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2008 edition - Fort Sam Houston - U.S. Army

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with in Rule 412, and evidence of fresh complaint is admissible<br />

to the extent permitted by Rules 801 and 803.<br />

Rule 609 Impeachment by evidence of conviction<br />

of crime<br />

(a) General Rules. Rule 609(a) is taken from the Federal Rule<br />

but has been slightly modified to adopt it to military law. For<br />

example, an offense for which a dishonorable discharge may be<br />

adjudged may be used for impeachment. This continues the rule<br />

as found in Para. 153 b(2)(b)(1) of the 1969 Manual. In determining<br />

whether a military offense may be used for purposes of<br />

impeachment under Rule 609(a)(1), recourse must be made to the<br />

maximum punishment imposable if the offense had been tried by<br />

general court-martial.<br />

Rule 609(a) differs slightly from the prior military rule. Under<br />

Rule 609(a)(1), a civilian conviction’s availability for impeachment<br />

is solely a function of its maximum punishment under “the<br />

law in which the witness was convicted.” This is different from<br />

Para. 153 b (2)(b)(3) of the 1969 Manual which allowed use of a<br />

non-federal conviction analogous to a federal felony or characterized<br />

by the jurisdiction as a felony or “as an offense of comparable<br />

gravity.” Under the new rule, comparisons and determinations<br />

of relative gravity will be unnecessary and improper.<br />

Convictions that “involve moral turpitude or otherwise affect ...<br />

credibility” were admissible for impeachment under Para. 153<br />

b(2)(b) of the 1969 Manual. The list of potential convictions<br />

expressed in Para. 153 b(2)(b) was illustrative only and nonexhaustive.<br />

Unlike the 1969 Manual rule, Rule 609(a) is exhaustive.<br />

Although a conviction technically fits within Rule 609(a)(1), its<br />

admissibility remains subject to finding by the military judge that<br />

its probative value outweighs its prejudicial effect to the accused.<br />

R u l e 6 0 9 ( a ) ( 2 ) m a k e s a d m i s s i b l e c o n v i c t i o n s i n v o l v i n g<br />

“dishonesty or false statement, regardless of punishment.” This is<br />

similar to intent in Para. 153b(2)(b)(4) of the 1969 Manual which<br />

makes admissible “a conviction of any offense involving fraud,<br />

deceit, larceny, wrongful appropriation, or the making of false<br />

statement.” The exact meaning of “dishonesty” within the meaning<br />

of Rule 609 is unclear and has already been the subject of<br />

substantial litigation. The Congressional intent appears, however,<br />

to have been extremely restrictive with “dishonesty” being used<br />

in the sense of untruthfulness. See generally S. Saltzburg & K.<br />

Redden, FEDERAL RULES OF EVIDENCE MANUAL 336–45<br />

(2d ed. 1977). Thus, a conviction for fraud, perjury, or embezzlement<br />

would come within the definition, but a conviction for<br />

simple larceny would not. Pending further case development in<br />

the Article III courts, caution would suggest close adherence to<br />

this highly limited definition.<br />

It should be noted that admissibility of evidence within the<br />

scope of Rule 609(a)(2) is not explicitly subject to the discretion<br />

of the military judge. The application of Rule 403 is unclear.<br />

While the language of Rule 609(a) refers only to cross-examination,<br />

it would appear that the Rule does refer to direct examination<br />

as well. See the Analysis to Rules 607 and 608(b).<br />

As defined in Rule 609(f), a court-martial conviction occurs<br />

when a sentence has been adjudged.<br />

1993 Amendment. The amendment to Mil. R. Evid. 609(a) is<br />

based on the 1990 amendment to Fed. R. Evid. 609(a). The<br />

previous version of Mil. R. Evid. 609(a) was based on the now<br />

ANALYSIS OF THE MILITARY RULES OF EVIDENCE<br />

superseded version of the Federal Rule. This amendment removes<br />

from the rule the limitation that the conviction may only be<br />

elicited during cross-examination. Additionally, the amendment<br />

clarifies the relationship between Rules 403 and 609. The amendment<br />

clarifies that the special balancing test found in Mil. R.<br />

Evid. 609(a)(1) applies to the accused’s convictions. The convictions<br />

of all other witnesses are only subject to the Mil. R. Evid.<br />

403 balancing test. See Green v. Bock Laundry Machine Co., 490<br />

U.S. 504 (1989).<br />

(b) Time limit. Rule 609(b) is taken verbatim from the Federal<br />

Rule. As it has already been made applicable to the armed forces,<br />

United States v. Weaver, 1 M.J. 111 (C.M.A. 1975), it is consistent<br />

with the present military practice.<br />

(c) Effect of pardon, annulment, or certificate of rehabilitation.<br />

Rule 609(c) is taken verbatim from the Federal Rule except that<br />

convictions punishable by dishonorable discharge have been added.<br />

Rule 609(c) has no equivalent in present military practice<br />

and represents a substantial change as it will prohibit use of<br />

convictions due to evidence of rehabilitation. In the absence of a<br />

certificate of rehabilitation, the extent to which the various Armed<br />

Forces post-conviction programs, such as the Air Force’s 3320th<br />

Correction and Rehabilitation Squadron and the <strong>Army</strong>’s Retraining<br />

Brigade, come within Rule 609(c) is unclear, although it is<br />

probable that successful completion of such a program is “an<br />

equivalent procedure based on the finding of the rehabilitation of<br />

the persons convicted” within the meaning of the Rule.<br />

(d) Juvenile adjudications. Rule 609(d) is taken from the Federal<br />

Rule without significant change. The general prohibition in the<br />

Rule is substantially different from Para. 153b(2)(b) of the 1969<br />

Manual which allowed use of juvenile adjudications other than<br />

those involving an accused. The discretionary authority vested in<br />

the military judge to admit such evidence comports with the<br />

accused’s constitutional right to a fair trial,Davis v. Alaska, 415<br />

U.S. 308 (1974).<br />

(e) Pendency of appeal. The first portion of Rule 609(e) is taken<br />

from the Federal Rule and is substantially different from Para.<br />

153 b(2)(b) of the 1969 Manual which prohibited use of convictions<br />

for impeachment purposes while they were undergoing appellate<br />

review. Under the Rule, the fact of review may be shown<br />

but does not affect admissibility. A different rule applies, however,<br />

for convictions by summary court-martial or by special courtmartial<br />

without a military judge. The Committee believed that<br />

because a legally trained presiding officer is not required in these<br />

proceedings, a conviction should not be used for impeachment<br />

until review has been completed.<br />

February 1986 Amendment: The reference in subsection (e) to<br />

“Article 65(c)” was changed to “Article 64” to correct an error in<br />

MCM, 1984.<br />

(f) Definition. This definition of conviction has been added because<br />

of the unique nature of the court-martial. Because of its<br />

recognition that a conviction cannot result until at least sentencing,<br />

cf. Lederer, Reappraising the Legality of Post-trial Interviews,<br />

The <strong>Army</strong> Lawyer, July 1977, at 12, the Rule may modify<br />

United States v. Mathews, 6 M.J. 357 (C.M.A. 1979).<br />

Rule 610 Religious beliefs or opinions<br />

App. 22, M.R.E. 610<br />

Rule 610 is taken without significant change from the Federal<br />

Rules and had no equivalent in the 1969 Manual for Courts-<br />

Martial. The Rule makes religious beliefs or opinions inadmissi-<br />

A22-47

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