</strong> Clinical Chemistry, Lund University, The Wallenberg Laboratory, University Hospital<br />

Malmö, Malmö, Sweden. Dr Nicolaes is now at the Department <strong>of</strong> Biochemistry, Cardiovascular Research Institute Maastricht, Maastricht University,<br />

Maastricht, the Netherl<strong>and</strong>s.<br />

Correspondence to Björn Dahlbäck, Department <strong>of</strong> Clinical Chemistry, Lund University, MAS, The Wallenberg Laboratory, S-205 02 Malmö, Sweden.<br />

E-mail bjorn.dahlback@klkemi.mas.lu.se<br />

© 2002 American Heart Association, Inc.<br />

Arterioscler Thromb Vasc Biol. is available at http://www.atvbaha.org DOI: 10.1161/01.ATV.0000012665.51263.B7<br />

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total FV content in human blood. 11,12 During coagulation,<br />

platelet FV is secreted as a result <strong>of</strong> platelet activation.<br />

Although several cellular types have been reported to synthesize<br />

FV, it is generally accepted that the principal site <strong>of</strong><br />

biosynthesis is the liver, where human FV is synthesized as a<br />

single-chain molecule, undergoing extensive posttranslational<br />

modifications before being secreted into the blood. 13,14 It is<br />

still unclear whether the presence <strong>of</strong> FV in platelets is the<br />

result <strong>of</strong> the uptake <strong>of</strong> exogenous FV from the circulation via<br />

endocytotic processes by megakaryocytes or whether these<br />

cells themselves can account for the FV production. 15–17 The<br />

FV gene (gene locus on chromosome 1q23) spans more than<br />

80 kb <strong>and</strong> contains 25 exons. The isolated cDNA has a length<br />

<strong>of</strong> 6672 bp <strong>and</strong> encodes a preprotein <strong>of</strong> 2224 amino acids,<br />

including the 28-amino-acid residue long signal peptide. 18,19<br />

FV has a mosaic-like structure, with a domain organization<br />

(A1-A2-B-A3-C1-C2, Figure 1) that is similar to that <strong>of</strong><br />

factor VIII (FVIII), 20,21 another essential coagulation c<strong>of</strong>actor<br />

protein. The A domains <strong>of</strong> FV <strong>and</strong> FVIII together with those<br />

<strong>of</strong> ceruloplasmin 22 have evolved from a common ancestral<br />

protein. Overall, the two coagulation factors (FV <strong>and</strong> FVIII)<br />

share �40% sequence identity in their A <strong>and</strong> C domains. 19,23<br />

The 3D structure <strong>of</strong> ceruloplasmin has been elucidated, <strong>and</strong><br />

the homology between the A domains <strong>of</strong> FV <strong>and</strong> those <strong>of</strong><br />

ceruloplasmin has allowed the creation <strong>of</strong> molecular models<br />

for the A-domain part <strong>of</strong> FV. 24,25 In these models, the three A<br />

domains are arranged in a triangular fashion (Figure 1).<br />

Molecular models were also created for the C domains <strong>of</strong><br />

FV, 26 <strong>and</strong> more recently, the 3D structure <strong>of</strong> the C2 domain<br />

<strong>of</strong> FV was determined with x-ray crystallography. 27 A preliminary<br />

model for the whole FVa molecule (FVa is the<br />

activated form <strong>of</strong> FV) has been generated on the basis <strong>of</strong> the<br />

information <strong>of</strong> the individual domains. 24,28<br />

Nicolaes <strong>and</strong> Dahlbäck <strong>Factor</strong> V <strong>and</strong> Thrombosis 531<br />

Figure 1. Schematic models <strong>of</strong> FV illustrating<br />

the mosaic-like structure <strong>of</strong> the molecule<br />

<strong>and</strong> the spatial arrangement <strong>of</strong> the FV<br />

domains. The triple A domains (A1, A2, <strong>and</strong><br />

A3) are indicated in blue, <strong>and</strong> the C-terminal<br />

(C1 <strong>and</strong> C2) domains are indicated in red.<br />

The large connecting B domain is yellow. a,<br />

On activation <strong>of</strong> FV, 3 peptide bonds (upper<br />

black arrows) at positions Arg709, Arg1018,<br />

<strong>and</strong> Arg1545 are cleaved, thereby releasing<br />

the B domain. FV/FVa is subject to APCmediated<br />

proteolysis at Arg306, Arg506,<br />

Arg679, <strong>and</strong> Arg994, which is indicated by<br />

the lower red arrows. b, In 3D, the 3 A<br />

domains are believed to be arranged in a<br />

triangular fashion, with the 2 smaller C<br />

domains extending from the A3 domain,<br />

thus creating a windmill-like model. c, The<br />

heterodimeric FVa is formed by A1-A2<br />

(heavy chain), which is noncovalently associated<br />

with A3-C1-C2 (light chain). The C2<br />

domain is indispensable for the interaction<br />

<strong>of</strong> the FVa molecule with phospholipid<br />

membranes (in green). An additional<br />

membrane-binding region might be present<br />

in the A3 domain.<br />

Regulation <strong>of</strong> Procoagulant FXa-C<strong>of</strong>actor<br />

Activity <strong>of</strong> FV<br />

Circulating single-chain FV is an inactive proc<strong>of</strong>actor, expressing<br />

�1% <strong>of</strong> the procoagulant enzyme-activated factor X<br />

(FXa)-c<strong>of</strong>actor activity that it can maximally obtain. 29 An<br />

increase in FXa-c<strong>of</strong>actor activity is associated with limited<br />

proteolysis <strong>of</strong> several peptide bonds in FV mediated by<br />

procoagulant enzymes such as thrombin <strong>and</strong> FXa. 30–32 As a<br />

result, the large connecting B domain (Figure 1) dissociates<br />

from FVa, which is formed by the noncovalently associated<br />

heavy (A1-A2) <strong>and</strong> light (A3-C1-C2) chains. The prothrombinase<br />

complex comprises FXa <strong>and</strong> FVa, which in the<br />

presence <strong>of</strong> calcium ions assemble on negatively charged<br />

phospholipid membranes. FVa is considered an essential FXa<br />

c<strong>of</strong>actor, inasmuch as its presence in the prothrombinase<br />

complex enhances the rate <strong>of</strong> prothrombin activation by<br />

several orders <strong>of</strong> magnitude. 29,33 Homozygous deficiency <strong>of</strong><br />

FV in humans is associated with variable severity <strong>of</strong> bleeding<br />

problems, suggesting that FV deficiency in humans is not a<br />

lethal disease. 3 This st<strong>and</strong>s in contrast to the fatal bleeding<br />

disorder that affects FV knockout mice. 34 Approximately<br />

50% <strong>of</strong> the affected embryos die during embryonic day 9 to<br />

10, <strong>and</strong> the remaining full-term mice die from bleeding within<br />

2 hours after birth. The explanation for the discrepancy in<br />

phenotypic severity between humans <strong>and</strong> mice is unknown.<br />

Downregulation <strong>of</strong> the procoagulant activity <strong>of</strong> FVa is<br />

accomplished by APC-mediated proteolysis <strong>of</strong> FVa at positions<br />

Arg306, Arg506, <strong>and</strong> Arg679. 35 The cleavages at these<br />

positions are under strict kinetic control, with the cleavage<br />

site at Arg506 being preferred at low concentrations <strong>of</strong> APC<br />

<strong>and</strong> FVa. However, the Arg506 cleavage yields only partial<br />

inactivation <strong>of</strong> FVa, <strong>and</strong> cleavage at Arg306 is necessary for<br />

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532 Arterioscler Thromb Vasc Biol. April 2002<br />

the complete inactivation <strong>of</strong> FVa activity. 36 The third cleavage<br />

at Arg679 is likely <strong>of</strong> lesser importance to FVa inactivation.<br />

Inactivation <strong>of</strong> FVa is greatly enhanced by protein S,<br />

which is an APC-c<strong>of</strong>actor protein with high affinity for<br />

negatively charged phospholipid membranes. However,<br />

the cleavages in FVa demonstrate different dependence on<br />

the APC-c<strong>of</strong>actor activity <strong>of</strong> protein S. Thus, protein S<br />

does not affect the cleavage rate at the Arg506 site,<br />

whereas the addition <strong>of</strong> protein S in systems containing<br />

purified coagulation proteins increases the rate <strong>of</strong> Arg306<br />

cleavage 20-fold. 37 This indicates the importance <strong>of</strong> protein<br />

S in the regulation <strong>of</strong> FVa c<strong>of</strong>actor activity. In<br />

addition, a substantial amount <strong>of</strong> evidence has been provided<br />

showing the importance <strong>of</strong> protein S for in vivo<br />

regulation <strong>of</strong> the anticoagulant protein C system, the<br />

system responsible for the proteolytic regulation <strong>of</strong> FV <strong>and</strong><br />

FVIII. 38,39 Moreover, protein S <strong>and</strong> protein C deficiencies<br />

are well-recognized risk factors for venous thrombosis,<br />

demonstrating the importance <strong>of</strong> careful regulation <strong>of</strong> FV<br />

<strong>and</strong>/or FVIII activities in vivo. 40 Membrane-bound bovine<br />

FVa has also been shown in in vitro experiments to be<br />

inactivated by plasmin. 41 Whether this is a physiologically<br />

important mechanism in vivo under normal <strong>and</strong> pathological<br />

conditions remains to be elucidated.<br />

APC Resistance<br />

In 1993, our laboratory found that plasmas from a group <strong>of</strong><br />

patients with family histories <strong>of</strong> thromboembolic disease<br />

showed reduced anticoagulant response to the addition <strong>of</strong><br />

APC. Because <strong>of</strong> the partial or complete resistance toward<br />

APC, we named the phenotype APC resistance <strong>and</strong> also<br />

demonstrated its inherited nature. 5,42 APC resistance has been<br />

recognized as the most important cause <strong>of</strong> venous thrombosis,<br />

which is present in 20% to 60% <strong>of</strong> patients with venous<br />

thromboembolism. In the early studies, it appeared as if<br />

APC-resistant individuals were missing an essential APC<br />

c<strong>of</strong>actor. This c<strong>of</strong>actor was subsequently suggested to be<br />

intact FV. Supporting evidence for the c<strong>of</strong>actor hypothesis<br />

was the observed correction <strong>of</strong> the phenotype by added FV.<br />

On the basis <strong>of</strong> these studies, FV was proposed to act as a<br />

c<strong>of</strong>actor in the APC-catalyzed prolongation <strong>of</strong> coagulation<br />

times in plasma. 43 The anticoagulant function <strong>of</strong> FV was<br />

further characterized later in 1994, when it was demonstrated<br />

that intact FV holds the potential to function in synergy with<br />

protein S as an APC c<strong>of</strong>actor in the inactivation <strong>of</strong> activated<br />

FVIII (FVIIIa). 44 Thus, FV, protein S, <strong>and</strong> APC regulate the<br />

activity <strong>of</strong> the tenase complex, ie, the membrane-associated<br />

complex (comprising activated factor IX <strong>and</strong> FVIIIa) that<br />

efficiently activates factor X.<br />

The genetic background for the APC resistance phenotype<br />

was also demonstrated in 1994. A single nuclear polymorphism<br />

in the FV gene was found to be associated with<br />

APC resistance. 45–48 At position 1691, a G3A missense<br />

mutation resulted in the replacement <strong>of</strong> Arg506 by Gln<br />

(FV Leiden). This mutation has an unprecedented high occurrence,<br />

with frequencies in the general population <strong>of</strong> 2% to<br />

15% <strong>and</strong> up to 60% in selected patients with venous thromboembolism.<br />

49 This prevalence was 10 times higher than the<br />

sum <strong>of</strong> frequencies <strong>of</strong> all hereditary causes <strong>of</strong> thrombophilia<br />

known at that time. To date, the Arg5063Gln mutation is the<br />

most common genetic risk factor for thrombosis. 10 Notably,<br />

variation in allelic frequencies for FV Leiden is extensive, with<br />

the mutation being present exclusively in populations <strong>of</strong><br />

Caucasian descent. Because all FV Leiden alleles have the same<br />

haplotype, it can be concluded that the mutation occurred<br />

only once <strong>and</strong> that a founder effect has been involved. The<br />

estimated age <strong>of</strong> the mutation is �30 000 years; 50 ie, it<br />

occurred after the out-<strong>of</strong>-Africa migration that took place<br />

�100 000 years ago.<br />

Because the FV Arg5063Gln mutation affects one <strong>of</strong> the<br />

prime target sites for the APC-catalyzed inactivation <strong>of</strong> FVa (see<br />

above), it appears obvious that impaired downregulation <strong>of</strong> FXa<br />

c<strong>of</strong>actor activity <strong>of</strong> FVa contributes to the increased risk <strong>of</strong><br />

thrombosis. However, this is not the sole molecular mechanism<br />

involved, inasmuch as the mutant FV isolated from patients with<br />

APC resistance is much less active as APC c<strong>of</strong>actor in the<br />

FVIIIa inactivation. 51–53 This was further unequivocally demonstrated<br />

by using recombinant mutant FV. 54 Hampered FVa<br />

inactivation alone did not satisfyingly explain the increased<br />

thrombin generation, 55 because in vitro experiments had shown<br />

that under certain conditions (eg, high FVa in the presence <strong>of</strong><br />

protein S <strong>and</strong> FXa), the APC-catalyzed inactivation <strong>of</strong> normal<br />

FVa <strong>and</strong> activated FV Leiden appeared similar. 37 The identification<br />

<strong>of</strong> the APC-c<strong>of</strong>actor function <strong>of</strong> FV reinforced the association<br />

between carriership <strong>of</strong> the FV Leiden mutation <strong>and</strong> thrombosis <strong>and</strong><br />

contributed pathogenic explanations for the hypercoagulable<br />

state associated with APC resistance. Thus, FV presents itself as<br />

a true <strong>Janus</strong>-faced protein: In its activated form, it has essential<br />

functions in the procoagulant pathways, without which severe<br />

bleeding tendencies can occur. On the other h<strong>and</strong>, the nonactivated<br />

precursor protein factor, as it circulates in plasma, possesses<br />

anticoagulant properties functioning as an APC c<strong>of</strong>actor<br />

in the regulation <strong>of</strong> FVIIIa activity. Failure to fully express this<br />

anticoagulant function may lead to thrombosis.<br />

Anticoagulant FV<br />

As mentioned above, an integrated account <strong>of</strong> all the functions<br />

<strong>of</strong> FV must include its anticoagulant properties as well.<br />

Still, the molecular mechanism by which FV can exert its<br />

APC-c<strong>of</strong>actor function in the downregulation <strong>of</strong> FVIIIa<br />

activity is largely unknown. However, some experimental<br />

results that give an insight into the functional requirements <strong>of</strong><br />

the anticoagulant FV function are available. Thus, full procoagulant<br />

activation <strong>of</strong> FV (ie, cleavage at Arg709 <strong>and</strong><br />

Arg1545 associated with the release <strong>of</strong> the B domain) results<br />

in lost anticoagulant APC-c<strong>of</strong>actor activity <strong>of</strong> FV, 44,52 suggesting<br />

the involvement <strong>of</strong> the B domain in this function<br />

(Figure 1). Moreover, studies using recombinant FV variants<br />

have shown the C-terminal part <strong>of</strong> the B domain (last 70<br />

amino acids) to be essential for the anticoagulant APCc<strong>of</strong>actor<br />

activity <strong>of</strong> FV. 56 The APC-mediated cleavage <strong>of</strong><br />

intact FV at Arg506 is also involved in generating anticoagulant<br />

FV, as demonstrated with recombinant variants <strong>of</strong> FV. 54<br />

This explains the reduced c<strong>of</strong>actor function <strong>of</strong> FV Leiden,<br />

because it cannot be cleaved at Arg506. These data indicate<br />

that a delicate balance exists between the procoagulant <strong>and</strong><br />

anticoagulant properties <strong>of</strong> FV, with activation leading to a<br />

procoagulant protein that is devoid <strong>of</strong> anticoagulant proper-<br />

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ties (Figure 2). In contrast, APC-catalyzed proteolysis <strong>of</strong><br />

intact FV generates an anticoagulant protein that has virtually<br />

no procoagulant properties. On the basis <strong>of</strong> discussed observations,<br />

a dual pathway determining the fate <strong>of</strong> FV in blood<br />

coagulation is emerging. In this pathway, the local concentrations<br />

<strong>and</strong> availability <strong>of</strong> procoagulant <strong>and</strong> anticoagulant<br />

enzymes, such as thrombin, FXa, <strong>and</strong> APC, determine the<br />

fate <strong>of</strong> each FV molecule. Thus, FV acts as a local sensor <strong>of</strong><br />

procoagulant <strong>and</strong> anticoagulant forces, inasmuch as it is able<br />

to sustain ongoing reactions through its susceptibility to<br />

limited proteolysis <strong>and</strong> its ability to function as either a<br />

procoagulant or an anticoagulant c<strong>of</strong>actor.<br />

In 1993, it was reported that human blood <strong>and</strong> platelets<br />

contain 2 forms <strong>of</strong> FV (FV 1 <strong>and</strong> FV 2) having slightly different<br />

molecular weights <strong>and</strong> affinities for phospholipid membranes. 57<br />

The membrane-binding properties <strong>of</strong> the 2 forms affect their<br />

procoagulant <strong>and</strong> anticoagulant c<strong>of</strong>actor activities. 52,58 In model<br />

systems mimicking physiological conditions, FV 1 appears to be<br />

the more thrombogenic, yielding up to 7-fold higher thrombin<br />

generation than FV 2. 58 Recently, we demonstrated the molecular<br />

difference <strong>of</strong> the FV 1FV 2 forms to reside in partial glycosylation<br />

<strong>of</strong> Asn2181. FV 1 carries a carbohydrate at this residue, in<br />

contrast to FV 2, which does not. 59,60<br />

Venous Thromboembolic <strong>Disease</strong><br />

Thrombosis is defined as the pathological presence <strong>of</strong> a blood<br />

clot (thrombus) in a blood vessel or the heart. Venous thrombosis<br />

<strong>and</strong> arterial thrombosis are considered distinct disease states<br />

having different pathogenic mechanisms <strong>and</strong> underlying risk<br />

Nicolaes <strong>and</strong> Dahlbäck <strong>Factor</strong> V <strong>and</strong> Thrombosis 533<br />

Figure 2. Dual pathways <strong>of</strong> FV are represented in<br />

a simplified <strong>and</strong> schematic form. The inactive<br />

(blue) precursor molecule FV is subject to limited<br />

proteolysis by procoagulant <strong>and</strong>/or anticoagulant<br />

enzymes, depending on the local concentrations <strong>of</strong><br />

effector proteases. Cleavage <strong>of</strong> intact FV at Arg506<br />

directs the molecule in an anticoagulant direction.<br />

FVac indicates anticoagulant FV (in green). This<br />

molecule can proceed in 2 directions. It is either<br />

routed through a connecting reaction, representing<br />

cleavage at Arg709, Arg1018, <strong>and</strong> Arg1545, into a<br />

semiprocoagulant pathway (FVa int, red/blue), yielding<br />

a molecule that still possesses limited c<strong>of</strong>actor<br />

activity in prothrombin activation, or it is further<br />

cleaved by APC at Arg306, which eliminates the<br />

procoagulant potential (FVi). The cleavage at<br />

Arg1545 is underlined, signifying the importance <strong>of</strong><br />

the cleavage at this peptide: on cleavage <strong>of</strong><br />

Arg1545, all anticoagulant c<strong>of</strong>actor activity is lost.<br />

FV is activated directly to a procoagulant c<strong>of</strong>actor<br />

FVa (orange) via cleavages at Arg709, Arg1018,<br />

<strong>and</strong> Arg1545, with the underlined Arg1545 again<br />

representing the importance <strong>of</strong> the cleavage at<br />

Arg1545. Cleavage <strong>of</strong> this bond in FVa is essential<br />

for the expression <strong>of</strong> full c<strong>of</strong>actor activity in prothrombin<br />

activation. Control <strong>of</strong> FVa procoagulant<br />

activity is achieved via proteolysis by APC; again,<br />

cleavage at Arg506 results in a partially active molecule,<br />

the activity <strong>of</strong> which is abolished by subsequent<br />

cleavage at Arg306. FVa activity can also be<br />

directly downregulated through initial cleavage at<br />

Arg306 in FVa. Potential cleavage <strong>of</strong> the inactive<br />

FVi at Arg679 <strong>and</strong>/or Arg994 yields FVi�, with no<br />

further consequence for the c<strong>of</strong>actor activity <strong>of</strong> the<br />

molecule.<br />

factors. 61–63 The estimated annual incidence <strong>of</strong> venous thromboembolism<br />

in individuals aged �40 years is 1 per 10 000, <strong>and</strong><br />

in those aged �75 years, it is 1 per 100. 63–65 Thrombosis is a<br />

complex <strong>and</strong> episodic disease, with recurrences being common.<br />

In recent years, it has become clear that venous thrombosis is<br />

multigenic 66 <strong>and</strong> that the pathogenesis <strong>of</strong>ten includes several<br />

hereditary factors, which synergistically tip the natural hemostatic<br />

balance between procoagulant <strong>and</strong> anticoagulant forces. In<br />

addition, acquired <strong>and</strong> environmental factors modulate the risk<br />

<strong>of</strong> thrombosis <strong>and</strong> are <strong>of</strong>ten involved in the pathogenesis <strong>of</strong> the<br />

disease. Thrombosis is believed to develop when a certain<br />

threshold is passed as a result <strong>of</strong> risk factor interactions, with the<br />

combined total risk exceeding the sum <strong>of</strong> their separate risk<br />

contributions. Above this threshold, natural anticoagulant systems<br />

are insufficient to balance the procoagulant forces, resulting<br />

in the development <strong>of</strong> thrombotic disease. 62 Most inherited<br />

risk factors for venous thrombosis are found in the protein C<br />

system, such as APC resistance (FV Leiden), <strong>and</strong> deficiencies <strong>of</strong><br />

protein C <strong>and</strong> protein S. 9,67 Other less common genetic risk<br />

factors are antithrombin deficiency <strong>and</strong> the prothrombin 20210A<br />

(PT 20210A) mutation. Acquired risk factors range from prolonged<br />

immobilization, surgery, malignant disease, trauma, use<br />

<strong>of</strong> oral contraceptives, <strong>and</strong> pregnancy/puerperium to the presence<br />

<strong>of</strong> antiphospholipid antibodies. Personal histories <strong>of</strong> thrombosis<br />

<strong>and</strong> advanced age have also been acknowledged as risk<br />

factors for venous thrombosis. 68<br />

Role <strong>of</strong> FV Leiden in Venous Thrombosis<br />

Thromboembolic episodes associated with FV Leiden are almost<br />

exclusively venous in nature. Although some case reports link<br />

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534 Arterioscler Thromb Vasc Biol. April 2002<br />

TABLE 1. Occurrence <strong>of</strong> FV Leiden <strong>and</strong> Other Risk <strong>Factor</strong>s for<br />

Venous Thrombosis <strong>and</strong> the Relative Risks (RR)<br />

They Contribute<br />

Population Thrombosis<br />

Risk <strong>Factor</strong><br />

Prevalence, % Patients, % RR<br />

FVLeiden 2–15 20 6.6*<br />

Protein S deficiency 0.03–0.13 1–2 0.7†<br />

Protein C deficiency 0.2–0.4 3 6.5<br />

Antithrombin deficiency 0.02 1 5.0<br />

Prothrombin 20210A 2 6 2.8<br />

High FVIII levels 11 25 4.8<br />

*Risk for heterozygous FVLeiden carriers, risk for homozygous carriers is<br />

approximately 80-fold.<br />

†This low number is derived from case-control studies, which fail to identify<br />

protein S deficiency as a risk factor. However, family studies demonstrate that<br />

protein S deficiency carries similar risk for thrombosis as FVLeiden <strong>and</strong> protein C<br />

deficiency (reviewed by Zöller et al69 ).<br />

Data adapted from Martinelli, 10 Rees et al, 49 Rosendaal, 62 Rosendaal et al, 70<br />

Koster et al, 71 <strong>and</strong> Dykes et al. 72<br />

FV Leiden to arterial thrombosis, they are rare, <strong>and</strong> these<br />

incidents can likely be due to other unrecognized pathogenic<br />

factors. A large number <strong>of</strong> studies using different approaches,<br />

such as case-control studies, population-based studies, family<br />

studies, <strong>and</strong> prospective studies, have estimated the risk<br />

increase for venous thrombosis due to FV Leiden to be 5- to<br />

7-fold for heterozygous carriers <strong>and</strong> 80-fold for homozygous<br />

carriers <strong>of</strong> the mutation (Table 1). The severity <strong>and</strong> localization<br />

<strong>of</strong> thrombosis in carriers <strong>of</strong> FV Leiden are very diverse.<br />

Common are thromboses in the deep veins <strong>of</strong> the leg, 70<br />

whereas portal vein thrombosis, superficial vein thrombosis,<br />

<strong>and</strong> cerebral vein thrombosis are less prevalent. However,<br />

there seems to be no association between FV Leiden <strong>and</strong> primary<br />

pulmonary embolism 73 or retinal vein thrombosis. 74 Moreover,<br />

most studies do not find a higher risk <strong>of</strong> recurrent thrombosis in<br />

carriers <strong>of</strong> heterozygous FV Leiden than in other patients with<br />

thrombosis, whereas homozygous individuals have an increased<br />

risk <strong>of</strong> recurrence. 75–78 The FV Leiden mutation has been suggested<br />

to be a “gain <strong>of</strong> function” mutation, 62 with the overall FV levels<br />

<strong>and</strong> functions being unchanged, which distinguishes it from the<br />

“loss <strong>of</strong> function” mutations that are seen in protein C or protein<br />

S deficiency. Yet, taking the lost APC-c<strong>of</strong>actor activity <strong>of</strong> the<br />

FV Leiden molecule into account, one could still argue that this<br />

mutation induces a deficiency regarding the anticoagulant properties<br />

<strong>of</strong> FV.<br />

The high prevalence <strong>of</strong> FV Leiden in the general white<br />

population (Table 1) related to the relatively lower annual<br />

incidence <strong>of</strong> venous thromboembolism suggests that the<br />

mutation yields a modestly increased risk <strong>of</strong> thrombosis, per<br />

se. 10 However, because <strong>of</strong> the high frequency <strong>of</strong> FV Leiden in the<br />

population, combinations with other hereditary or acquired<br />

risk factors are relatively common. Because risk factors<br />

appear to synergistically increase the risk <strong>of</strong> thrombosis,<br />

many patients with thrombosis are indeed affected by �1 risk<br />

factor. For instance, the prevalence <strong>of</strong> the PT 20210A<br />

mutation is �2% in the general population (Table 1), 79<br />

suggesting that double mutations are present in up to 0.1% to<br />

0.3% <strong>of</strong> white individuals. The multigenetic nature <strong>of</strong> throm-<br />

TABLE 2. Gene-Environment Interaction: RR <strong>of</strong> Venous<br />

Thrombosis in Users <strong>of</strong> Oral Contraceptives Depends on the<br />

Presence or Absence <strong>of</strong> the FV Leiden Mutation<br />

Population<br />

Non-FVLeiden carriers<br />

Thrombosis Risk RR<br />

Not using OC 0.8 1.0<br />

Using OC<br />

FVLeiden carriers<br />

3.0 3.7<br />

Not using OC 5.7 6.9<br />

Using OC 28.5 34.7<br />

Given are the annual risks <strong>of</strong> thrombosis per 10 000 people <strong>and</strong> RR.<br />

Data adapted from V<strong>and</strong>enbroucke et al. 85<br />

bosis involving FV Leiden as a risk factor was demonstrated by<br />

the high prevalence <strong>of</strong> FV Leiden among thrombophilic families<br />

with antithrombin, protein C, or protein S deficiency or the<br />

prothrombin 20210A mutation (25%, 19%, 38%, <strong>and</strong> 10%,<br />

respectively 80– 84 ). Because these prevalences are much<br />

higher than those in the general population, it can be<br />

concluded that FV Leiden is involved in the development <strong>of</strong><br />

thrombosis in these families. In families affected by multiple<br />

genetic risk factors, individuals having �2 genetic defects<br />

suffer from thrombotic events more frequently <strong>and</strong> earlier in<br />

life than do those with single defects.<br />

One <strong>of</strong> the most common acquired risk factors associated with<br />

FV Leiden is probably the use <strong>of</strong> oral contraceptives. It is estimated<br />

that �40% <strong>of</strong> fertile women in Sweden <strong>and</strong> the Netherl<strong>and</strong>s use<br />

oral contraceptives. This suggests that many fertile women carry<br />

at least 2 risk factors <strong>of</strong> thrombosis. Synergistic effects have<br />

been shown for FV Leiden <strong>and</strong> the use <strong>of</strong> oral contraceptives, <strong>and</strong><br />

the combined relative risk for the development <strong>of</strong> thrombosis<br />

was much higher than could be foreseen on the basis <strong>of</strong> the<br />

individual risks (Table 2; compare risk ratios). In this case, the<br />

risk factors clearly interact, although the exact molecular mechanism<br />

<strong>of</strong> this interaction still needs to be clarified. Of particular<br />

interest in this respect is the demonstration in in vitro experiments<br />

that the use <strong>of</strong> oral contraceptives or <strong>of</strong> hormone replacement<br />

therapy, per se, induces an acquired resistance to APC <strong>and</strong><br />

also that it enhances APC resistance due to FV Leiden. 55,86–88 It has<br />

been debated whether investigation for APC resistance <strong>and</strong>/or<br />

FV Leiden should be performed before prescribing oral contraceptives<br />

or hormone replacement therapy, but to date, there is no<br />

consensus in favor <strong>of</strong> general screening in these situations.<br />

Other FV Haplotypes Contributing to APC<br />

Resistance <strong>and</strong> Venous Thrombosis<br />

Several allelic variants <strong>of</strong> the FV gene have been described.<br />

Two particularly interesting variants, FV Arg306Thr (FV<br />

Cambridge 89 ) <strong>and</strong> FV Arg3063Gly (FV Hong Kong 90 ),<br />

were identified in patients with thrombosis. Both these<br />

mutations result in the loss <strong>of</strong> the APC cleavage site at<br />

Arg306, which is an important cleavage site in FVa for<br />

complete loss <strong>of</strong> FVa activity (see above). FV Cambridge was<br />

identified in an individual with unexplained APC resistance<br />

<strong>and</strong> seems to be an extremely rare mutation. In contrast, FV<br />

Hong Kong is common in certain Chinese populations but<br />

does not appear to be a risk factor for thrombosis. Moreover,<br />

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FV Hong Kong is reportedly not associated with APC<br />

resistance. Intuitively, one would suspect the loss <strong>of</strong> the<br />

Arg306 cleavage site to be a risk factor <strong>of</strong> thrombosis <strong>and</strong><br />

possibly also to yield APC resistance. In addition, the<br />

replacement <strong>of</strong> the Arg306 with a Gly <strong>and</strong> a Thr is expected<br />

to have essentially the same effect on FVa degradation.<br />

Recently, FV Cambridge <strong>and</strong> FV Hong Kong have been<br />

recreated in vitro with recombinant DNA techniques. In all<br />

functional tests, there were no appreciable differences between<br />

the 2 FV variants, with both phenotypes presenting APC<br />

responses intermediately between normal FV <strong>and</strong> FV Leiden. 91<br />

Thus, even though an important APC cleavage site is lost in FV<br />

Cambridge <strong>and</strong> in FV Hong Kong, it is still not known whether<br />

these FV variants are risk factors for venous thrombosis.<br />

Recently, several investigators have associated the socalled<br />

R2 allele (or HR2 polymorphism) with a slightly<br />

increased risk <strong>of</strong> venous thrombosis, even though no consensus<br />

has been reached regarding whether the R2 allele is really<br />

a risk factor for thrombosis. 92–96 The R2 allele is characterized<br />

by several linked mutations (missense <strong>and</strong> silent) in the<br />

gene for FV. Exons 13, 16, <strong>and</strong> 25 encoding the B, A3, <strong>and</strong><br />

C2 domains, respectively, carry these mutations. 93 The R2<br />

allele is associated with slightly decreased levels <strong>of</strong> circulating<br />

FV, which, if combined with FV Leiden, may enhance the<br />

APC-resistance phenotype <strong>and</strong> increase the risk <strong>of</strong> thrombosis.<br />

94 Moreover, the plasma <strong>of</strong> carriers <strong>of</strong> the R2 allele seems<br />

to contain increased amounts <strong>of</strong> FV 1, 97,98 the form <strong>of</strong> FV that<br />

may be more thrombogenic than FV 2. 58<br />

Other conditions linked to the FV gene influencing APC<br />

resistance include combinations <strong>of</strong> FV Leiden <strong>and</strong> quantitative<br />

FV deficiency. Heterozygous deficiency <strong>of</strong> FV combined<br />

with FV Leiden results in a pseudohomozygous state <strong>of</strong> APC<br />

resistance. 99–104 Because only the FV Leiden allele is expressed,<br />

all circulating FV is mutated, resulting in a phenotype that is<br />

similar to that <strong>of</strong> homozygous FV Leiden individuals. Taking<br />

into account the dose-response relationship between the in<br />

vitro APC response <strong>and</strong> the risk <strong>of</strong> venous thrombosis, 105 it is<br />

believed that pseudohomozygous <strong>and</strong> homozygous individuals<br />

have a similar risk <strong>of</strong> thrombosis. Because<br />

pseudohomozygous APC resistance is rare, it will be difficult<br />

to find enough individuals to achieve statistical power in<br />

studies <strong>of</strong> thrombosis risk in these affected individuals.<br />

However, almost all cases <strong>of</strong> pseudohomozygous APC resistance<br />

reported to date have clinical manifestations 99,101,104 as<br />

severe as those <strong>of</strong> homozygous individuals.<br />

Studies have been performed to analyze whether high<br />

levels <strong>of</strong> circulating FV increase the risk <strong>of</strong> thrombosis. 106<br />

However, in contrast to reports regarding homologous FVIII,<br />

FV plasma levels did not show any statistically significant<br />

association with thrombosis. In addition, FV levels did not<br />

modify the thrombosis risk associated with high FVIII levels.<br />

In 3 patients, spontaneously developing autoantibodies<br />

against FV were associated with the occurrence <strong>of</strong> thrombosis.<br />

107 In 1 <strong>of</strong> these patients, lupus anticoagulant activity<br />

could be detected. A second patient was found to have an<br />

elevated anticardiolipin antibody titer. The molecular mechanisms<br />

that yield the increased risk <strong>of</strong> thrombosis in the rare<br />

patients with thrombosis are not known. Nonetheless, it is<br />

possible that the autoantibodies in these patients block the<br />

Nicolaes <strong>and</strong> Dahlbäck <strong>Factor</strong> V <strong>and</strong> Thrombosis 535<br />

anticoagulant activity <strong>of</strong> the FV molecule. This is a rare<br />

phenomenon, inasmuch as most individuals presenting with<br />

anti-FV antibodies show clinical manifestations ranging from<br />

no symptoms to life-threatening hemorrhages. 107<br />

Conclusions <strong>and</strong> Perspective<br />

Coagulation FV is an essential c<strong>of</strong>actor protein with important<br />

functions in procoagulant <strong>and</strong> anticoagulant pathways.<br />

Regulation <strong>of</strong> FV c<strong>of</strong>actor activity is <strong>of</strong> prime importance for<br />

homeostasis <strong>of</strong> blood coagulation. Besides its activation to a<br />

procoagulant c<strong>of</strong>actor by activated coagulation enzymes such<br />

as thrombin <strong>and</strong> FXa, downregulation <strong>of</strong> FVa activity under<br />

physiological conditions is the result <strong>of</strong> APC-mediated proteolysis.<br />

In contrast, proteolysis by APC <strong>of</strong> circulating intact<br />

FV recruits FV to the anticoagulant pathway because APCcleaved<br />

intact FV functions as a synergistic c<strong>of</strong>actor with<br />

protein S in the APC-mediated regulation <strong>of</strong> FVIIIa. The<br />

most common hereditary cause <strong>of</strong> venous thrombosis is a<br />

single point mutation in FV, which results in a phenotype<br />

known as APC resistance. The FV Arg506Gln mutation<br />

(FV Leiden) affects one <strong>of</strong> the target sites for APC, which results<br />

in impaired efficiency in the APC-mediated degradation <strong>of</strong><br />

FVa. In addition, the same mutation impairs the anticoagulant<br />

APC-c<strong>of</strong>actor activity <strong>of</strong> FV in the APC-catalyzed inactivation<br />

<strong>of</strong> FVIIIa. As a result <strong>of</strong> the mutation, the regulation <strong>of</strong><br />

thrombin formation via the protein C pathway is impaired.<br />

Although the mutation confers only a mild to moderate risk <strong>of</strong><br />

thrombosis, it is <strong>of</strong>ten seen as a contributing factor in patients<br />

with thrombosis, particularly when they are affected by other<br />

genetic or acquired risk factors. Given the key importance <strong>of</strong><br />

FV in procoagulant <strong>and</strong> anticoagulant pathways, it can be<br />

envisioned that any condition affecting FVa inactivation, on<br />

the one h<strong>and</strong>, or the expression <strong>of</strong> anticoagulant FV c<strong>of</strong>actor<br />

activity in the inactivation <strong>of</strong> FVIIIa, on the other, will<br />

increase the risk <strong>of</strong> venous thromboembolism. Such mechanisms<br />

have been suggested for the recently described association<br />

between the HR2 polymorphism <strong>and</strong> thrombosis. Because<br />

<strong>of</strong> the large size <strong>of</strong> the FV gene, it is not unlikely that<br />

within the coming years, more FV variants with altered<br />

functions <strong>and</strong>/or expression levels will be found.<br />

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