Licensing and disclosure: Making the transition to the FSR regime

More documents

Recommendations

Info

LICENSING AND DISCLOSURE: MAKING THE TRANSITION TO THE FSR REGIME The related documents issued together in June are: Licensing: Principals and representatives FSRB Policy Proposal Paper No 6 Licensing: External and internal dispute resolution procedures FSRB Policy Proposal Paper No 7 Licensing: Discretionary powers FSRB Policy Proposal Paper No 8 Approval of codes FSRB Policy Proposal Paper No 9 In September, we issued a Supplement updating the April 2001 Framework document. You can download copies of these documents from the ASIC home page at www.asic.gov.au. (Follow the link from “Financial services reform” on the top right of our home page.) You can also get copies of these documents from ASIC Infoline on 1300 300 630. Australian Securities and Investments Commission — October 2001 Page 64
LICENSING AND DISCLOSURE: MAKING THE TRANSITION TO THE FSR REGIME To find out more about FSR Visit the FSR page on our website at www.asic.gov.au: (a) click “Financial Services Reform” on the top right of our home page (b) register for our free update email service which alerts you to the latest developments. Australian Securities and Investments Commission — October 2001 Page 65
Page 1 and 2:
CONSULTATION PAPER 26 Licensing and
Page 3 and 4:
Contents LICENSING AND DISCLOSURE:
Page 5 and 6:
LICENSING AND DISCLOSURE: MAKING TH
Page 7 and 8:
Product disclosure LICENSING AND DI
Page 9 and 10:
Your comments LICENSING AND DISCLOS
Page 11 and 12:
LICENSING AND DISCLOSURE: MAKING TH
Page 13 and 14: Our message: apply early LICENSING
Page 15 and 16: Example A LICENSING AND DISCLOSURE:
Page 17 and 18: LICENSING AND DISCLOSURE: MAKING TH
Page 21 and 22: New financial service providers REP
Page 63: Related papers LICENSING AND DISCLO
show all

Licensing and disclosure: Making the transition to the FSR regime

Create successful ePaper yourself

Delete template?

Save as template?