2008 edition - Fort Sam Houston - U.S. Army

2008 edition - Fort Sam Houston - U.S. Army 2008 edition - Fort Sam Houston - U.S. Army

samhouston.army.mil
from samhouston.army.mil More from this publisher
18.08.2013 Views

App. 22, M.R.E. 404(a) APPENDIX 22 who is properly exercising the right of self-defense may overstep and become an aggressor. The remainder of Rule 404(a)(2) allows the defense to offer evidence of a pertinent trait of character of the victim of a crime and restricts the prosecution to rebuttal of that trait. Rule 404(a)(3) allows character evidence to be used to impeach or support the credibility of a witness pursuant to Rules 607–609. 2004 Amendment: Subdivision (a) was modified based on the amendment to Fed. R. Evid. 404(a), effective 1 December 2000, and is virtually identical to its Federal Rule counterpart. It is intended to provide a more balanced presentation of character evidence when an accused attacks the victim’s character. The accused opens the door to an attack on the same trait of his own character when he attacks an alleged victim’s character, giving the members an opportunity to consider relevant evidence about the accused’s propensity to act in a certain manner. The words “if relevant” are added to subdivision (a)(1) to clarify that evidence of an accused’s character under this rule must meet the requirements of Mil. R. Evid. 401 and Mil. R. Evid. 403. The drafters believe this addition addresses the unique use of character evidence in courts-martial. The amendment does not permit proof of the accused’s character when the accused attacks the alleged victim’s character as a witness under Rule 608 or 609, nor does it affect the standards for proof of character by evidence of other sexual behavior or sexual offenses under Rules 412-415. (b) Other crimes, wrongs, or acts. Rule 404(b) is taken without change from the Federal Rule, and is substantially similar to the 1969 Manual rule found in Para. 138 g. While providing that evidence of other crimes, wrongs, or acts is not admissible to prove a predisposition to commit a crime, the Rule expressly permits use of such evidence on the merits when relevant to another specific purpose. Rule 404(b) provides examples rather than a list of justifications for admission of evidence of other misconduct. Other justifications, such as the tendency of such evidence to show the accused’s consciousness of guilt of the offense charged, expressly permitted in Manual Para. 138 g(4), remain effective. Such a purpose would, for example, be an acceptable one. Rule 404(b), like Manual Para. 138 g, expressly allows use of evidence of misconduct not amounting to conviction. Like Para. 138 g, the Rule does not, however, deal with use of evidence of other misconduct for purposes of impeachment. See Rules 608-609. Evidence offered under Rule 404(b) is subject to Rule 403. 1994 Amendment. The amendment to Mil. R. Evid. 404(b) was based on the 1991 amendment to Fed. R. Evid. 404(b). The previous version of Mil. R. Evid. 404(b) was based on the now superseded version of the Federal Rule. This amendment adds the requirement that the prosecution, upon request by the accused, provide reasonable notice in advance of trial, or during trial if the military judge excuses pretrial notice on good cause shown, of the general nature of any such evidence it intends to introduce at trial. Minor technical changes were made to the language of the Federal Rule so that it conforms to military practice. Rule 405 Methods of proving character (a) Reputation or opinion. Rule 405(a) is taken without change from the Federal Rule. The first portion of the Rule is identical in effect with the prior military rule found in Para. 138 f(1) of the 1969 Manual. An individual testifying under the Rule must have A22-34 an adequate relationship with the community ( see Rule 405(c)), in the case of reputation, or with the given individual in the case of opinion, in order to testify. The remainder of Rule 405(a) expressly permits inquiry or cross-examination “into relevant specific instances of conduct.” This is at variance with prior military practice under which such an inquiry was prohibited. See, Para. 138 f(2), MCM, 1969 (Rev.) (character of the accused). Reputation evidence is exempted from the hearsay rule, Rule 803(21). (b) Specific instances of conduct. Rule 405(b) is taken without significant change from the Federal Rule. Reference to “charge, claim, or defense” has been replaced with “offense or defense” in order to adapt the rule to military procedure and terminology. (c) Affidavits. Rule 405(c) is not found within the Federal Rules and is taken verbatim from material found in Para. 146b of the 1969 Manual. Use of affidavits or other written statements is required due to the world wide disposition of the armed forces which makes it difficult if not impossible to obtain witnesses— particularly when the sole testimony of a witness is to be a brief statement relating to the character of the accused. This is particularly important for offenses committed abroad or in a combat zone, in which case the only witnesses likely to be necessary from the United States are those likely to be character witnesses. The Rule exempts statements used under it from the hearsay rule insofar as the mere use of an affidavit or other written statement is subject to that rule. (d) Definitions. Rule 405(d) is not found within the Federal Rules of Evidence and has been included because of the unique nature of the armed forces. The definition of “reputation” is taken generally from 1969 Manual Para. 138 f(1) and the definition of “community” is an expansion of that now found in the same paragraph. T h e d e f i n i t i o n o f “ c o m m u n i t y ” h a s b e e n b r o a d e n e d t o a d d “regardless of size” to indicate that a party may proffer evidence of reputation within any specific military organization, whether a squad, company, division, ship, fleet, group, or wing, branch, or staff corps, for example. Rule 405(d) makes it clear that evidence may be offered of an individual’s reputation in either the civilian or military community or both. Rule 406 Habit; routine practice Rule 406 is taken without change from the Federal Rule. It is similar in effect to Para. 138h of the 1969 Manual. It is the intent of the Committee to include within Rule 406’s use of the word, “organization,” military organizations regardless of size. See Rule 405 and the Analysis to that Rule. Rule 407 Subsequent remedial measures Rule 407 is taken from the Federal Rules without change, and has no express equivalent in the 1969 Manual. Rule 408 Compromise and offer to compromise Rule 408 is taken from the Federal Rules without change, and has no express equivalent in the 1969 Manual. Rule 409 Payment of medical and similar expenses Rule 409 is taken from the Federal Rules without change. It has no present military equivalent and is intended to be applicable to courts-martial to the same extent that is applicable to civilian

criminal cases. Unlike Rules 407 and 408 which although primarily applicable to civil cases are clearly applicable to criminal cases, it is arguable that Rule 409 may not apply to criminal cases as it deals only with questions of “liability”—normally only a civil matter. The Rule has been included in the Military Rules to ensure its availability should it, in fact, apply to criminal cases. Rule 410 Inadmissibility of pleas, discussions, and related statements Rule 410 as modified effective 1 August 1981 is generally taken from the Federal Rule as modified on 1 December 1980. It extends to plea bargaining as well as to statements made during a providency inquiry, civilian or military. E.g., United States v. Care, 18 C.M.A. 535 (1969). Subsection (b) was added to the Rule in recognition of the unique possibility of administrative disposition, usually separation, in lieu of court-martial. Denominated differently within the various armed forces, this administrative procedure often requires a confession as a prerequisite. As modified, Rule 410 protects an individual against later use of a statement submitted in furtherance of such a request for administrative disposition. The definition of “on the record” was required because no “record” in the judicial sense exists insofar as request for administrative disposition is concerned. It is the belief of the Committee that a copy of the written statement of the accused in such a case is, however, the functional equivalent of such a record. Although the expression “false statement” was retained in the Rule, it is the Committee’s intent that it be construed to include all related or similar military offenses. Rule 411 Liability Insurance Rule 411 is taken from the Federal Rule without change. Although it would appear to have potential impact upon some crimin a l c a s e s , e . g . , s o m e n e g l i g e n t h o m i c i d e c a s e s , i t s a c t u a l application to criminal cases is uncertain. It is the Committee’s intent that Rule 411 be applicable to courts-martial only to the extent that it is applicable to criminal cases. Rule 412 Nonconsensual sexual offenses; relevance of victim’s past behavior Rule 412 is taken from the Federal Rules. Although substantially similar in substantive scope to Federal Rule of Evidence 412, the application of the Rule has been somewhat broadened and the procedural aspects of the Federal Rule have been modified to adapt them to military practice. Rule 412 is intended to shield victims of sexual assaults from the often embarrassing and degrading cross-examination and evidence presentations common to prosecutions of such offenses. In so doing, it recognizes that the prior rule, which it replaces, often yields evidence of at best minimal probative value with great potential for distraction and incidentally discourages both the reporting and prosecution of many sexual assaults. In replacing the unusually extensive rule found in Para. 153 b (2)(b), MCM, 1969 (Rev.), which permits evidence of the victim’s “unchaste” character regardless of whether he or she has testified, the Rule will significantly change prior military practice and will restrict d e f e n s e e v i d e n c e . T h e R u l e r e c o g n i z e s , h o w e v e r , i n R u l e 412(b)(1), the fundamental right of the defense under the Fifth ANALYSIS OF THE MILITARY RULES OF EVIDENCE App. 22, M.R.E. 412 Amendment of the Constitution of the United States to present relevant defense evidence by admitting evidence that is “constitutionally required to be admitted.” Further, it is the Committee’s intent that the Rule not be interpreted as a rule of absolute privilege. Evidence that is constitutionally required to be admitted on behalf of the defense remains admissible notwithstanding the absence of express authorization in Rule 412(a). It is unclear whether reputation or opinion evidence in this area will rise to a level of constitutional magnitude, and great care should be taken with respect to such evidence. Rule 412 applies to a “nonconsensual sexual offense” rather than only to “rape or assault with intent to commit rape” as prescribed by the Federal Rule. The definition of “nonconsensual sexual offense” is set forth in Rule 412(e) and “includes rape, forcible sodomy, assault with intent to commit rape or forcible sodomy, indecent assault, and attempts to commit such offenses.” This modification to the Federal Rule resulted from a desire to apply the social policies behind the Federal Rule to the unique military environment. Military life requires that large numbers of young men and women live and work together in close quarters which are often highly isolated. The deterrence of sexual offenses in such circumstances is critical to military efficiency. There is thus no justification for limiting the scope of the Rule, intended to protect human dignity and to ultimately encourage the reporting and prosecution of sexual offenses, only to rape and/or assault with intent to commit rape. Rule 412(a) generally prohibits reputation or opinion evidence of an alleged victim of a nonconsensual sexual offense. Rule 412(b)(1) recognizes that evidence of a victim’s past sexual behavior may be constitutionally required to be admitted. Although there are a number of circumstances in which this language may be applicable, see, S. Saltzburg & K. Redden, FEDERAL RULES OF EVIDENCE MANUAL 92–93 (2d ed. Supp. 1979) (giving example of potential constitutional problems offered by the American Civil Liberties Union during the House hearings on Rule 412), one may be of particular interest. If an individual has contracted for the sexual services of a prostitute a n d s u b s e q u e n t t o t h e p e r f o r m a n c e o f t h e a c t t h e p r o s t i t u t e demands increased payment on pain of claiming rape, for example, the past history of that person will likely be constitutionally required to be admitted in a subsequent prosecution in which the defense claims consent to the extent that such history is relevant and otherwise admissible to corroborate the defense position. Absent such peculiar circumstances, however, the past sexual behavior of the alleged victim, not within the scope of Rule 412(b)(2), is unlikely to be admissible regardless of the past sexual history. The mere fact that an individual is a prostitute is not normally admissible under Rule 412. Evidence of past false complaints of sexual offenses by an alleged victim of a sexual offense is not within the scope of this rule and is not objectionable when otherwise admissible. Rule 412(c) provides the procedural mechanism by which evidence of past sexual behavior of a victim may be offered. The Rule has been substantially modified from the Federal Rule in order to adapt it to military practice. The requirement that notice be given not later than fifteen days before trial has been deleted as being impracticable in view of the necessity for speedy disposition of military cases. For similar reasons, the requirement for a written motion has been omitted in favor of an offer of proof, A22-35

App. 22, M.R.E. 404(a) APPENDIX 22<br />

who is properly exercising the right of self-defense may overstep<br />

and become an aggressor. The remainder of Rule 404(a)(2) allows<br />

the defense to offer evidence of a pertinent trait of character of<br />

the victim of a crime and restricts the prosecution to rebuttal of<br />

that trait.<br />

Rule 404(a)(3) allows character evidence to be used to impeach<br />

or support the credibility of a witness pursuant to Rules 607–609.<br />

2004 Amendment: Subdivision (a) was modified based on the<br />

amendment to Fed. R. Evid. 404(a), effective 1 December 2000,<br />

and is virtually identical to its Federal Rule counterpart. It is<br />

intended to provide a more balanced presentation of character<br />

evidence when an accused attacks the victim’s character. The<br />

accused opens the door to an attack on the same trait of his own<br />

character when he attacks an alleged victim’s character, giving<br />

the members an opportunity to consider relevant evidence about<br />

the accused’s propensity to act in a certain manner. The words “if<br />

relevant” are added to subdivision (a)(1) to clarify that evidence<br />

of an accused’s character under this rule must meet the requirements<br />

of Mil. R. Evid. 401 and Mil. R. Evid. 403. The drafters<br />

believe this addition addresses the unique use of character evidence<br />

in courts-martial. The amendment does not permit proof of<br />

the accused’s character when the accused attacks the alleged<br />

victim’s character as a witness under Rule 608 or 609, nor does it<br />

affect the standards for proof of character by evidence of other<br />

sexual behavior or sexual offenses under Rules 412-415.<br />

(b) Other crimes, wrongs, or acts. Rule 404(b) is taken without<br />

change from the Federal Rule, and is substantially similar to the<br />

1969 Manual rule found in Para. 138 g. While providing that<br />

evidence of other crimes, wrongs, or acts is not admissible to<br />

prove a predisposition to commit a crime, the Rule expressly<br />

permits use of such evidence on the merits when relevant to<br />

another specific purpose. Rule 404(b) provides examples rather<br />

than a list of justifications for admission of evidence of other<br />

misconduct. Other justifications, such as the tendency of such<br />

evidence to show the accused’s consciousness of guilt of the<br />

offense charged, expressly permitted in Manual Para. 138 g(4),<br />

remain effective. Such a purpose would, for example, be an acceptable<br />

one. Rule 404(b), like Manual Para. 138 g, expressly<br />

allows use of evidence of misconduct not amounting to conviction.<br />

Like Para. 138 g, the Rule does not, however, deal with use<br />

of evidence of other misconduct for purposes of impeachment.<br />

See Rules 608-609. Evidence offered under Rule 404(b) is subject<br />

to Rule 403.<br />

1994 Amendment. The amendment to Mil. R. Evid. 404(b) was<br />

based on the 1991 amendment to Fed. R. Evid. 404(b). The<br />

previous version of Mil. R. Evid. 404(b) was based on the now<br />

superseded version of the Federal Rule. This amendment adds the<br />

requirement that the prosecution, upon request by the accused,<br />

provide reasonable notice in advance of trial, or during trial if the<br />

military judge excuses pretrial notice on good cause shown, of the<br />

general nature of any such evidence it intends to introduce at trial.<br />

Minor technical changes were made to the language of the Federal<br />

Rule so that it conforms to military practice.<br />

Rule 405 Methods of proving character<br />

(a) Reputation or opinion. Rule 405(a) is taken without change<br />

from the Federal Rule. The first portion of the Rule is identical in<br />

effect with the prior military rule found in Para. 138 f(1) of the<br />

1969 Manual. An individual testifying under the Rule must have<br />

A22-34<br />

an adequate relationship with the community ( see Rule 405(c)),<br />

in the case of reputation, or with the given individual in the case<br />

of opinion, in order to testify. The remainder of Rule 405(a)<br />

expressly permits inquiry or cross-examination “into relevant specific<br />

instances of conduct.” This is at variance with prior military<br />

practice under which such an inquiry was prohibited. See, Para.<br />

138 f(2), MCM, 1969 (Rev.) (character of the accused). Reputation<br />

evidence is exempted from the hearsay rule, Rule 803(21).<br />

(b) Specific instances of conduct. Rule 405(b) is taken without<br />

significant change from the Federal Rule. Reference to “charge,<br />

claim, or defense” has been replaced with “offense or defense” in<br />

order to adapt the rule to military procedure and terminology.<br />

(c) Affidavits. Rule 405(c) is not found within the Federal Rules<br />

and is taken verbatim from material found in Para. 146b of the<br />

1969 Manual. Use of affidavits or other written statements is<br />

required due to the world wide disposition of the armed forces<br />

which makes it difficult if not impossible to obtain witnesses—<br />

particularly when the sole testimony of a witness is to be a brief<br />

statement relating to the character of the accused. This is particularly<br />

important for offenses committed abroad or in a combat<br />

zone, in which case the only witnesses likely to be necessary<br />

from the United States are those likely to be character witnesses.<br />

The Rule exempts statements used under it from the hearsay rule<br />

insofar as the mere use of an affidavit or other written statement<br />

is subject to that rule.<br />

(d) Definitions. Rule 405(d) is not found within the Federal Rules<br />

of Evidence and has been included because of the unique nature<br />

of the armed forces. The definition of “reputation” is taken generally<br />

from 1969 Manual Para. 138 f(1) and the definition of “community”<br />

is an expansion of that now found in the same paragraph.<br />

T h e d e f i n i t i o n o f “ c o m m u n i t y ” h a s b e e n b r o a d e n e d t o a d d<br />

“regardless of size” to indicate that a party may proffer evidence<br />

of reputation within any specific military organization, whether a<br />

squad, company, division, ship, fleet, group, or wing, branch, or<br />

staff corps, for example. Rule 405(d) makes it clear that evidence<br />

may be offered of an individual’s reputation in either the civilian<br />

or military community or both.<br />

Rule 406 Habit; routine practice<br />

Rule 406 is taken without change from the Federal Rule. It is<br />

similar in effect to Para. 138h of the 1969 Manual. It is the intent<br />

of the Committee to include within Rule 406’s use of the word,<br />

“organization,” military organizations regardless of size. See Rule<br />

405 and the Analysis to that Rule.<br />

Rule 407 Subsequent remedial measures<br />

Rule 407 is taken from the Federal Rules without change, and<br />

has no express equivalent in the 1969 Manual.<br />

Rule 408 Compromise and offer to compromise<br />

Rule 408 is taken from the Federal Rules without change, and<br />

has no express equivalent in the 1969 Manual.<br />

Rule 409 Payment of medical and similar<br />

expenses<br />

Rule 409 is taken from the Federal Rules without change. It<br />

has no present military equivalent and is intended to be applicable<br />

to courts-martial to the same extent that is applicable to civilian

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!