Journal of Accident Investigation
Journal of Accident Investigation
Journal of Accident Investigation
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JANA PRICE AND JIM SOUTHWORTH<br />
NATIONWIDE DIFFERENTIAL<br />
GLOBAL POSITIONING SYSTEM<br />
Leonard Allen from the FRA provided an update on the<br />
status <strong>of</strong> the Nationwide Differential Global Positioning<br />
System (NDGPS), which will facilitate development and<br />
implementation <strong>of</strong> PTC. Originally developed for the U.S. Coast<br />
Guard near ocean and inland waterways, NDGPS comprises a<br />
series <strong>of</strong> reference stations throughout the United States that<br />
interact with satellites to provide location information. In<br />
1997, Congress decided to expand the network nationwide,<br />
and it is now operational on single-station coverage over about<br />
92 percent <strong>of</strong> the land area <strong>of</strong> the continental U.S. NDGPS<br />
provides 1- to 3-meter position accuracy to receivers capable <strong>of</strong><br />
receiving the differential correction signal.<br />
The NDGPS project is now in the process <strong>of</strong> converting<br />
a group <strong>of</strong> decommissioned U.S. Air Force ground network<br />
systems to provide additional coverage. Nine Federal agencies<br />
are involved, and the FRA has a lead role as the sponsoring<br />
agency within DOT to increase dual (redundant) coverage from<br />
60 to 100 percent coverage <strong>of</strong> the continental U.S. According<br />
to the FRA, the NDGPS project has suffered from inadequate<br />
funding. For example, the funding received for the program in<br />
fiscal year 2004 was less than one-quarter <strong>of</strong> what was requested.<br />
This funding shortfall has led the DOT to reconsider its plan to<br />
pursue development <strong>of</strong> a high-accuracy NDGPS system, which<br />
would provide accuracy <strong>of</strong> approximately 10 to 1 centimeters<br />
and could be used to collect data concerning track problems<br />
using instrumented trains.<br />
THE RELATIONSHIP BETWEEN PTC AND<br />
HUMAN PERFORMANCE<br />
Jordan Multer from the Volpe National Transportation<br />
Systems Center opened his presentation by noting that the<br />
number <strong>of</strong> railroad accidents has gone down, but that the<br />
nature <strong>of</strong> accidents is changing. Although the proportion <strong>of</strong><br />
accidents attributable to mechanical issues has declined, those<br />
attributable to human issues, such as fatigue, distraction, and<br />
medical disability, have increased. PTC creates an additional<br />
layer <strong>of</strong> defense to systems that are already in place to prevent<br />
human error, such as training and redundant staffing. However,<br />
introduction <strong>of</strong> PTC technology and features will undoubtedly<br />
add complexity to the system, which may introduce new sources<br />
<strong>of</strong> errors.<br />
Multer identified a list <strong>of</strong> human performance factors to<br />
consider when implementing PTC systems. For example, he<br />
noted that some companies claim that when their systems fail,<br />
they revert to their basic non-PTC operational mode, which<br />
would not affect the operation <strong>of</strong> the system. However, if<br />
human operators are not aware <strong>of</strong> the system failure, they may<br />
commit errors by behaving as if the system were functional.<br />
Another area <strong>of</strong> concern Multer identified is interoperability.<br />
For example, when a train leaves one PTC territory and enters<br />
another, how will the in-cab display change? Should there be<br />
one common interface or different interfaces for each railroad?<br />
Multer suggested that involving human operators in the design<br />
process is the best way to address these concerns by fostering<br />
a system design that will accommodate human performance<br />
limitations and allow designers to identify new sources <strong>of</strong> risk.<br />
These issues have been addressed in multiple FRA research<br />
studies and are highlighted in the new rulemaking.<br />
PANEL DISCUSSIONS<br />
At the end <strong>of</strong> both days <strong>of</strong> the symposium, speakers assembled<br />
for a panel discussion with the attendees and throughout the<br />
symposium, audience members were encouraged to submit<br />
questions for the speakers. Multiple issues were raised during<br />
these discussions, including the following:<br />
• Interoperability <strong>of</strong> various PTC systems<br />
Setting interoperability standards and designing for<br />
interoperability<br />
• Effects <strong>of</strong> PTC on rail system capacity and efficiency<br />
Locomotive crew feedback on the usability and<br />
effectiveness <strong>of</strong> PTC systems<br />
• Testing and preparing for s<strong>of</strong>tware failures<br />
• Protecting systems from tampering or sabotage<br />
Future <strong>of</strong> investments in railroad train control and<br />
enforcement<br />
• Aging train authority systems<br />
Wayside-centric versus vehicle-centric PTC<br />
architectures<br />
• Track integrity detection systems<br />
•<br />
Energy conservation<br />
CONCLUDING REMARKS<br />
At the end <strong>of</strong> the symposium, Bob Chipkevich, Director <strong>of</strong><br />
the Safety Board’s Office <strong>of</strong> Railroad, Pipeline, and Hazardous<br />
Materials <strong>Investigation</strong>s, reaffirmed the importance <strong>of</strong> PTC by<br />
noting that in the last 6 years, the Safety Board has launched<br />
on 38 accidents that could have been prevented by PTC type<br />
systems. Chipkevich concluded,<br />
PTC is a national issue, it’s not a single railroad issue,<br />
it’s not a regional issue. I think it’s important for<br />
78 NTSB JOURNAL OF ACCIDENT INVESTIGATION, SPRING 2006; VOLUME 2, ISSUE 1<br />
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