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STUDENT‐ATHLETE HANDBOOK<br />

SECTION 7 – <strong>NCAA</strong> <strong>COMPLIANCE</strong> <strong>TOPICS</strong><br />

Agents<br />

<strong>NCAA</strong> <strong>COMPLIANCE</strong> <strong>TOPICS</strong><br />

Agents and a Career in Professional Athletics<br />

The <strong>NCAA</strong> supports the Uniform Athlete Agents Act (UAAA) and its adoption in every state. There can be<br />

significant damage resulting from the impermissible and oftentimes illegal practices of some athlete agents.<br />

Violations of <strong>NCAA</strong> agent legislation impact the eligibility of student‐athletes for further participation in <strong>NCAA</strong><br />

competition. Violations also may result in harsh penalties on the team and the university (including the<br />

imposition of <strong>NCAA</strong> sanctions that have resulted in the repayment of monies received from <strong>NCAA</strong><br />

championship competition, forfeiture of contests and other penalties). The UAAA is an important tool in<br />

regulating the activities of athlete agents and protecting <strong>NCAA</strong> student‐athletes and member institutions.<br />

If you have eligibility remaining and you or your parents/legal guardians involve yourselves with an agent, you<br />

put your continued eligibility at risk. Know the rule. For the most up‐to‐date information on rules pertinent to<br />

intercollegiate athletics and seeking a career in professional athletics, go online to http://www.ncaa.org:<br />

1. From the home page, click the Resources tab, then<br />

2. Under Resources (on left, select Uniform Athlete Agents Act), then<br />

3. From this page, read about the UAAA or select other pertinent stories.<br />

An individual loses amateur status and thus shall not be eligible for competition in a particular sport if the<br />

individual:<br />

Uses his or her athletic skill (directly or indirectly) for pay in any form in that sport (unless<br />

expressly permitted under <strong>NCAA</strong> or Ivy League rules);<br />

Accepts a promise of pay even if such pay is to be received following completion of intercollegiate<br />

athletics participation;<br />

Signs a contract or commitment of any kind to play professional athletics, regardless of its legal<br />

enforceability or any consideration received;<br />

Receives, directly or indirectly, a salary, reimbursement of expenses, or any other form of financial<br />

assistance from a professional sports organization based upon athletics skill or participation,<br />

except as permitted by <strong>NCAA</strong> rules and regulations;<br />

Competes on any professional athletics team even if no pay or remuneration for expenses was<br />

received;<br />

Subsequent to initial full‐time collegiate enrollment, enters into a professional draft; or<br />

Enters into an agreement with an agent.<br />

Negotiations<br />

An individual may request information about professional market value without affecting his or her amateur<br />

status. Further, the individual, his or her legal guardians, or the institution's professional sports counseling<br />

panel may enter into negotiations with a professional sports organization without the loss of the individual's<br />

amateur status. An individual who retains an agent shall lose amateur status.<br />

Non‐binding Agreement<br />

An individual who signs a contract or commitment that does not become binding until the professional<br />

organization's representative or agent also signs the document is ineligible, even if the contract remains<br />

unsigned by the other parties until after the student‐athlete's eligibility is exhausted.


General Rule<br />

An individual shall be ineligible for participation in an intercollegiate sport if he or she ever has agreed (orally<br />

or in writing) to be represented by an agent for the purpose of marketing his or her athletic ability or<br />

reputation in that sport. Further, an agency contract not specifically limited in writing to a sport or particular<br />

sports shall be deemed applicable to all sports, and the individual shall be ineligible to participate in any sport.<br />

Representation for Future Negotiations<br />

An individual shall be ineligible if he or she enters into a verbal or written agreement with an agent for<br />

representation in future professional sports negotiations that are to take place after the individual has<br />

completed his or her eligibility in that sport.<br />

Benefits from Prospective Agents<br />

An individual shall be ineligible if he or she (or his or her relatives or friends) accepts transportation or other<br />

benefits from:<br />

Any person who represents any individual in the marketing of his or her athletics ability. The<br />

receipt of such expenses constitutes compensation based on athletic skill and is an extra benefit<br />

not available to the student body in general; or<br />

An agent, even if the agent has indicated that he or she has no interest in representing the<br />

student‐athlete in the marketing of his or her athletic ability or reputation and does not represent<br />

individuals in the student‐athlete's sport.<br />

Legal Counsel<br />

Securing advice from a lawyer concerning a proposed professional sports contract shall not be considered<br />

contracting for representation by an agent under this rule, unless the lawyer also represents the individual in<br />

negotiations for such a contract.<br />

Presence of a Lawyer at Negotiations<br />

A lawyer may not be present during discussions of a contract offer with a professional organization or have<br />

any direct contact (i.e., in person, by telephone or by mail) with a professional sports organization on behalf of<br />

the individual. A lawyer's presence during such discussions is considered representation by an agent.<br />

STUDENT‐ATHLETE HANDBOOK<br />

SECTION 7 – <strong>NCAA</strong> <strong>COMPLIANCE</strong> <strong>TOPICS</strong><br />

Alcohol, Tobacco and Drugs<br />

ALCOHOL, TOBACCO AND DRUGS<br />

Alcohol<br />

The University of Pennsylvania does not condone the illegal or otherwise irresponsible use of alcohol. Alcohol<br />

abuse is a progressive disorder in which physical dependency can develop. The negative physical and mental<br />

effects of the abuse of alcohol are well documented. Even low doses of alcohol impair brain function,<br />

judgment, alertness, coordination, and reflexes. Very high doses cause suppression of respiration and death.<br />

Chronic alcohol abuse can produce dementia, sexual impotence, cirrhosis of the liver, and heart disease; and<br />

sudden withdrawal can produce severe anxiety, tremors, hallucinations, and life‐threatening convulsions.<br />

Therefore, it is the responsibility of every member of the University community to know the risks associated<br />

with alcohol use and abuse. This responsibility obligates students and employees to know relevant University<br />

policies and federal, state and local laws and to conduct themselves in accordance with these laws and<br />

policies.


Penn Athletics discourages the provision and consumption of alcohol at all athletic‐related events where<br />

students are present. Furthermore, departmental staff members must comply with the laws and policies of<br />

the state of Pennsylvania, the City of Philadelphia, and the University.<br />

University Funds, including gift funds, may not be used for the purchase of alcohol, which is to be<br />

provided to students.<br />

Alcohol may not be consumed on team buses, team vans or other methods of team<br />

transportation.<br />

The Ivy League discourages the abuse of alcohol and does not condone its possession or consumption by<br />

persons under the legal drinking age. Each member institution has adopted and implemented a program<br />

designed to prevent the abuse of alcohol by students, faculty and staff. The Ivy League fully supports each<br />

institution’s efforts and encourages each Department of Athletics to assist in these institutional efforts and to<br />

develop complementary departmental policies or guidelines. Alcoholic beverages should not be served or<br />

consumed in any activity related to athletics in circumstances that would result in violations of law or that<br />

serve to encourage their use by students.<br />

Tobacco<br />

The <strong>NCAA</strong> prohibits the use of tobacco products by all game personnel (e.g., coaches, trainers, managers and<br />

game officials) in all sports during practice and competition.<br />

The use of tobacco products by a student‐athlete is prohibited during practice and competition. A student‐<br />

athlete who uses tobacco products during a practice or competition shall be disqualified for the remainder of<br />

that practice or competition.<br />

Tobacco Ban ‐ No player, coach or game official may use any form of tobacco during practices or games in<br />

<strong>NCAA</strong>‐approved summer baseball leagues.<br />

The Ivy League discourages the use of tobacco products in all activities related to athletics.<br />

The distribution of smokeless tobacco product samples in Ivy locker rooms is prohibited.<br />

Drugs<br />

Penn prohibits the unlawful manufacture, distribution, dispensation, sale, possession or use of any drug by<br />

any of its employees in its workplace, on its premises or as part of any of its activities, or by its students. This<br />

policy is intended to supplement and not limit the provisions of University's Drug‐Free Workplace policy.<br />

<strong>NCAA</strong> Ineligibility for Use of Banned Drugs. A student‐athlete who is found to have utilized a substance on the<br />

list of banned substances (including performance‐enhancing substances as well as recreational drugs) shall be<br />

declared ineligible for further participation in postseason and regular‐season competition during the time<br />

period ending one calendar year after the student‐athlete's positive drug test, and shall be charged with the<br />

loss of a minimum of one season of competition in all sports. The student‐athlete shall remain ineligible until<br />

the student‐athlete retests negative and the student‐athlete's eligibility is restored by the <strong>NCAA</strong>.<br />

If the student‐athlete tests positive a second time for the use of any drug, other than a<br />

'recreational drug', he or she shall lose all remaining regular‐season and postseason eligibility in all<br />

sports.<br />

If the student‐athlete tests positive for the use of a 'recreational drug' after being restored to<br />

eligibility, he or she shall lose a minimum of one additional season of competition in all sports and<br />

also shall remain ineligible for regular‐season and postseason competition at least through the<br />

next calendar year.<br />

Know the rules, for the most up‐to‐date information on rules pertinent to <strong>NCAA</strong> Drug‐Testing go online to<br />

http://www.ncaa.org and search drug‐testing.


STUDENT‐ATHLETE HANDBOOK<br />

SECTION 7 – <strong>NCAA</strong> <strong>COMPLIANCE</strong> <strong>TOPICS</strong><br />

Student‐Athlete Employment<br />

EMPLOYMENT MPLOYMENT GUIDELINES<br />

EMPLOYMENT/JOB MPLOYMENT/JOB CHARACTERISTICS<br />

EMPLOYMENT MPLOYMENT MONITORING FORMS<br />

EMPLOYMENT MPLOYMENT IMPACT ON FINANCIAL AID<br />

STUDENT‐ATHLETE EMPLOYMENT<br />

SPORT PORT (ATHLETICALLY‐RELATED) EMPLOYMENT AUTHORIZATION<br />

FEE EE FOR LESSON EMPLOYMENT<br />

CAMPS/CLINIC AMPS/CLINIC EMPLOYMENT<br />

Employment Guidelines<br />

To ensure compliance with <strong>NCAA</strong> legislation and Penn Athletics policy pertaining to student‐athlete<br />

employment, each Penn student‐athlete is to review annually and comply with the employment guidelines<br />

listed below.<br />

I shall represent myself and my University by diligent work habits, honest communication, and<br />

respectful conduct toward my employer at all times.<br />

I will not accept any benefits or privileges that are not available to other employees doing similar<br />

work, including transportation provided or arranged by my employer to or from my place of<br />

employment.<br />

I understand that I must be paid by check (direct deposit or other method of payment that has<br />

been approved by DRIA Compliance) and will be paid only for actual hours worked and that<br />

compensation is at a rate commensurate with the rate of other employees doing similar work.<br />

I will report to the Penn Athletics Compliance office any improper privileges or benefits offered to<br />

me.<br />

I understand that a member of the Penn Athletics Compliance staff may contact my employer for<br />

ensuring <strong>NCAA</strong>, Ivy League, and Penn Athletics guidelines are being followed.<br />

I grant permission to my employer to release any and all employment records or documents to<br />

authorized Penn Athletics representatives.<br />

I understand that failure to abide by the above guidelines could seriously affect my athletic<br />

eligibility and financial aid.<br />

Employment/Job Characteristics<br />

It is permissible for student‐athletes to be employed during the academic year, provided the job has the<br />

following characteristics:<br />

• Job must be real.<br />

• Your hiring must comply with normal hiring practices of the employer.<br />

• Your compensation must be the same as that of others in the same position.<br />

• Your compensation must be unrelated to your athletics reputation or value.<br />

• Your compensation must be actual work done.<br />

As a student‐athlete, it is your responsibility to ensure that your employment during the academic year has<br />

these characteristics.


<strong>Here</strong> are some important points to remember concerning work opportunities:<br />

• Staff members, alumni or friends (of Penn Athletics) are not permitted to assist you in obtaining<br />

off‐campus (non‐University) employment during the academic year. You must obtain such<br />

employment on your own<br />

• We can help you find summer employment opportunities if compensation is at a standard rate of<br />

pay and you keep normal working hours.<br />

• Always check with your head coach or the Penn Athletics Compliance Office before committing<br />

yourself to any type of employment.<br />

• A violation may result in loss of your eligibility for competition, loss of your financial aid, and your<br />

sport being precluded from participation in national championships.<br />

Employment Monitoring Forms<br />

In an effort to alleviate misunderstandings of <strong>NCAA</strong> legislation surrounding employment by student‐athletes,<br />

all student‐athletes are required to complete an employment monitoring form (history of employment for<br />

prior year) as a condition of eligibility and a sport‐related employment approval form (for current academic<br />

year and summer) in PennEAI.<br />

• Employment Reporting Form (Penn eligibility requirement)<br />

• Employment Request/Change Form (required prior to beginning sport–related employment)<br />

Employment Impact on Financial Aid<br />

Earnings from a student‐athlete’s on‐ or off‐campus employment that occurs at any time are exempt and are<br />

not counted in determining a student‐athlete’s full grant‐in‐aid or in the institution’s financial aid limitations,<br />

provided:<br />

a. The student‐athlete’s compensation does not include any remuneration for value or utility that<br />

the student‐athlete may have for the employer due to the publicity, reputation, fame or personal<br />

following that he or she has obtained because of athletics ability;<br />

b. The student‐athlete is compensated only for work actually performed, and the student‐athlete is<br />

compensated at a rate commensurate with the going rate in that locality for similar services.<br />

Sport (Athletically‐Related) Employment<br />

Sport or athletically‐related employment requires prior authorization from the Penn Athletics Compliance<br />

Office.<br />

• Complete Employment Request form in PennEAI<br />

• Includes work in sport camps and clinics, and<br />

• Fee‐for Lesson Instruction<br />

Fee‐for‐Lesson Employment<br />

<strong>Here</strong> are some important points to remember when you arrange fee‐for‐lesson instructions:<br />

o Penn facilities may not be used.<br />

o Instruction may not include “playing lesson.”<br />

o You must document the name of the recipient of the lesson and the fee paid; copies of this<br />

documentation must be provided to the Penn Athletics Compliance Office.<br />

o The compensation must be paid by lesson recipient (or recipient’s family) and not another<br />

individual or entity.


o You may not conduct your own camp but you may give instruction to more than one recipient<br />

provided the instruction to each individual is comparable to the instruction that would be<br />

provided during a private lesson.<br />

o You may not use your name, picture or appearance to promote or advertise the availability of<br />

fee‐for‐lesson sessions.<br />

Camp/Clinic Employment<br />

General Rule ‐ All Sports<br />

A student‐athlete who is employed in any sports camp or clinic must meet the following requirements:<br />

o Compensation provided to the student‐athlete shall be commensurate with the going rate for<br />

camp or clinic counselors of like teaching ability and camp or clinic experience<br />

o Compensation may not be paid on the basis of<br />

the value that student‐athletes may have for the employer because of the athletic<br />

reputation or fame the student‐athlete or on<br />

the level of athletics skills of the student‐athlete<br />

o A student‐athlete may not engage in athletically‐related activities including team practices or<br />

conditioning sessions, except during the team’s declared playing and practice season<br />

o A student‐athlete who only lectures or demonstrates at a camp/clinic may not receive<br />

compensation for his or her appearance at the camp/clinic.<br />

EXTRA BENEFITS<br />

STUDENT‐ATHLETE HANDBOOK<br />

SECTION 7 – <strong>NCAA</strong> <strong>COMPLIANCE</strong> <strong>TOPICS</strong><br />

Extra Benefits /Preferential Treatment<br />

REPRESENTATIVES EPRESENTATIVES OF AATHLETICS THLETICS I INTERESTS NTERESTS ( (AKA AKA B BOOSTERS) OOSTERS )<br />

An extra benefit is any special arrangement by an institutional employee or a representative of Penn’s<br />

athletics interests to provide a student‐athlete or the student‐athlete’s relative or friend a benefit not<br />

expressly authorized by <strong>NCAA</strong> legislation. Receipt of a benefit by student‐athletes or their relatives or friends<br />

is not a violation of <strong>NCAA</strong> legislation if it is demonstrated that the same benefit is generally available to Penn<br />

students or their relatives or friends or to a particular segment of the student body (e.g., foreign students,<br />

minority students) determined on a basis unrelated to athletics ability.<br />

Below are “Extra Benefits” not permissible under <strong>NCAA</strong> rules.<br />

A special discount, payment arrangement or credit on a purchase (e.g., airline ticket, clothing) or a<br />

service (e.g. dry cleaning, laundry);<br />

A professional service without charge or at a reduced cost;<br />

The use of a telephone or credit card for personal reasons without charge or at a reduced rate;<br />

Services (e.g., movies tickets, dinners, use of car) from commercial agencies (e.g., movie theaters,<br />

restaurants, car dealers) without charge or at reduced rates;<br />

Free or reduced‐cost admission to professional athletic contests from professional sports<br />

organizations;<br />

A loan of money;<br />

A guarantee of bond;<br />

The use of an automobile;


Signing or co‐signing a note with an outside agency to arrange a loan;<br />

Preferential treatment, benefits or services (e.g., loans on a deferred payback basis) for your<br />

athletic reputation or skill or payback potential as a future professional athlete.<br />

FINANCIAL AID<br />

Check with Penn Athletics Compliance or your coach for additional restrictions.<br />

Remember, whenever in doubt about a gift, benefit, or service,<br />

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Any violation could result in loss of your eligibility.<br />

STUDENT‐ATHLETE HANDBOOK<br />

SECTION 7 – <strong>NCAA</strong> <strong>COMPLIANCE</strong> <strong>TOPICS</strong><br />

Financial Aid<br />

ASSISTANCE SSISTANCE F FUND UND /O /OPPORTUNITY PPORTUNITY FFUND<br />

UND<br />

Eligibility for Practice and Competition<br />

No student shall be eligible for practice and competition who has received financial support from any source<br />

except as noted below.<br />

from personal or family resources;<br />

in return for services (other than of an athletic character) rendered through employment at<br />

normal wages;<br />

from financial aid awarded by or with the specific approval of the regular academic authority of<br />

the institution in which the player is a student;<br />

from Government grants to war service veterans or regularly‐enrolled members of ROTC units.<br />

<strong>NCAA</strong> Financial Aid Limit<br />

The <strong>NCAA</strong> maximum financial aid limit for a student‐athlete is the cost of attendance. The cost of attendance<br />

is determined by Penn’s Office of Student Financial Services, and adherence to this limit is monitored by the<br />

Director of Student Financial Services and the Department of Intercollegiate Athletics Assistant Compliance<br />

Coordinator.<br />

In keeping with <strong>NCAA</strong> regulations outside financial aid for which athletic ability is a major criterion and<br />

educational expenses awarded by the U.S. Olympic Committee or a U.S. sport national governing body (or, for<br />

international student‐athletes, expenses awarded by the equivalent organization of a foreign country) may not<br />

exceed the value of a full grant‐in‐aid (aid based on athletic ability).<br />

Finally, to specify that a student‐athlete may receive any other financial aid unrelated to athletics ability up to<br />

cost of attendance; or the value of a full grant‐in‐aid plus a Federal Pell Grant, whichever is greater.<br />

The value of a full‐grant‐in‐aid is determined by the Office of Student Financial Services per <strong>NCAA</strong> policy.<br />

STUDENT‐ATHLETE ASSISTANCE FUND<br />

The Special Assistance Fund established from monies provided by the <strong>NCAA</strong> is administered by the Ivy League.<br />

Student‐athletes who are Pell Grant recipients or full‐aided international students who are not eligible to<br />

apply for a Pell Grant because of citizenship status may use this fund.<br />

Qualification for this fund is determined by the University's Office of Student Financial Services.<br />

In September, the Office of Student Financial Services informs the Department of Intercollegiate<br />

Athletics of qualified student‐athletes.


Qualifying student‐athletes are then informed by the Penn Athletics Compliance Coordinator by<br />

October 1 each year.<br />

If you believe that you qualify for the fund and have not been contacted by this date, please email<br />

an inquiry no later than December 1 to the Penn Athletics Compliance Office ‐<br />

athlcomp@pobox.upenn.edu.<br />

To receive reimbursement of permissible expenses, bring original receipts to Penn Athletics<br />

Compliance Office and complete an Ivy Group/<strong>NCAA</strong> Student‐Athlete Assistance Fund Request<br />

form.<br />

<strong>NCAA</strong> OPPORTUNITY FUND<br />

The <strong>NCAA</strong> Student‐Athlete Opportunity Fund became effective in June 2003. Monies from this fund may be<br />

used to pay expenses directly related to student‐athlete well‐being. Monies received by an individual student‐<br />

athlete are exempt from the individual or team grant‐in‐aid limitations. It is not permissible to use the fund<br />

for athletic enhancement, such as camp fees or for salaries or grants‐in‐aid (other than summer school),<br />

capital improvements and stipends. Contact the Penn Athletics Compliance Office for more information about<br />

this fund.<br />

STUDENT‐ATHLETE HANDBOOK<br />

SECTION 7 – <strong>NCAA</strong> <strong>COMPLIANCE</strong> <strong>TOPICS</strong><br />

Use of Student‐Athlete’s Name, Likeness or Image<br />

Modeling<br />

Promotional Activities<br />

PENN ENN ATHLETICS/IVY LEAGUE/<strong>NCAA</strong><br />

OTHER THER<br />

Sport Wagering<br />

USE OF STUDENT‐ATHLETE’S NAME, LIKENESS OR IMAGE<br />

Under <strong>NCAA</strong> rules it is impermissible for names, likenesses or images of student‐athletes to be used in the<br />

promotion of commercial products or entities. Likewise, a student‐athlete may not benefit from the use of his<br />

or her name, likeness or image used to promote or endorse a commercial product or entity.<br />

Modeling is most often discussed in reference to <strong>NCAA</strong> legislation addressing use of a student‐athlete’s name,<br />

likeness or image. Modeling can be hard to define in <strong>NCAA</strong> terms. However, we know it when we see.<br />

Engaging in a modeling activity does not in and of itself equate to promotion or endorsement of a product or<br />

entity. But regrettably, endorsement or promotion is most often implied. Either way, <strong>NCAA</strong> legislation serves<br />

to limit a student‐athlete’s participation in modeling and promotional activities.<br />

Participation in a modeling activity should be viewed similarly to employment. <strong>NCAA</strong> legislation prohibits<br />

student‐athletes from receiving employment and/or compensation (or benefits) based on athletic ability or<br />

reputation. This is applicable even when you are not being paid to model. As an athlete you are apt to have a<br />

body type that is favorable to modeling and are therefore likely to be approached for a modeling activity. In<br />

the advertisement industry, high‐profile professional athletes are highly paid to model for or endorse<br />

commercial products or entities. Collegiate athletes cannot be paid for their athletic reputation or ability.<br />

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Modeling – General Rule: Impermissible Activity for Student‐Athletes<br />

<strong>NCAA</strong> legislation establishes rules and exceptions to those rules. So is the case with modeling – generally, it is<br />

impermissible for student‐athletes to engage in modeling activities (paid or unpaid). This means that if you<br />

model (without authorization), you jeopardize your eligibility to participate in Penn intercollegiate athletics.<br />

There are <strong>NCAA</strong>‐legislated exceptions that allow limited use of a student‐athlete’s name, likeness or image in<br />

promotional activities; thus, there are exceptions that will allow you to participation in some modeling<br />

activities.<br />

YOU WANT TO MODEL – KNOW THE RULES<br />

First, if you are seriously considering participating in a modeling activity, you should meet with a Penn<br />

Athletics Compliance staff member to discuss pertinent <strong>NCAA</strong> legislation. With regards to traditional<br />

modeling, there is legislation that allows (with conditions) a student‐athlete who was a model prior to college<br />

enrollment to continue to participate in modeling without jeopardizing his or her eligibility to participate in<br />

intercollegiate athletics. If you have not modeled prior to your college enrollment, your participation in<br />

modeling activities must be limited to legislated <strong>NCAA</strong> exceptions.<br />

Second, have a full discussion with the involved persons orchestrating the modeling activity. You need to<br />

know what will the modeling assignment involve; will photographs be taken and, if yes, how will they be used;<br />

where will they appear (print, website, etc). It is your responsibility to ensure that your name, likeness or<br />

image is used in a matter that is not impermissible under <strong>NCAA</strong> rules.<br />

Third, to ensure compliance with <strong>NCAA</strong> legislation, you should request and receive authorization to engage in<br />

the modeling activity from the Penn Athletics Compliance office.<br />

Promotional Activities<br />

You may participate in institutional, charitable, education or non‐profit promotions; however, the following<br />

conditions must be adhered to. To comply with (a) and (i) below, you must meet with a Penn Athletics<br />

Compliance staff member.<br />

(a) You MUST have written approval to participate from the director of athletics (or his or her<br />

designee, who cannot be a coaching staff member);<br />

(b) The specific activity or project in which you participate cannot involve co‐sponsorship,<br />

advertisement or promotion by a commercial agency other than through the reproduction of the<br />

sponsoring company's officially registered regular trademark or logo on printed materials such as<br />

pictures, posters or calendars. The company's emblem, name, address, telephone number and<br />

website address may be included with the trademark or logo. Personal names, messages and<br />

slogans (other than an officially registered trademark) are prohibited;<br />

(c) Your name or picture may not appear on an institution's printed promotional item (e.g., poster,<br />

calendar) that includes a reproduction of a product with which a commercial entity is associated if<br />

the commercial entity's officially registered regular trademark or logo also appears on the item;<br />

(d) You may not miss class;<br />

(e) All monies derived from the activity or project go directly to the member institution, member<br />

conference or the charitable, educational or nonprofit agency;<br />

(f) You may accept actual and necessary expenses from the member institution, member conference<br />

or the charitable, educational or nonprofit agency related to participation in such activity;<br />

(g) Your name, picture or appearance is not used to promote the commercial ventures of any<br />

nonprofit agency;<br />

(h) Any commercial items with names, likenesses or pictures of multiple student‐athletes (other than<br />

highlight films or media guides) may be sold only at the member institution at which the student‐<br />

athletes are enrolled, the institution's conference, institutionally controlled (owned and operated)


outlets or outlets controlled by the charitable, educational or nonprofit organization (e.g., location<br />

of the charitable or educational organization, site of charitable event during the event). Items that<br />

include an individual student‐athlete's name, picture or likeness (e.g., name on jersey, name or<br />

likeness on a bobble‐head doll), other than informational items (e.g., media guide, schedule cards,<br />

institutional publications), may not be sold; and<br />

(i) The student‐athlete and an authorized representative of the charitable, educational or<br />

nonprofit agency sign a release statement ensuring that the student‐athlete's name, image or<br />

appearance is used in a manner consistent with the requirements of this section.<br />

STUDENT‐ATHLETES INVOLVED IN STUDENT ORGANIZED ACTIVITIES<br />

You may participate in student organized activities that involve modeling provided your athletics reputation or<br />

ability is not considered in any manner in your selection for the activity and you have obtained authorization<br />

through the Penn Athletics Compliance Office. To repeat, your athletic reputation or ability may not be a<br />

factor in your selection for participation in a student group’s activity or promotion of the group. Therefore, it<br />

would not be an infraction of <strong>NCAA</strong> legislation for you to be a member of a student performing arts group or<br />

other student group or event such as a student‐run fashion show provided your name, likeness and image are<br />

not to be used in a matter impermissible under <strong>NCAA</strong> legislation. Any monies generated from the activity or<br />

event as well as photographs or merchandise produced in conjunction with the activity or event must be<br />

compliant with <strong>NCAA</strong> regulations. The student group’s president (or administrative head) must also agree that<br />

your name, likeness and image are not being used in a matter impermissible under <strong>NCAA</strong> legislation.<br />

To safeguard your eligibility, you should review your participation in non‐Penn athletics activities with a<br />

member of the Penn Athletics Compliance staff.<br />

STUDENT‐ATHLETE HANDBOOK<br />

SECTION 7 – <strong>NCAA</strong> <strong>COMPLIANCE</strong> <strong>TOPICS</strong><br />

Sport Wagering<br />

GAMBLING/SPORT WAGERING<br />

The <strong>NCAA</strong> views all infractions of the gambling/sport wagering rules to be serious. Penalties almost always<br />

include the loss of eligibility for involved student‐athletes. Is it worth your eligibility? Don’t Bet On It.<br />

<strong>NCAA</strong> rules prohibit student‐athletes from engaging in gambling activities as they relate to<br />

intercollegiate or professional sporting events.<br />

<strong>NCAA</strong> rules stipulate that student‐athletes shall not knowingly:<br />

o Provide information to individuals involved in organized gambling activities concerning<br />

intercollegiate athletics competition;<br />

o Solicit a bet on any intercollegiate team;<br />

o Accept a bet on any team representing the institution; or<br />

o Participate in any gambling activity that involves intercollegiate athletics or professional<br />

athletics, through a bookmaker, a parlay card or any other method employed by organized<br />

gambling.<br />

<strong>NCAA</strong> rules preclude a student‐athlete from soliciting or accepting a bet for a non‐monetary<br />

material item (e.g., shirt, dinner) that has tangible value.

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