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Journal of Accident Investigation

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JANA PRICE AND JIM SOUTHWORTH<br />

NATIONWIDE DIFFERENTIAL<br />

GLOBAL POSITIONING SYSTEM<br />

Leonard Allen from the FRA provided an update on the<br />

status <strong>of</strong> the Nationwide Differential Global Positioning<br />

System (NDGPS), which will facilitate development and<br />

implementation <strong>of</strong> PTC. Originally developed for the U.S. Coast<br />

Guard near ocean and inland waterways, NDGPS comprises a<br />

series <strong>of</strong> reference stations throughout the United States that<br />

interact with satellites to provide location information. In<br />

1997, Congress decided to expand the network nationwide,<br />

and it is now operational on single-station coverage over about<br />

92 percent <strong>of</strong> the land area <strong>of</strong> the continental U.S. NDGPS<br />

provides 1- to 3-meter position accuracy to receivers capable <strong>of</strong><br />

receiving the differential correction signal.<br />

The NDGPS project is now in the process <strong>of</strong> converting<br />

a group <strong>of</strong> decommissioned U.S. Air Force ground network<br />

systems to provide additional coverage. Nine Federal agencies<br />

are involved, and the FRA has a lead role as the sponsoring<br />

agency within DOT to increase dual (redundant) coverage from<br />

60 to 100 percent coverage <strong>of</strong> the continental U.S. According<br />

to the FRA, the NDGPS project has suffered from inadequate<br />

funding. For example, the funding received for the program in<br />

fiscal year 2004 was less than one-quarter <strong>of</strong> what was requested.<br />

This funding shortfall has led the DOT to reconsider its plan to<br />

pursue development <strong>of</strong> a high-accuracy NDGPS system, which<br />

would provide accuracy <strong>of</strong> approximately 10 to 1 centimeters<br />

and could be used to collect data concerning track problems<br />

using instrumented trains.<br />

THE RELATIONSHIP BETWEEN PTC AND<br />

HUMAN PERFORMANCE<br />

Jordan Multer from the Volpe National Transportation<br />

Systems Center opened his presentation by noting that the<br />

number <strong>of</strong> railroad accidents has gone down, but that the<br />

nature <strong>of</strong> accidents is changing. Although the proportion <strong>of</strong><br />

accidents attributable to mechanical issues has declined, those<br />

attributable to human issues, such as fatigue, distraction, and<br />

medical disability, have increased. PTC creates an additional<br />

layer <strong>of</strong> defense to systems that are already in place to prevent<br />

human error, such as training and redundant staffing. However,<br />

introduction <strong>of</strong> PTC technology and features will undoubtedly<br />

add complexity to the system, which may introduce new sources<br />

<strong>of</strong> errors.<br />

Multer identified a list <strong>of</strong> human performance factors to<br />

consider when implementing PTC systems. For example, he<br />

noted that some companies claim that when their systems fail,<br />

they revert to their basic non-PTC operational mode, which<br />

would not affect the operation <strong>of</strong> the system. However, if<br />

human operators are not aware <strong>of</strong> the system failure, they may<br />

commit errors by behaving as if the system were functional.<br />

Another area <strong>of</strong> concern Multer identified is interoperability.<br />

For example, when a train leaves one PTC territory and enters<br />

another, how will the in-cab display change? Should there be<br />

one common interface or different interfaces for each railroad?<br />

Multer suggested that involving human operators in the design<br />

process is the best way to address these concerns by fostering<br />

a system design that will accommodate human performance<br />

limitations and allow designers to identify new sources <strong>of</strong> risk.<br />

These issues have been addressed in multiple FRA research<br />

studies and are highlighted in the new rulemaking.<br />

PANEL DISCUSSIONS<br />

At the end <strong>of</strong> both days <strong>of</strong> the symposium, speakers assembled<br />

for a panel discussion with the attendees and throughout the<br />

symposium, audience members were encouraged to submit<br />

questions for the speakers. Multiple issues were raised during<br />

these discussions, including the following:<br />

• Interoperability <strong>of</strong> various PTC systems<br />

Setting interoperability standards and designing for<br />

interoperability<br />

• Effects <strong>of</strong> PTC on rail system capacity and efficiency<br />

Locomotive crew feedback on the usability and<br />

effectiveness <strong>of</strong> PTC systems<br />

• Testing and preparing for s<strong>of</strong>tware failures<br />

• Protecting systems from tampering or sabotage<br />

Future <strong>of</strong> investments in railroad train control and<br />

enforcement<br />

• Aging train authority systems<br />

Wayside-centric versus vehicle-centric PTC<br />

architectures<br />

• Track integrity detection systems<br />

•<br />

Energy conservation<br />

CONCLUDING REMARKS<br />

At the end <strong>of</strong> the symposium, Bob Chipkevich, Director <strong>of</strong><br />

the Safety Board’s Office <strong>of</strong> Railroad, Pipeline, and Hazardous<br />

Materials <strong>Investigation</strong>s, reaffirmed the importance <strong>of</strong> PTC by<br />

noting that in the last 6 years, the Safety Board has launched<br />

on 38 accidents that could have been prevented by PTC type<br />

systems. Chipkevich concluded,<br />

PTC is a national issue, it’s not a single railroad issue,<br />

it’s not a regional issue. I think it’s important for<br />

78 NTSB JOURNAL OF ACCIDENT INVESTIGATION, SPRING 2006; VOLUME 2, ISSUE 1<br />

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