Licensing and disclosure: Making the transition to the FSR regime

Related papers
LICENSING AND DISCLOSURE: MAKING THE TRANSITION TO THE FSR REGIME
This guide is one of a set of two publications issued together in October
2001 on the implementation of the Financial Services Reform Act 2001.
As outlined in our paper Building the FSRB Administrative Framework,
we issued an earlier set of policy proposal papers in April, June and
September 2001.
We plan to issue further publications in the coming months related to the
implementation of the FSR Act — see our September 2001 Supplement
to the April 2001 Framework document.
The publications issued together in October are:
Licensing and disclosure: Making the transition to the FSR regime
— An ASIC guide
Process guideline How do you get an Australian financial services
(AFS) licence? (Release 2.0)
The related documents issued together in April are:
Building the FSRB Administrative Framework — Policy to
implement the Financial Services Reform Bill 2001 (April 2001
Framework document)
Licensing: The scope of the licensing regime: Financial product
advice and dealing
FSRB Policy Proposal Paper No 1
Licensing: Organisational capacities
FSRB Policy Proposal Paper No 2
Licensing: Adapting IPS 146 to the Financial Services Reform
regime
FSRB Policy Proposal Paper No 3
Disclosure: Product Disclosure Statements (and other disclosure
obligations)
FSRB Policy Proposal Paper No 4
Disclosure: Discretionary powers and transition
FSRB Policy Proposal Paper No 5
Process guideline How do you get an AFS licence?
(Release 1.0)
Australian Securities and Investments Commission — October 2001
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