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Application of Behavior Change Theory to the Development

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ii<br />

BEHAVIOR CHANGE THEORY<br />

performance capabilities with high-risk behaviors. The key <strong>to</strong> developing effective<br />

traffic safety interventions involves an appreciation <strong>of</strong> <strong>the</strong> distinction between<br />

performance and behavior (Evans, 1991). Traffic safety researchers are faced with an<br />

intricate problem <strong>of</strong> devising treatments for drivers who, on <strong>the</strong> basis <strong>of</strong> performance<br />

capabilities, should not need <strong>the</strong>m, but on <strong>the</strong> basis <strong>of</strong> behaviors, cannot function safely<br />

without <strong>the</strong>m.<br />

In California, <strong>the</strong> Negligent Opera<strong>to</strong>r Treatment and Evaluation System (NOTES),<br />

established in 1985 <strong>to</strong> replace <strong>the</strong> Post Licensing Control Reporting and Evaluation<br />

System (1976-1983), was credited with <strong>the</strong> prevention <strong>of</strong> 6,000 crashes during its last<br />

four years <strong>of</strong> operation. The NOTES treatments consist <strong>of</strong> a warning letter, a notice <strong>of</strong><br />

intent <strong>to</strong> suspend, and a probation hearing, given in sequential order as a driver<br />

accumulates negligent opera<strong>to</strong>r points. Overall, <strong>the</strong> program’s letter treatments were<br />

effective in reducing serious crashes involving injuries and fatalities, as well as those<br />

involving only property damage. In addition, collision reduction was found <strong>to</strong> be<br />

related <strong>to</strong> <strong>the</strong> number <strong>of</strong> negligent opera<strong>to</strong>rs treated. Finally, associations between<br />

letter treatments and citations were generally stronger than those for crashes.<br />

With <strong>the</strong> discontinuation <strong>of</strong> <strong>the</strong> NOTES program in 1995, legislative and departmental<br />

decision makers were denied an empirical basis for assessing program effectiveness.<br />

Fur<strong>the</strong>rmore, it is known that <strong>the</strong> effects <strong>of</strong> treatments change over time, but <strong>the</strong>re is no<br />

system in place <strong>to</strong> evaluate whe<strong>the</strong>r <strong>the</strong> current treatments remain effectual.<br />

The dual foci <strong>of</strong> this literature review are driver improvement studies that utilized letter<br />

treatments, and <strong>the</strong> components <strong>of</strong> those treatments. The first reason for <strong>the</strong>se specific<br />

emphases is practical, <strong>the</strong> second financial and <strong>the</strong> third <strong>the</strong>oretical. McBride and Peck<br />

(1970) addressed <strong>the</strong> first consideration when <strong>the</strong>y stated that <strong>the</strong> advantages <strong>of</strong> an<br />

effective warning letter over a meeting are obvious when it is recognized that a larger<br />

number <strong>of</strong> drivers can be contacted more rapidly and easily, and it may be possible <strong>to</strong><br />

make a letter as effective as a meeting for improving traffic safety.<br />

Secondly, given limited financial resources, government needs <strong>to</strong> be mindful <strong>of</strong><br />

opportunities for providing improved services at reduced costs. In this spirit,<br />

California’s NOTES program has produced a large and reliable, positive traffic safety<br />

impact through a strategy <strong>of</strong> mailing inexpensive letter treatments <strong>to</strong> thousands <strong>of</strong><br />

negligent opera<strong>to</strong>rs. In this way, relatively small effect sizes were magnified in<strong>to</strong> <strong>the</strong><br />

statistically significant and cost-effective results reported in this review <strong>of</strong> <strong>the</strong> literature.<br />

In addition, as reported by McBride and Peck (1970), <strong>the</strong> rapid delivery <strong>of</strong> a letter<br />

intervention has <strong>the</strong> potential <strong>to</strong> prevent <strong>the</strong> need for a more costly meeting between <strong>the</strong><br />

negligent-opera<strong>to</strong>r and <strong>the</strong> department.<br />

Finally, for more than 50 years, traffic safety researchers have been studying <strong>the</strong> results<br />

associated with a variety <strong>of</strong> treatments and commenting on <strong>the</strong> elements needed <strong>to</strong><br />

create more effective treatments. Adding credence <strong>to</strong> <strong>the</strong> accuracy <strong>of</strong> <strong>the</strong>se early traffic<br />

safety researcher’s intuitive recommendations, a more disciplined research agenda in<br />

transformational psychology was discovering that similar treatment elements <strong>to</strong> those<br />

identified in traffic safety formed <strong>the</strong> motivational basis <strong>of</strong> behavior change in general.<br />

Taken <strong>to</strong>ge<strong>the</strong>r, <strong>the</strong>se observations form <strong>the</strong> foundation <strong>of</strong> a model for behavior change.

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