Licensing and disclosure: Making the transition to the FSR regime
Licensing and disclosure: Making the transition to the FSR regime
Licensing and disclosure: Making the transition to the FSR regime
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LICENSING AND DISCLOSURE: MAKING THE TRANSITION TO THE <strong>FSR</strong> REGIME<br />
The related documents issued <strong>to</strong>ge<strong>the</strong>r in June are:<br />
<strong>Licensing</strong>: Principals <strong>and</strong> representatives<br />
<strong>FSR</strong>B Policy Proposal Paper No 6<br />
<strong>Licensing</strong>: External <strong>and</strong> internal dispute resolution procedures<br />
<strong>FSR</strong>B Policy Proposal Paper No 7<br />
<strong>Licensing</strong>: Discretionary powers<br />
<strong>FSR</strong>B Policy Proposal Paper No 8<br />
Approval of codes<br />
<strong>FSR</strong>B Policy Proposal Paper No 9<br />
In September, we issued a Supplement updating <strong>the</strong> April 2001<br />
Framework document.<br />
You can download copies of <strong>the</strong>se documents<br />
from <strong>the</strong> ASIC home page at www.asic.gov.au.<br />
(Follow <strong>the</strong> link from “Financial services reform” on<br />
<strong>the</strong> <strong>to</strong>p right of our home page.)<br />
You can also get copies of <strong>the</strong>se documents from<br />
ASIC Infoline on 1300 300 630.<br />
Australian Securities <strong>and</strong> Investments Commission — Oc<strong>to</strong>ber 2001<br />
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