Factor V and Thrombotic Disease Description of a Janus-Faced ...
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<strong>Factor</strong> V <strong>and</strong> <strong>Thrombotic</strong> <strong>Disease</strong> : <strong>Description</strong> <strong>of</strong> a <strong>Janus</strong>-<strong>Faced</strong> Protein<br />
Gerry A.F. Nicolaes <strong>and</strong> Björn Dahlbäck<br />
Arterioscler Thromb Vasc Biol. 2002;22:530-538; originally published online February 7, 2002;<br />
doi: 10.1161/01.ATV.0000012665.51263.B7<br />
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<strong>Factor</strong> V <strong>and</strong> <strong>Thrombotic</strong> <strong>Disease</strong><br />
<strong>Description</strong> <strong>of</strong> a <strong>Janus</strong>-<strong>Faced</strong> Protein<br />
Gerry A.F. Nicolaes, Björn Dahlbäck<br />
Abstract—The generation <strong>of</strong> thrombin by the prothrombinase complex constitutes an essential step in hemostasis, with<br />
thrombin being crucial for the amplification <strong>of</strong> blood coagulation, fibrin formation, <strong>and</strong> platelet activation. In the<br />
prothrombinase complex, the activated form <strong>of</strong> coagulation factor V (FVa) is an essential c<strong>of</strong>actor to the enzyme-activated<br />
factor X (FXa), FXa being virtually ineffective in the absence <strong>of</strong> its c<strong>of</strong>actor. Besides its procoagulant potential,<br />
intact factor V (FV) has an anticoagulant c<strong>of</strong>actor capacity functioning in synergy with protein S <strong>and</strong> activated protein<br />
C (APC) in APC-catalyzed inactivation <strong>of</strong> the activated form <strong>of</strong> factor VIII. The expression <strong>of</strong> anticoagulant c<strong>of</strong>actor<br />
function <strong>of</strong> FV is dependent on APC-mediated proteolysis <strong>of</strong> intact FV. Thus, FV has the potential to function in<br />
procoagulant <strong>and</strong> anticoagulant pathways, with its functional properties being modulated by proteolysis exerted by<br />
procoagulant <strong>and</strong> anticoagulant enzymes. The procoagulant enzymes factor Xa <strong>and</strong> thrombin are both able to activate<br />
circulating FV to FVa. The activity <strong>of</strong> FVa is, in turn, regulated by APC together with its c<strong>of</strong>actor protein S. In fact,<br />
the regulation <strong>of</strong> thrombin formation proceeds primarily through the upregulation <strong>and</strong> downregulation <strong>of</strong> FVa c<strong>of</strong>actor<br />
activity, <strong>and</strong> failure to control FVa activity may result in either bleeding or thrombotic complications. A prime example<br />
is APC resistance, which is the most common genetic risk factor for thrombosis. It is caused by a single point mutation<br />
in the FV gene (factor V Leiden) that not only renders FVa less susceptible to the proteolytic inactivation by APC but also<br />
impairs the anticoagulant properties <strong>of</strong> FV. This review gives a description <strong>of</strong> the dualistic character <strong>of</strong> FV <strong>and</strong> describes<br />
the gene-gene <strong>and</strong> gene-environment interactions that are important for the involvement <strong>of</strong> FV in the etiology <strong>of</strong> venous<br />
thromboembolism. (Arterioscler Thromb Vasc Biol. 2002;22:530-538.)<br />
Key Words: factor V � activated protein C resistance � factor V Leiden � thrombosis � protein C<br />
Historically, clinical studies focusing on coagulation factor<br />
V (FV) almost exclusively described bleeding tendencies<br />
as the result <strong>of</strong> a deficiency <strong>of</strong> this procoagulant<br />
protein. In fact, the discovery <strong>of</strong> FV by the Norwegian Paul<br />
Owren1 in 1947 was based on the identification <strong>of</strong> a patient<br />
having a severe bleeding tendency due to the deficiency <strong>of</strong> a<br />
previously unknown coagulation factor (parahemophilia, Owren’s<br />
disease). FV deficiency is inherited as an autosomalrecessive<br />
disorder with an estimated frequency <strong>of</strong> 1 in 1<br />
million. 2–4 Heterozygous cases are usually asymptomatic,<br />
whereas homozygous individuals show variable bleeding<br />
symptoms. A great increase in research interest in FV has<br />
been seen in recent years, but this has not been in the context<br />
<strong>of</strong> bleeding problems but rather in association with thrombosis<br />
studies. The reason for the explosive increase <strong>of</strong> clinical<br />
<strong>and</strong> biochemical interest in FV originates from the discovery<br />
<strong>of</strong> activated protein C (APC) resistance, a laboratory phenotype<br />
originally identified in a single patient with venous<br />
thrombosis. 5 APC resistance, which is characterized by a<br />
reduced anticoagulant response to APC, was subsequently<br />
found to be the most common risk factor for thrombosis. The<br />
strict correlation <strong>of</strong> the APC resistance to a single point<br />
Brief Reviews<br />
mutation in the gene for FV (factor V Leiden [FV Leiden] orFV<br />
R506Q), occurring in �3% to 15% <strong>of</strong> the general Caucasian<br />
population, further established the importance <strong>of</strong> this FVrelated<br />
abnormality (see reviews 6–10 ). At a time when large<br />
population-based studies in the field <strong>of</strong> coagulation were set<br />
up <strong>and</strong> an integrated genetic approach became available to<br />
many research laboratories in the field <strong>of</strong> thrombosis <strong>and</strong><br />
hemostasis, the discoveries <strong>of</strong> APC resistance <strong>and</strong> FV Leiden<br />
gave the research <strong>of</strong> thrombophilia, in general, <strong>and</strong> coagulation<br />
FV, in particular, a new impulse.<br />
See cover<br />
Coagulation FV is an enzyme c<strong>of</strong>actor performing central <strong>and</strong><br />
pivotal functions in maintaining a normal hemostatic balance. In<br />
the present review, we attempt to shed some light on the role that<br />
it plays in relation to the etiology <strong>of</strong> thrombotic disease.<br />
Biosynthesis <strong>and</strong> Structure <strong>of</strong> FV<br />
FV is a large single-chain glycoprotein <strong>of</strong> �330 kDa. Its<br />
plasma concentration is �20 nmol/L (�0.007 g/L). 11 Besides<br />
circulating in free form in plasma, FV is also present in the<br />
�-granules <strong>of</strong> platelets; this form accounts for �25% <strong>of</strong> the<br />
Received October 2, 2001; revision accepted January 28, 2002.<br />
From the Department <strong>of</strong> Laboratory Medicine, Division <strong>of</strong> Clinical Chemistry, Lund University, The Wallenberg Laboratory, University Hospital<br />
Malmö, Malmö, Sweden. Dr Nicolaes is now at the Department <strong>of</strong> Biochemistry, Cardiovascular Research Institute Maastricht, Maastricht University,<br />
Maastricht, the Netherl<strong>and</strong>s.<br />
Correspondence to Björn Dahlbäck, Department <strong>of</strong> Clinical Chemistry, Lund University, MAS, The Wallenberg Laboratory, S-205 02 Malmö, Sweden.<br />
E-mail bjorn.dahlback@klkemi.mas.lu.se<br />
© 2002 American Heart Association, Inc.<br />
Arterioscler Thromb Vasc Biol. is available at http://www.atvbaha.org DOI: 10.1161/01.ATV.0000012665.51263.B7<br />
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total FV content in human blood. 11,12 During coagulation,<br />
platelet FV is secreted as a result <strong>of</strong> platelet activation.<br />
Although several cellular types have been reported to synthesize<br />
FV, it is generally accepted that the principal site <strong>of</strong><br />
biosynthesis is the liver, where human FV is synthesized as a<br />
single-chain molecule, undergoing extensive posttranslational<br />
modifications before being secreted into the blood. 13,14 It is<br />
still unclear whether the presence <strong>of</strong> FV in platelets is the<br />
result <strong>of</strong> the uptake <strong>of</strong> exogenous FV from the circulation via<br />
endocytotic processes by megakaryocytes or whether these<br />
cells themselves can account for the FV production. 15–17 The<br />
FV gene (gene locus on chromosome 1q23) spans more than<br />
80 kb <strong>and</strong> contains 25 exons. The isolated cDNA has a length<br />
<strong>of</strong> 6672 bp <strong>and</strong> encodes a preprotein <strong>of</strong> 2224 amino acids,<br />
including the 28-amino-acid residue long signal peptide. 18,19<br />
FV has a mosaic-like structure, with a domain organization<br />
(A1-A2-B-A3-C1-C2, Figure 1) that is similar to that <strong>of</strong><br />
factor VIII (FVIII), 20,21 another essential coagulation c<strong>of</strong>actor<br />
protein. The A domains <strong>of</strong> FV <strong>and</strong> FVIII together with those<br />
<strong>of</strong> ceruloplasmin 22 have evolved from a common ancestral<br />
protein. Overall, the two coagulation factors (FV <strong>and</strong> FVIII)<br />
share �40% sequence identity in their A <strong>and</strong> C domains. 19,23<br />
The 3D structure <strong>of</strong> ceruloplasmin has been elucidated, <strong>and</strong><br />
the homology between the A domains <strong>of</strong> FV <strong>and</strong> those <strong>of</strong><br />
ceruloplasmin has allowed the creation <strong>of</strong> molecular models<br />
for the A-domain part <strong>of</strong> FV. 24,25 In these models, the three A<br />
domains are arranged in a triangular fashion (Figure 1).<br />
Molecular models were also created for the C domains <strong>of</strong><br />
FV, 26 <strong>and</strong> more recently, the 3D structure <strong>of</strong> the C2 domain<br />
<strong>of</strong> FV was determined with x-ray crystallography. 27 A preliminary<br />
model for the whole FVa molecule (FVa is the<br />
activated form <strong>of</strong> FV) has been generated on the basis <strong>of</strong> the<br />
information <strong>of</strong> the individual domains. 24,28<br />
Nicolaes <strong>and</strong> Dahlbäck <strong>Factor</strong> V <strong>and</strong> Thrombosis 531<br />
Figure 1. Schematic models <strong>of</strong> FV illustrating<br />
the mosaic-like structure <strong>of</strong> the molecule<br />
<strong>and</strong> the spatial arrangement <strong>of</strong> the FV<br />
domains. The triple A domains (A1, A2, <strong>and</strong><br />
A3) are indicated in blue, <strong>and</strong> the C-terminal<br />
(C1 <strong>and</strong> C2) domains are indicated in red.<br />
The large connecting B domain is yellow. a,<br />
On activation <strong>of</strong> FV, 3 peptide bonds (upper<br />
black arrows) at positions Arg709, Arg1018,<br />
<strong>and</strong> Arg1545 are cleaved, thereby releasing<br />
the B domain. FV/FVa is subject to APCmediated<br />
proteolysis at Arg306, Arg506,<br />
Arg679, <strong>and</strong> Arg994, which is indicated by<br />
the lower red arrows. b, In 3D, the 3 A<br />
domains are believed to be arranged in a<br />
triangular fashion, with the 2 smaller C<br />
domains extending from the A3 domain,<br />
thus creating a windmill-like model. c, The<br />
heterodimeric FVa is formed by A1-A2<br />
(heavy chain), which is noncovalently associated<br />
with A3-C1-C2 (light chain). The C2<br />
domain is indispensable for the interaction<br />
<strong>of</strong> the FVa molecule with phospholipid<br />
membranes (in green). An additional<br />
membrane-binding region might be present<br />
in the A3 domain.<br />
Regulation <strong>of</strong> Procoagulant FXa-C<strong>of</strong>actor<br />
Activity <strong>of</strong> FV<br />
Circulating single-chain FV is an inactive proc<strong>of</strong>actor, expressing<br />
�1% <strong>of</strong> the procoagulant enzyme-activated factor X<br />
(FXa)-c<strong>of</strong>actor activity that it can maximally obtain. 29 An<br />
increase in FXa-c<strong>of</strong>actor activity is associated with limited<br />
proteolysis <strong>of</strong> several peptide bonds in FV mediated by<br />
procoagulant enzymes such as thrombin <strong>and</strong> FXa. 30–32 As a<br />
result, the large connecting B domain (Figure 1) dissociates<br />
from FVa, which is formed by the noncovalently associated<br />
heavy (A1-A2) <strong>and</strong> light (A3-C1-C2) chains. The prothrombinase<br />
complex comprises FXa <strong>and</strong> FVa, which in the<br />
presence <strong>of</strong> calcium ions assemble on negatively charged<br />
phospholipid membranes. FVa is considered an essential FXa<br />
c<strong>of</strong>actor, inasmuch as its presence in the prothrombinase<br />
complex enhances the rate <strong>of</strong> prothrombin activation by<br />
several orders <strong>of</strong> magnitude. 29,33 Homozygous deficiency <strong>of</strong><br />
FV in humans is associated with variable severity <strong>of</strong> bleeding<br />
problems, suggesting that FV deficiency in humans is not a<br />
lethal disease. 3 This st<strong>and</strong>s in contrast to the fatal bleeding<br />
disorder that affects FV knockout mice. 34 Approximately<br />
50% <strong>of</strong> the affected embryos die during embryonic day 9 to<br />
10, <strong>and</strong> the remaining full-term mice die from bleeding within<br />
2 hours after birth. The explanation for the discrepancy in<br />
phenotypic severity between humans <strong>and</strong> mice is unknown.<br />
Downregulation <strong>of</strong> the procoagulant activity <strong>of</strong> FVa is<br />
accomplished by APC-mediated proteolysis <strong>of</strong> FVa at positions<br />
Arg306, Arg506, <strong>and</strong> Arg679. 35 The cleavages at these<br />
positions are under strict kinetic control, with the cleavage<br />
site at Arg506 being preferred at low concentrations <strong>of</strong> APC<br />
<strong>and</strong> FVa. However, the Arg506 cleavage yields only partial<br />
inactivation <strong>of</strong> FVa, <strong>and</strong> cleavage at Arg306 is necessary for<br />
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532 Arterioscler Thromb Vasc Biol. April 2002<br />
the complete inactivation <strong>of</strong> FVa activity. 36 The third cleavage<br />
at Arg679 is likely <strong>of</strong> lesser importance to FVa inactivation.<br />
Inactivation <strong>of</strong> FVa is greatly enhanced by protein S,<br />
which is an APC-c<strong>of</strong>actor protein with high affinity for<br />
negatively charged phospholipid membranes. However,<br />
the cleavages in FVa demonstrate different dependence on<br />
the APC-c<strong>of</strong>actor activity <strong>of</strong> protein S. Thus, protein S<br />
does not affect the cleavage rate at the Arg506 site,<br />
whereas the addition <strong>of</strong> protein S in systems containing<br />
purified coagulation proteins increases the rate <strong>of</strong> Arg306<br />
cleavage 20-fold. 37 This indicates the importance <strong>of</strong> protein<br />
S in the regulation <strong>of</strong> FVa c<strong>of</strong>actor activity. In<br />
addition, a substantial amount <strong>of</strong> evidence has been provided<br />
showing the importance <strong>of</strong> protein S for in vivo<br />
regulation <strong>of</strong> the anticoagulant protein C system, the<br />
system responsible for the proteolytic regulation <strong>of</strong> FV <strong>and</strong><br />
FVIII. 38,39 Moreover, protein S <strong>and</strong> protein C deficiencies<br />
are well-recognized risk factors for venous thrombosis,<br />
demonstrating the importance <strong>of</strong> careful regulation <strong>of</strong> FV<br />
<strong>and</strong>/or FVIII activities in vivo. 40 Membrane-bound bovine<br />
FVa has also been shown in in vitro experiments to be<br />
inactivated by plasmin. 41 Whether this is a physiologically<br />
important mechanism in vivo under normal <strong>and</strong> pathological<br />
conditions remains to be elucidated.<br />
APC Resistance<br />
In 1993, our laboratory found that plasmas from a group <strong>of</strong><br />
patients with family histories <strong>of</strong> thromboembolic disease<br />
showed reduced anticoagulant response to the addition <strong>of</strong><br />
APC. Because <strong>of</strong> the partial or complete resistance toward<br />
APC, we named the phenotype APC resistance <strong>and</strong> also<br />
demonstrated its inherited nature. 5,42 APC resistance has been<br />
recognized as the most important cause <strong>of</strong> venous thrombosis,<br />
which is present in 20% to 60% <strong>of</strong> patients with venous<br />
thromboembolism. In the early studies, it appeared as if<br />
APC-resistant individuals were missing an essential APC<br />
c<strong>of</strong>actor. This c<strong>of</strong>actor was subsequently suggested to be<br />
intact FV. Supporting evidence for the c<strong>of</strong>actor hypothesis<br />
was the observed correction <strong>of</strong> the phenotype by added FV.<br />
On the basis <strong>of</strong> these studies, FV was proposed to act as a<br />
c<strong>of</strong>actor in the APC-catalyzed prolongation <strong>of</strong> coagulation<br />
times in plasma. 43 The anticoagulant function <strong>of</strong> FV was<br />
further characterized later in 1994, when it was demonstrated<br />
that intact FV holds the potential to function in synergy with<br />
protein S as an APC c<strong>of</strong>actor in the inactivation <strong>of</strong> activated<br />
FVIII (FVIIIa). 44 Thus, FV, protein S, <strong>and</strong> APC regulate the<br />
activity <strong>of</strong> the tenase complex, ie, the membrane-associated<br />
complex (comprising activated factor IX <strong>and</strong> FVIIIa) that<br />
efficiently activates factor X.<br />
The genetic background for the APC resistance phenotype<br />
was also demonstrated in 1994. A single nuclear polymorphism<br />
in the FV gene was found to be associated with<br />
APC resistance. 45–48 At position 1691, a G3A missense<br />
mutation resulted in the replacement <strong>of</strong> Arg506 by Gln<br />
(FV Leiden). This mutation has an unprecedented high occurrence,<br />
with frequencies in the general population <strong>of</strong> 2% to<br />
15% <strong>and</strong> up to 60% in selected patients with venous thromboembolism.<br />
49 This prevalence was 10 times higher than the<br />
sum <strong>of</strong> frequencies <strong>of</strong> all hereditary causes <strong>of</strong> thrombophilia<br />
known at that time. To date, the Arg5063Gln mutation is the<br />
most common genetic risk factor for thrombosis. 10 Notably,<br />
variation in allelic frequencies for FV Leiden is extensive, with<br />
the mutation being present exclusively in populations <strong>of</strong><br />
Caucasian descent. Because all FV Leiden alleles have the same<br />
haplotype, it can be concluded that the mutation occurred<br />
only once <strong>and</strong> that a founder effect has been involved. The<br />
estimated age <strong>of</strong> the mutation is �30 000 years; 50 ie, it<br />
occurred after the out-<strong>of</strong>-Africa migration that took place<br />
�100 000 years ago.<br />
Because the FV Arg5063Gln mutation affects one <strong>of</strong> the<br />
prime target sites for the APC-catalyzed inactivation <strong>of</strong> FVa (see<br />
above), it appears obvious that impaired downregulation <strong>of</strong> FXa<br />
c<strong>of</strong>actor activity <strong>of</strong> FVa contributes to the increased risk <strong>of</strong><br />
thrombosis. However, this is not the sole molecular mechanism<br />
involved, inasmuch as the mutant FV isolated from patients with<br />
APC resistance is much less active as APC c<strong>of</strong>actor in the<br />
FVIIIa inactivation. 51–53 This was further unequivocally demonstrated<br />
by using recombinant mutant FV. 54 Hampered FVa<br />
inactivation alone did not satisfyingly explain the increased<br />
thrombin generation, 55 because in vitro experiments had shown<br />
that under certain conditions (eg, high FVa in the presence <strong>of</strong><br />
protein S <strong>and</strong> FXa), the APC-catalyzed inactivation <strong>of</strong> normal<br />
FVa <strong>and</strong> activated FV Leiden appeared similar. 37 The identification<br />
<strong>of</strong> the APC-c<strong>of</strong>actor function <strong>of</strong> FV reinforced the association<br />
between carriership <strong>of</strong> the FV Leiden mutation <strong>and</strong> thrombosis <strong>and</strong><br />
contributed pathogenic explanations for the hypercoagulable<br />
state associated with APC resistance. Thus, FV presents itself as<br />
a true <strong>Janus</strong>-faced protein: In its activated form, it has essential<br />
functions in the procoagulant pathways, without which severe<br />
bleeding tendencies can occur. On the other h<strong>and</strong>, the nonactivated<br />
precursor protein factor, as it circulates in plasma, possesses<br />
anticoagulant properties functioning as an APC c<strong>of</strong>actor<br />
in the regulation <strong>of</strong> FVIIIa activity. Failure to fully express this<br />
anticoagulant function may lead to thrombosis.<br />
Anticoagulant FV<br />
As mentioned above, an integrated account <strong>of</strong> all the functions<br />
<strong>of</strong> FV must include its anticoagulant properties as well.<br />
Still, the molecular mechanism by which FV can exert its<br />
APC-c<strong>of</strong>actor function in the downregulation <strong>of</strong> FVIIIa<br />
activity is largely unknown. However, some experimental<br />
results that give an insight into the functional requirements <strong>of</strong><br />
the anticoagulant FV function are available. Thus, full procoagulant<br />
activation <strong>of</strong> FV (ie, cleavage at Arg709 <strong>and</strong><br />
Arg1545 associated with the release <strong>of</strong> the B domain) results<br />
in lost anticoagulant APC-c<strong>of</strong>actor activity <strong>of</strong> FV, 44,52 suggesting<br />
the involvement <strong>of</strong> the B domain in this function<br />
(Figure 1). Moreover, studies using recombinant FV variants<br />
have shown the C-terminal part <strong>of</strong> the B domain (last 70<br />
amino acids) to be essential for the anticoagulant APCc<strong>of</strong>actor<br />
activity <strong>of</strong> FV. 56 The APC-mediated cleavage <strong>of</strong><br />
intact FV at Arg506 is also involved in generating anticoagulant<br />
FV, as demonstrated with recombinant variants <strong>of</strong> FV. 54<br />
This explains the reduced c<strong>of</strong>actor function <strong>of</strong> FV Leiden,<br />
because it cannot be cleaved at Arg506. These data indicate<br />
that a delicate balance exists between the procoagulant <strong>and</strong><br />
anticoagulant properties <strong>of</strong> FV, with activation leading to a<br />
procoagulant protein that is devoid <strong>of</strong> anticoagulant proper-<br />
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ties (Figure 2). In contrast, APC-catalyzed proteolysis <strong>of</strong><br />
intact FV generates an anticoagulant protein that has virtually<br />
no procoagulant properties. On the basis <strong>of</strong> discussed observations,<br />
a dual pathway determining the fate <strong>of</strong> FV in blood<br />
coagulation is emerging. In this pathway, the local concentrations<br />
<strong>and</strong> availability <strong>of</strong> procoagulant <strong>and</strong> anticoagulant<br />
enzymes, such as thrombin, FXa, <strong>and</strong> APC, determine the<br />
fate <strong>of</strong> each FV molecule. Thus, FV acts as a local sensor <strong>of</strong><br />
procoagulant <strong>and</strong> anticoagulant forces, inasmuch as it is able<br />
to sustain ongoing reactions through its susceptibility to<br />
limited proteolysis <strong>and</strong> its ability to function as either a<br />
procoagulant or an anticoagulant c<strong>of</strong>actor.<br />
In 1993, it was reported that human blood <strong>and</strong> platelets<br />
contain 2 forms <strong>of</strong> FV (FV 1 <strong>and</strong> FV 2) having slightly different<br />
molecular weights <strong>and</strong> affinities for phospholipid membranes. 57<br />
The membrane-binding properties <strong>of</strong> the 2 forms affect their<br />
procoagulant <strong>and</strong> anticoagulant c<strong>of</strong>actor activities. 52,58 In model<br />
systems mimicking physiological conditions, FV 1 appears to be<br />
the more thrombogenic, yielding up to 7-fold higher thrombin<br />
generation than FV 2. 58 Recently, we demonstrated the molecular<br />
difference <strong>of</strong> the FV 1FV 2 forms to reside in partial glycosylation<br />
<strong>of</strong> Asn2181. FV 1 carries a carbohydrate at this residue, in<br />
contrast to FV 2, which does not. 59,60<br />
Venous Thromboembolic <strong>Disease</strong><br />
Thrombosis is defined as the pathological presence <strong>of</strong> a blood<br />
clot (thrombus) in a blood vessel or the heart. Venous thrombosis<br />
<strong>and</strong> arterial thrombosis are considered distinct disease states<br />
having different pathogenic mechanisms <strong>and</strong> underlying risk<br />
Nicolaes <strong>and</strong> Dahlbäck <strong>Factor</strong> V <strong>and</strong> Thrombosis 533<br />
Figure 2. Dual pathways <strong>of</strong> FV are represented in<br />
a simplified <strong>and</strong> schematic form. The inactive<br />
(blue) precursor molecule FV is subject to limited<br />
proteolysis by procoagulant <strong>and</strong>/or anticoagulant<br />
enzymes, depending on the local concentrations <strong>of</strong><br />
effector proteases. Cleavage <strong>of</strong> intact FV at Arg506<br />
directs the molecule in an anticoagulant direction.<br />
FVac indicates anticoagulant FV (in green). This<br />
molecule can proceed in 2 directions. It is either<br />
routed through a connecting reaction, representing<br />
cleavage at Arg709, Arg1018, <strong>and</strong> Arg1545, into a<br />
semiprocoagulant pathway (FVa int, red/blue), yielding<br />
a molecule that still possesses limited c<strong>of</strong>actor<br />
activity in prothrombin activation, or it is further<br />
cleaved by APC at Arg306, which eliminates the<br />
procoagulant potential (FVi). The cleavage at<br />
Arg1545 is underlined, signifying the importance <strong>of</strong><br />
the cleavage at this peptide: on cleavage <strong>of</strong><br />
Arg1545, all anticoagulant c<strong>of</strong>actor activity is lost.<br />
FV is activated directly to a procoagulant c<strong>of</strong>actor<br />
FVa (orange) via cleavages at Arg709, Arg1018,<br />
<strong>and</strong> Arg1545, with the underlined Arg1545 again<br />
representing the importance <strong>of</strong> the cleavage at<br />
Arg1545. Cleavage <strong>of</strong> this bond in FVa is essential<br />
for the expression <strong>of</strong> full c<strong>of</strong>actor activity in prothrombin<br />
activation. Control <strong>of</strong> FVa procoagulant<br />
activity is achieved via proteolysis by APC; again,<br />
cleavage at Arg506 results in a partially active molecule,<br />
the activity <strong>of</strong> which is abolished by subsequent<br />
cleavage at Arg306. FVa activity can also be<br />
directly downregulated through initial cleavage at<br />
Arg306 in FVa. Potential cleavage <strong>of</strong> the inactive<br />
FVi at Arg679 <strong>and</strong>/or Arg994 yields FVi�, with no<br />
further consequence for the c<strong>of</strong>actor activity <strong>of</strong> the<br />
molecule.<br />
factors. 61–63 The estimated annual incidence <strong>of</strong> venous thromboembolism<br />
in individuals aged �40 years is 1 per 10 000, <strong>and</strong><br />
in those aged �75 years, it is 1 per 100. 63–65 Thrombosis is a<br />
complex <strong>and</strong> episodic disease, with recurrences being common.<br />
In recent years, it has become clear that venous thrombosis is<br />
multigenic 66 <strong>and</strong> that the pathogenesis <strong>of</strong>ten includes several<br />
hereditary factors, which synergistically tip the natural hemostatic<br />
balance between procoagulant <strong>and</strong> anticoagulant forces. In<br />
addition, acquired <strong>and</strong> environmental factors modulate the risk<br />
<strong>of</strong> thrombosis <strong>and</strong> are <strong>of</strong>ten involved in the pathogenesis <strong>of</strong> the<br />
disease. Thrombosis is believed to develop when a certain<br />
threshold is passed as a result <strong>of</strong> risk factor interactions, with the<br />
combined total risk exceeding the sum <strong>of</strong> their separate risk<br />
contributions. Above this threshold, natural anticoagulant systems<br />
are insufficient to balance the procoagulant forces, resulting<br />
in the development <strong>of</strong> thrombotic disease. 62 Most inherited<br />
risk factors for venous thrombosis are found in the protein C<br />
system, such as APC resistance (FV Leiden), <strong>and</strong> deficiencies <strong>of</strong><br />
protein C <strong>and</strong> protein S. 9,67 Other less common genetic risk<br />
factors are antithrombin deficiency <strong>and</strong> the prothrombin 20210A<br />
(PT 20210A) mutation. Acquired risk factors range from prolonged<br />
immobilization, surgery, malignant disease, trauma, use<br />
<strong>of</strong> oral contraceptives, <strong>and</strong> pregnancy/puerperium to the presence<br />
<strong>of</strong> antiphospholipid antibodies. Personal histories <strong>of</strong> thrombosis<br />
<strong>and</strong> advanced age have also been acknowledged as risk<br />
factors for venous thrombosis. 68<br />
Role <strong>of</strong> FV Leiden in Venous Thrombosis<br />
Thromboembolic episodes associated with FV Leiden are almost<br />
exclusively venous in nature. Although some case reports link<br />
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534 Arterioscler Thromb Vasc Biol. April 2002<br />
TABLE 1. Occurrence <strong>of</strong> FV Leiden <strong>and</strong> Other Risk <strong>Factor</strong>s for<br />
Venous Thrombosis <strong>and</strong> the Relative Risks (RR)<br />
They Contribute<br />
Population Thrombosis<br />
Risk <strong>Factor</strong><br />
Prevalence, % Patients, % RR<br />
FVLeiden 2–15 20 6.6*<br />
Protein S deficiency 0.03–0.13 1–2 0.7†<br />
Protein C deficiency 0.2–0.4 3 6.5<br />
Antithrombin deficiency 0.02 1 5.0<br />
Prothrombin 20210A 2 6 2.8<br />
High FVIII levels 11 25 4.8<br />
*Risk for heterozygous FVLeiden carriers, risk for homozygous carriers is<br />
approximately 80-fold.<br />
†This low number is derived from case-control studies, which fail to identify<br />
protein S deficiency as a risk factor. However, family studies demonstrate that<br />
protein S deficiency carries similar risk for thrombosis as FVLeiden <strong>and</strong> protein C<br />
deficiency (reviewed by Zöller et al69 ).<br />
Data adapted from Martinelli, 10 Rees et al, 49 Rosendaal, 62 Rosendaal et al, 70<br />
Koster et al, 71 <strong>and</strong> Dykes et al. 72<br />
FV Leiden to arterial thrombosis, they are rare, <strong>and</strong> these<br />
incidents can likely be due to other unrecognized pathogenic<br />
factors. A large number <strong>of</strong> studies using different approaches,<br />
such as case-control studies, population-based studies, family<br />
studies, <strong>and</strong> prospective studies, have estimated the risk<br />
increase for venous thrombosis due to FV Leiden to be 5- to<br />
7-fold for heterozygous carriers <strong>and</strong> 80-fold for homozygous<br />
carriers <strong>of</strong> the mutation (Table 1). The severity <strong>and</strong> localization<br />
<strong>of</strong> thrombosis in carriers <strong>of</strong> FV Leiden are very diverse.<br />
Common are thromboses in the deep veins <strong>of</strong> the leg, 70<br />
whereas portal vein thrombosis, superficial vein thrombosis,<br />
<strong>and</strong> cerebral vein thrombosis are less prevalent. However,<br />
there seems to be no association between FV Leiden <strong>and</strong> primary<br />
pulmonary embolism 73 or retinal vein thrombosis. 74 Moreover,<br />
most studies do not find a higher risk <strong>of</strong> recurrent thrombosis in<br />
carriers <strong>of</strong> heterozygous FV Leiden than in other patients with<br />
thrombosis, whereas homozygous individuals have an increased<br />
risk <strong>of</strong> recurrence. 75–78 The FV Leiden mutation has been suggested<br />
to be a “gain <strong>of</strong> function” mutation, 62 with the overall FV levels<br />
<strong>and</strong> functions being unchanged, which distinguishes it from the<br />
“loss <strong>of</strong> function” mutations that are seen in protein C or protein<br />
S deficiency. Yet, taking the lost APC-c<strong>of</strong>actor activity <strong>of</strong> the<br />
FV Leiden molecule into account, one could still argue that this<br />
mutation induces a deficiency regarding the anticoagulant properties<br />
<strong>of</strong> FV.<br />
The high prevalence <strong>of</strong> FV Leiden in the general white<br />
population (Table 1) related to the relatively lower annual<br />
incidence <strong>of</strong> venous thromboembolism suggests that the<br />
mutation yields a modestly increased risk <strong>of</strong> thrombosis, per<br />
se. 10 However, because <strong>of</strong> the high frequency <strong>of</strong> FV Leiden in the<br />
population, combinations with other hereditary or acquired<br />
risk factors are relatively common. Because risk factors<br />
appear to synergistically increase the risk <strong>of</strong> thrombosis,<br />
many patients with thrombosis are indeed affected by �1 risk<br />
factor. For instance, the prevalence <strong>of</strong> the PT 20210A<br />
mutation is �2% in the general population (Table 1), 79<br />
suggesting that double mutations are present in up to 0.1% to<br />
0.3% <strong>of</strong> white individuals. The multigenetic nature <strong>of</strong> throm-<br />
TABLE 2. Gene-Environment Interaction: RR <strong>of</strong> Venous<br />
Thrombosis in Users <strong>of</strong> Oral Contraceptives Depends on the<br />
Presence or Absence <strong>of</strong> the FV Leiden Mutation<br />
Population<br />
Non-FVLeiden carriers<br />
Thrombosis Risk RR<br />
Not using OC 0.8 1.0<br />
Using OC<br />
FVLeiden carriers<br />
3.0 3.7<br />
Not using OC 5.7 6.9<br />
Using OC 28.5 34.7<br />
Given are the annual risks <strong>of</strong> thrombosis per 10 000 people <strong>and</strong> RR.<br />
Data adapted from V<strong>and</strong>enbroucke et al. 85<br />
bosis involving FV Leiden as a risk factor was demonstrated by<br />
the high prevalence <strong>of</strong> FV Leiden among thrombophilic families<br />
with antithrombin, protein C, or protein S deficiency or the<br />
prothrombin 20210A mutation (25%, 19%, 38%, <strong>and</strong> 10%,<br />
respectively 80– 84 ). Because these prevalences are much<br />
higher than those in the general population, it can be<br />
concluded that FV Leiden is involved in the development <strong>of</strong><br />
thrombosis in these families. In families affected by multiple<br />
genetic risk factors, individuals having �2 genetic defects<br />
suffer from thrombotic events more frequently <strong>and</strong> earlier in<br />
life than do those with single defects.<br />
One <strong>of</strong> the most common acquired risk factors associated with<br />
FV Leiden is probably the use <strong>of</strong> oral contraceptives. It is estimated<br />
that �40% <strong>of</strong> fertile women in Sweden <strong>and</strong> the Netherl<strong>and</strong>s use<br />
oral contraceptives. This suggests that many fertile women carry<br />
at least 2 risk factors <strong>of</strong> thrombosis. Synergistic effects have<br />
been shown for FV Leiden <strong>and</strong> the use <strong>of</strong> oral contraceptives, <strong>and</strong><br />
the combined relative risk for the development <strong>of</strong> thrombosis<br />
was much higher than could be foreseen on the basis <strong>of</strong> the<br />
individual risks (Table 2; compare risk ratios). In this case, the<br />
risk factors clearly interact, although the exact molecular mechanism<br />
<strong>of</strong> this interaction still needs to be clarified. Of particular<br />
interest in this respect is the demonstration in in vitro experiments<br />
that the use <strong>of</strong> oral contraceptives or <strong>of</strong> hormone replacement<br />
therapy, per se, induces an acquired resistance to APC <strong>and</strong><br />
also that it enhances APC resistance due to FV Leiden. 55,86–88 It has<br />
been debated whether investigation for APC resistance <strong>and</strong>/or<br />
FV Leiden should be performed before prescribing oral contraceptives<br />
or hormone replacement therapy, but to date, there is no<br />
consensus in favor <strong>of</strong> general screening in these situations.<br />
Other FV Haplotypes Contributing to APC<br />
Resistance <strong>and</strong> Venous Thrombosis<br />
Several allelic variants <strong>of</strong> the FV gene have been described.<br />
Two particularly interesting variants, FV Arg306Thr (FV<br />
Cambridge 89 ) <strong>and</strong> FV Arg3063Gly (FV Hong Kong 90 ),<br />
were identified in patients with thrombosis. Both these<br />
mutations result in the loss <strong>of</strong> the APC cleavage site at<br />
Arg306, which is an important cleavage site in FVa for<br />
complete loss <strong>of</strong> FVa activity (see above). FV Cambridge was<br />
identified in an individual with unexplained APC resistance<br />
<strong>and</strong> seems to be an extremely rare mutation. In contrast, FV<br />
Hong Kong is common in certain Chinese populations but<br />
does not appear to be a risk factor for thrombosis. Moreover,<br />
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FV Hong Kong is reportedly not associated with APC<br />
resistance. Intuitively, one would suspect the loss <strong>of</strong> the<br />
Arg306 cleavage site to be a risk factor <strong>of</strong> thrombosis <strong>and</strong><br />
possibly also to yield APC resistance. In addition, the<br />
replacement <strong>of</strong> the Arg306 with a Gly <strong>and</strong> a Thr is expected<br />
to have essentially the same effect on FVa degradation.<br />
Recently, FV Cambridge <strong>and</strong> FV Hong Kong have been<br />
recreated in vitro with recombinant DNA techniques. In all<br />
functional tests, there were no appreciable differences between<br />
the 2 FV variants, with both phenotypes presenting APC<br />
responses intermediately between normal FV <strong>and</strong> FV Leiden. 91<br />
Thus, even though an important APC cleavage site is lost in FV<br />
Cambridge <strong>and</strong> in FV Hong Kong, it is still not known whether<br />
these FV variants are risk factors for venous thrombosis.<br />
Recently, several investigators have associated the socalled<br />
R2 allele (or HR2 polymorphism) with a slightly<br />
increased risk <strong>of</strong> venous thrombosis, even though no consensus<br />
has been reached regarding whether the R2 allele is really<br />
a risk factor for thrombosis. 92–96 The R2 allele is characterized<br />
by several linked mutations (missense <strong>and</strong> silent) in the<br />
gene for FV. Exons 13, 16, <strong>and</strong> 25 encoding the B, A3, <strong>and</strong><br />
C2 domains, respectively, carry these mutations. 93 The R2<br />
allele is associated with slightly decreased levels <strong>of</strong> circulating<br />
FV, which, if combined with FV Leiden, may enhance the<br />
APC-resistance phenotype <strong>and</strong> increase the risk <strong>of</strong> thrombosis.<br />
94 Moreover, the plasma <strong>of</strong> carriers <strong>of</strong> the R2 allele seems<br />
to contain increased amounts <strong>of</strong> FV 1, 97,98 the form <strong>of</strong> FV that<br />
may be more thrombogenic than FV 2. 58<br />
Other conditions linked to the FV gene influencing APC<br />
resistance include combinations <strong>of</strong> FV Leiden <strong>and</strong> quantitative<br />
FV deficiency. Heterozygous deficiency <strong>of</strong> FV combined<br />
with FV Leiden results in a pseudohomozygous state <strong>of</strong> APC<br />
resistance. 99–104 Because only the FV Leiden allele is expressed,<br />
all circulating FV is mutated, resulting in a phenotype that is<br />
similar to that <strong>of</strong> homozygous FV Leiden individuals. Taking<br />
into account the dose-response relationship between the in<br />
vitro APC response <strong>and</strong> the risk <strong>of</strong> venous thrombosis, 105 it is<br />
believed that pseudohomozygous <strong>and</strong> homozygous individuals<br />
have a similar risk <strong>of</strong> thrombosis. Because<br />
pseudohomozygous APC resistance is rare, it will be difficult<br />
to find enough individuals to achieve statistical power in<br />
studies <strong>of</strong> thrombosis risk in these affected individuals.<br />
However, almost all cases <strong>of</strong> pseudohomozygous APC resistance<br />
reported to date have clinical manifestations 99,101,104 as<br />
severe as those <strong>of</strong> homozygous individuals.<br />
Studies have been performed to analyze whether high<br />
levels <strong>of</strong> circulating FV increase the risk <strong>of</strong> thrombosis. 106<br />
However, in contrast to reports regarding homologous FVIII,<br />
FV plasma levels did not show any statistically significant<br />
association with thrombosis. In addition, FV levels did not<br />
modify the thrombosis risk associated with high FVIII levels.<br />
In 3 patients, spontaneously developing autoantibodies<br />
against FV were associated with the occurrence <strong>of</strong> thrombosis.<br />
107 In 1 <strong>of</strong> these patients, lupus anticoagulant activity<br />
could be detected. A second patient was found to have an<br />
elevated anticardiolipin antibody titer. The molecular mechanisms<br />
that yield the increased risk <strong>of</strong> thrombosis in the rare<br />
patients with thrombosis are not known. Nonetheless, it is<br />
possible that the autoantibodies in these patients block the<br />
Nicolaes <strong>and</strong> Dahlbäck <strong>Factor</strong> V <strong>and</strong> Thrombosis 535<br />
anticoagulant activity <strong>of</strong> the FV molecule. This is a rare<br />
phenomenon, inasmuch as most individuals presenting with<br />
anti-FV antibodies show clinical manifestations ranging from<br />
no symptoms to life-threatening hemorrhages. 107<br />
Conclusions <strong>and</strong> Perspective<br />
Coagulation FV is an essential c<strong>of</strong>actor protein with important<br />
functions in procoagulant <strong>and</strong> anticoagulant pathways.<br />
Regulation <strong>of</strong> FV c<strong>of</strong>actor activity is <strong>of</strong> prime importance for<br />
homeostasis <strong>of</strong> blood coagulation. Besides its activation to a<br />
procoagulant c<strong>of</strong>actor by activated coagulation enzymes such<br />
as thrombin <strong>and</strong> FXa, downregulation <strong>of</strong> FVa activity under<br />
physiological conditions is the result <strong>of</strong> APC-mediated proteolysis.<br />
In contrast, proteolysis by APC <strong>of</strong> circulating intact<br />
FV recruits FV to the anticoagulant pathway because APCcleaved<br />
intact FV functions as a synergistic c<strong>of</strong>actor with<br />
protein S in the APC-mediated regulation <strong>of</strong> FVIIIa. The<br />
most common hereditary cause <strong>of</strong> venous thrombosis is a<br />
single point mutation in FV, which results in a phenotype<br />
known as APC resistance. The FV Arg506Gln mutation<br />
(FV Leiden) affects one <strong>of</strong> the target sites for APC, which results<br />
in impaired efficiency in the APC-mediated degradation <strong>of</strong><br />
FVa. In addition, the same mutation impairs the anticoagulant<br />
APC-c<strong>of</strong>actor activity <strong>of</strong> FV in the APC-catalyzed inactivation<br />
<strong>of</strong> FVIIIa. As a result <strong>of</strong> the mutation, the regulation <strong>of</strong><br />
thrombin formation via the protein C pathway is impaired.<br />
Although the mutation confers only a mild to moderate risk <strong>of</strong><br />
thrombosis, it is <strong>of</strong>ten seen as a contributing factor in patients<br />
with thrombosis, particularly when they are affected by other<br />
genetic or acquired risk factors. Given the key importance <strong>of</strong><br />
FV in procoagulant <strong>and</strong> anticoagulant pathways, it can be<br />
envisioned that any condition affecting FVa inactivation, on<br />
the one h<strong>and</strong>, or the expression <strong>of</strong> anticoagulant FV c<strong>of</strong>actor<br />
activity in the inactivation <strong>of</strong> FVIIIa, on the other, will<br />
increase the risk <strong>of</strong> venous thromboembolism. Such mechanisms<br />
have been suggested for the recently described association<br />
between the HR2 polymorphism <strong>and</strong> thrombosis. Because<br />
<strong>of</strong> the large size <strong>of</strong> the FV gene, it is not unlikely that<br />
within the coming years, more FV variants with altered<br />
functions <strong>and</strong>/or expression levels will be found.<br />
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