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<strong>2.5</strong> <strong>Gbit</strong>/s <strong>duobinary</strong> <strong>signalling</strong> <strong>with</strong> <strong>narrow</strong><br />

<strong>bandwidth</strong> 0.625 terahertz source<br />

L. Moeller, J. Federici and K. Su<br />

Following the field’s general trend to enhance system transport capacity<br />

by increasing the formats’ carrier frequencies and payloads, a novel<br />

approach is reported for <strong>2.5</strong> <strong>Gbit</strong>/s <strong>signalling</strong> at a carrier frequency<br />

of 625 GHz. Duobinary baseband modulation on the transmitter side<br />

generates a signal <strong>with</strong> a sufficiently <strong>narrow</strong> spectral <strong>bandwidth</strong> to<br />

pass an upconverting frequency multiplier chain. Power, bit error<br />

rate, and signal-to-noise ratio measurements on the receiver side<br />

describe the signal performance.<br />

Introduction: The advantages of terahertz (THz) communications<br />

have been recognised over recent years by the research community<br />

and a trend in THz <strong>signalling</strong> to increase carrier frequency, pay<br />

load, and transmission distance is noticeable [1, 2]. The rapidly<br />

growing interest can be attributed mainly to three intrinsic advantages<br />

which THz communications possess compared to its rivals at shorter<br />

infrared (IR) wavelengths and at longer wavelengths (millimetre<br />

(mm) wave). For example, T-rays (around 250 GHz) show several<br />

orders of magnitude smaller attenuation in fog at a visibility of a<br />

few hundred metres compared to IR light. Also, scintillation effects<br />

caused by local refraction index changes limit the reach of the IR<br />

beam [3, 4] based systems but exhibit less impairment to T-ray<br />

propagation. Furthermore, the useable <strong>bandwidth</strong> of T-rays at a<br />

same modulation index is higher than of mm-waves. These advantages<br />

become accessible when T-rays reside in the 200–300 GHz<br />

band and in the 600–700 GHz band where atmospheric absorption<br />

is relatively small.<br />

Several approaches for THz communications have been published<br />

[1, 2] showing progress in device design towards higher modulation<br />

rates. However, to simultaneously obtain high output power and large<br />

transmitter <strong>bandwidth</strong> at high carrier frequency remains in general challenging.<br />

Often THz sources are operating in resonance to efficiently generate<br />

output power which reduces their effective <strong>bandwidth</strong> to a few<br />

hundreds of megahertz.<br />

Our approach takes advantage of a format similar to <strong>duobinary</strong><br />

modulation – a technique known from wire line and optical communications<br />

[5, 6] that leads to a <strong>narrow</strong> signal spectrum – which<br />

our frequency multiplier chain based THz source can support. On<br />

the receiver side, a Schottky diode operated in direct detection<br />

mode, converts the THz signal into baseband. We envision one<br />

application of our setup in studying and comparing propagation features<br />

of THz links <strong>with</strong> those of IR links under different weather<br />

conditions.<br />

Modulation technique: Our commercially available 1 mW (CW operation)<br />

source consists of four cascaded frequency doublers followed<br />

by a frequency tripler, all based on biased Schottky diodes, which<br />

feed a horn antenna <strong>with</strong> a 2.4 mm aperture (Fig. 1). A launched tone<br />

<strong>with</strong>in the frequency acceptance band between 12.2 and 13.6 GHz saturates<br />

the 2 W input amplifier at about 5 dBm and gets upconverted<br />

into a frequency band between 585 and 653 GHz.<br />

Two identical THz lenses <strong>with</strong> short focal lengths (≏32 mm) allow<br />

source beam transmissions over distances of a few metres (beam<br />

diameter ≏ 20 mm) followed by refocusing of the beam on the receiver<br />

side into a horn antenna that is identical to the one used in the transmitter.<br />

The receiver horn is connected to a zero biased Schottky diode,<br />

which functions in the low power regime (input power ,10 mW) as a<br />

square law detector <strong>with</strong> large baseband <strong>bandwidth</strong> and a responsivity<br />

of about 2500 V/W. We characterise the ‘power transfer function’ of<br />

our system by sweeping the input frequency of the THz source across<br />

its acceptance band and record the output voltage of the Schottky<br />

diode in the receiver. Fig. 2a indicates a passband that is impaired by<br />

a ≏4 dB dip and 1 dB ripples. These ripples cause group delay variations<br />

across the filter passband and amplitude fluctuations, which<br />

together <strong>with</strong> the limited <strong>bandwidth</strong> make this source less suitable for<br />

signal modulation <strong>with</strong> a comparable wide spectrum (e.g. direct<br />

<strong>2.5</strong> <strong>Gbit</strong>/s non-return-to-zero (NRZ)). The spectrum of the signal indicates<br />

in Fig. 2a the optimal frequency position of the carrier at<br />

12.933 GHz (corresponding to T-rays frequency at ≏625 GHz) where<br />

the best system performance is achieved.<br />

PPG<br />

<strong>2.5</strong> <strong>Gbit</strong>/s<br />

ELECTRONICS LETTERS 21st July 2011 Vol. 47 No. 15<br />

V pp , a.u.<br />

700<br />

600<br />

500<br />

400<br />

300<br />

200<br />

100<br />

frequency<br />

synthesiser<br />

13 GHz<br />

T<br />

0<br />

–150 –100 –50 0 50 100 150<br />

DC voltage at IF port, mV<br />

bal.<br />

mixer<br />

LPF_1<br />

x 2 x 2 x 2<br />

x 2<br />

x 2 x 2<br />

frequency multiplier chain<br />

THz source<br />

LPF_2<br />

lens<br />

625 GHz<br />

clk scope<br />

BERT<br />

iris<br />

RF power<br />

ESA<br />

Fig. 1 Schematic of THz transmission link and balanced mixer<br />

characteristics<br />

5 dB/div.<br />

input<br />

THz source<br />

power<br />

transfer fcn<br />

10 11 12 13 14 15 16<br />

frequency, GHz<br />

a<br />

b c<br />

Fig. 2 Power transfer function (fcn) of system and spectrum of data signal at<br />

THz source input (Fig. 2a). Eye diagrams at 100 ps /div. after lowpass filter<br />

LPF1 (Fig. 2b) and (Fig. 2c) at THz source input (carrier at 1<strong>2.5</strong> GHz)<br />

Pre-coding the data reduces signal <strong>bandwidth</strong> but keeps its payload<br />

the same. Thus, the aforementioned filter impairments affect signal performance<br />

less strongly. Our pulse pattern generator (PPG) produces a<br />

<strong>2.5</strong> <strong>Gbit</strong>/s NRZ signal that gets split into two branches using a wideband<br />

6 dB electrical power splitter. One version is delayed by the<br />

duration of a bit (400 ps) before both replicas are combined using<br />

another wideband 6 dB power splitter. The resulting signal possesses<br />

three amplitude levels (21, 0, 1) and an advantageous phase coding,<br />

which significantly shrinks its <strong>bandwidth</strong> compared to its corresponding<br />

NRZ format. A following quasi Gaussian lowpass filter (LPF_1) <strong>with</strong><br />

about 1700 MHz 3 dB <strong>bandwidth</strong> reduces further the signal spectrum,<br />

mainly by cutting off its tail (Fig. 2b), which drives as baseband<br />

signal a balanced mixer to imprint its data on a carrier at a frequency<br />

accordingly to the acceptance band of the THz source. It is a specific<br />

feature of the balanced mixer that negative amplitudes of the driving<br />

signal result in a 1808 phase shift of the carrier. A high-speed scope<br />

can conveniently be triggered to visualise the output of the balanced<br />

mixer as an eye diagram when the product of the carrier frequency<br />

and bit duration equals an integer. Therefore, we choose for the eye<br />

recording a 1<strong>2.5</strong> GHz carrier frequency, which is close to our operation<br />

frequency of 12.933 GHz, where the system best performs (Fig. 2c). For<br />

DC-voltages in the range of the voltage swing of the launched data<br />

signal and applied to the intermediate frequency (IF) port of the mixer<br />

we record the amplitude swing of the output signal when a<br />

12.933 GHz tone is connected to the local oscillator port of the mixer.<br />

A small offset for applied DC-voltage between 25 and +5 mV is<br />

visible (Fig. 1) and could explain the unproportional widening of the<br />

‘0’ level at the mixer output (Fig. 2c).<br />

The spectrum of the data signal at the THz source input (Fig. 2a) for<br />

the carrier frequency that gives the best system performance resides at a<br />

position <strong>with</strong>in the passband of our system which exhibits relatively<br />

small filterband tilt and ripples. It has to be further investigated if our<br />

source and detector system can support even wider signal spectra by<br />

using different modulation formats and perhaps by including signal<br />

equalisation techniques<br />

Detection technique: On the receiver side the output of the Schottky<br />

diode is amplified by about 42 dB using two amplifiers (80 kHz–


7 GHz passband, 6 dB noise figure, maximum output power ≏19 dBm)<br />

and filtered by a quasi Gaussian lowpass filter (LPF_2) <strong>with</strong> 3 GHz<br />

3 dB <strong>bandwidth</strong>. A 6 dB electrical power splitter launches one output<br />

(Vpp ≏ 500 mV) to a high-speed scope or a bit error rate tester<br />

(BERT) and the other to a <strong>2.5</strong> <strong>Gbit</strong>/s NRZ clock recovery circuit that synchronises<br />

our measurement equipment.<br />

We emulate transmission losses by reducing the detected T-ray power<br />

<strong>with</strong> an iris inserted concentrically into the THz beam to limit its effective<br />

diameter (Fig. 1). The total receiver output power is measured <strong>with</strong><br />

an RF power meter while we record the corresponding bit error rate<br />

(BER) <strong>with</strong> and <strong>with</strong>out threshold optimisation (Fig. 3). After optimising<br />

the data decision threshold at a BER of about 1 × 10 23 (BER level<br />

that can be reduced to ≏1 × 10 215 by forward error correction coding<br />

<strong>with</strong> 7% overhead used in lightwave transmission systems [7]) increasing<br />

of the detected THz power leads to smaller BER up to <strong>2.5</strong> × 10 27<br />

where further power enhancement does not reduce the error count<br />

(error floor) for long (2 31 2 1) pseudorandom bit sequences (PRBS).<br />

In the case of threshold adjustment error-free operation is achieved at<br />

power levels above 214 dBm at the same pattern length. We investigated<br />

the impact of PRBS length by performing similar BER measurements<br />

<strong>with</strong> shorter patterns. For this we directly triggered the data<br />

decision <strong>with</strong> the pulse pattern generator (PPG) clock in order to<br />

avoid artifacts caused by the clock recovery when driven <strong>with</strong> long<br />

PRBSs. The short PRBS does not show error floors as exemplified<br />

<strong>with</strong> a 2 7 2 1 pattern in both cases <strong>with</strong> and <strong>with</strong>out decision threshold<br />

adjustment. Reasons for this could be the saturation effects of the receiver<br />

Schottky diode and <strong>bandwidth</strong> limitations of the receiver amplifiers.<br />

The clock recovery did not further degrade system performance.<br />

log (BER)<br />

3<br />

4<br />

5<br />

6<br />

7<br />

8<br />

9<br />

10<br />

11<br />

2 31 –1 fixed threshold<br />

2 31 –1 threshold optimised<br />

2 7 –1 fixed threshold<br />

2 7 –1 threshold optimised<br />

35 mV/div.<br />

100 ps/div.<br />

–22 –20 –18 –16 –14 –12 –10 –8 –6<br />

RF power at decision gate, dBm<br />

Fig. 3 BER curves for long and short PRBSs <strong>with</strong> and <strong>with</strong>out decision<br />

threshold optimisation<br />

Eye diagram at BER ¼ 10 29 at decision gate input for 2 31 2 1 PRBS<br />

Our current detector design based on commercially available Schottky<br />

diodes is suboptimal for high-speed <strong>signalling</strong>. The video resistance of<br />

the diodes, under low input power, is nominally ≏1.5 k.V and connected<br />

via a series of 50 V transmission lines and cables to an external<br />

high-speed electrical amplifier <strong>with</strong> matched input impedance [8]. For<br />

low-speed applications and after replacing the amplifier <strong>with</strong> a high<br />

impedance device about 270 mV at the Schottky diode output is detectable.<br />

But <strong>with</strong> 50 V termination of the diode significantly smaller<br />

voltage is accessible at the high-speed amplifier input. A rough estimate<br />

(applying voltage divider rule 50/1550) shows thus only about 3% of<br />

the signal voltage generated in the Schottky diode is applied to the<br />

amplifier input. We use this estimate to determine the operation<br />

regime of the diode. At the amplifier output RF powers of about<br />

214 dBm for a BER around 10 29 are typical. Assuming an amplifier<br />

gain of about 42 dB, the aforementioned voltage conversion factor of<br />

the diode, and a diode responsivity of 2500 V/W, yields an effective<br />

launched THz power of about 20 mW. This is significantly more than<br />

the vendor specs for the linear operation range of the device.<br />

To determine the signal-to-noise ratio (SNR) we modulated <strong>with</strong> a<br />

short and periodically repeated PRBS (2 7 2 1, 2 15 2 1) and measured<br />

<strong>with</strong> a high resolution electrical spectrum analyser the noise level at<br />

the receiver amplifier output. The noise level was found to be about<br />

18 dB above the intrinsic noise floor of the electrical spectrum analyser<br />

(ESA) and independent of the launched THz power. The total receiver<br />

noise was measured <strong>with</strong> an RF power meter to ≏ 2 36.4 dB. The<br />

obtained error rates are in fair agreement <strong>with</strong> the theoretical amounts<br />

expected for bipolar coding if vertical eye closure as visible in Fig. 3<br />

is accounted for in the calculation. The internal preamp of the used<br />

1<strong>2.5</strong> <strong>Gbit</strong>/s BERT does not significantly add noise to the data signal.<br />

Conclusion: We have demonstrated <strong>2.5</strong> <strong>Gbit</strong>/s error-free <strong>signalling</strong> at<br />

625 GHz carrier frequency over lab distance. BER curves as a function<br />

of measured receiver power are discussed. Our setup has the advantages<br />

of combining high output power on the emitter side <strong>with</strong> a comparable<br />

less complex receiver architecture.<br />

# The Institution of Engineering and Technology 2011<br />

17 May 2011<br />

doi: 10.1049/el.2011.1451<br />

One or more of the Figures in this Letter are available in colour online.<br />

L. Moeller (Bell Laboratories/Alcatel-Lucent, 791 Holmdel-Keyport<br />

Rd, Holmdel, NJ 07733, USA)<br />

E-mail: lothar.moeller@alcatel-lucent.com<br />

J. Federici and K. Su (New Jersey Institute of Technology, 323 King<br />

Boulevard, Newark, NJ 07102, USA)<br />

References<br />

1 Federici, J., and Moeller, L.: ‘Review of terahertz and subterahertz<br />

wireless communications’, J. Appl. Phys., 2010, 107, p. 111101<br />

2 Kleine-Ostmann, T., and Nagatsuma, T.: ‘A review on terahertz<br />

communications research’, J. Infrared Millim. Terahertz Waves, 2011,<br />

32, (2), p. 143<br />

3 Andrews, L.C., and Phillips, R.L.: ‘Laser beam propagation through<br />

random media’ (SPIE Press 1998), (ISBN 0-8194-2787-X)<br />

4 Andrews, L.C., Phillips, R.L., and Hopen, C.Y.: ‘Laser beam scintillation<br />

<strong>with</strong> applications’ (SPIE Press 2001), (ISBN 0-8194-4103-1)<br />

5 Lender, A.: ‘The <strong>duobinary</strong> technique for high-speed data transmission’,<br />

<strong>IEEE</strong> Trans. Commun. Electron., 1963, 82, pp. 214–218<br />

6 Penninckx, D., Chbat, M., Pierre, L., and Thiery, J.-P.: ‘The phaseshaped<br />

binary transmission (PSBT): a new technique to transmit far<br />

beyond the chromatic dispersion limit’, <strong>IEEE</strong> Photonics Technol. Lett.,<br />

1997, 9, (2), pp. 259–261<br />

7 Mizuochi, T.: ‘Recent progress in forward error correction and its<br />

interplay <strong>with</strong> transmission impairments’, <strong>IEEE</strong> J. Sel. Top. Quantum<br />

Electron., 2006, 12, (4), pp. 544–54<br />

8 Crowe, T.W., Porterfield, D.W., Hesler, J.L., and Bishop, W.L.:<br />

‘Submillimeter-wave and terahertz diodes, components and<br />

subsystems’. Joint 31st Int. Conf. on Infrared Millimeter Waves and<br />

14th Int. Conf. on Terahertz Electronics, Shanghai, China, 2006, p. 396<br />

ELECTRONICS LETTERS 21st July 2011 Vol. 47 No. 15

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