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Journal of Accident Investigation

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JOSEPH GREGOR<br />

a common event or series <strong>of</strong> events recorded on each electronic<br />

data source to obtain a common elapsed time-base. One <strong>of</strong><br />

these events, occurring at a known local or UTC time, is then<br />

used to translate from elapsed time to local time or UTC.<br />

THE DATA REDUCTION PROCESS<br />

FDR information is typically recorded in digital form as a<br />

continuous series <strong>of</strong> interleaved samples representing data<br />

obtained from various sensors located aboard the aircraft.<br />

These sensors are used to measure various flight and aircraft<br />

systems parameters such as airspeed, altitude, pitch, roll, and<br />

yaw. Sampled integer data are interleaved and organized into<br />

groups – or “subframes” – and identified by a subframe reference<br />

number (SRN). A subframe is similar to the type structure in<br />

an object-oriented programming language. The parameter data<br />

within each subframe are akin to the individual fields within the<br />

structure. A typical FDR can record 64, 128, or 2 6 samples<br />

per subframe, and store anywhere from 2 to 100 hours <strong>of</strong> flight<br />

data. Newer installations will be capable <strong>of</strong> storing even larger<br />

subframes. In a typical installation, each subframe represents<br />

data acquired over a one-second timeframe. Some parameters<br />

are sampled only once per second, so that one sample <strong>of</strong> data<br />

from this source will appear within each subframe. Some<br />

parameters are sampled several times per second, yielding<br />

several samples within each subframe. A few parameters are<br />

sampled at a rate less than once per second, and these data will<br />

only be present in a certain subset <strong>of</strong> the available subframes.<br />

Individual parameters will always appear in the same relative<br />

order within each subframe. This order, together with the SRN<br />

number, 2 may be used to determine the acquisition time <strong>of</strong> the<br />

data represented by any parameter.<br />

CVR information may be recorded in either analog or digital<br />

form, depending on the model <strong>of</strong> recorder employed. If in analog<br />

form, the information is digitally sampled in the laboratory as<br />

step one <strong>of</strong> the data reduction process. CVR information is<br />

eventually expressed in the form <strong>of</strong> digital WAV 3 files containing<br />

audio information sampled at a rate <strong>of</strong> ≥ 22,050 Sa/s. 4 A<br />

typical CVR recording contains three to four tracks <strong>of</strong> audio<br />

from independent sound transducers (microphones). Older<br />

units employ magnetic tape as the storage medium, recording<br />

30 minutes <strong>of</strong> audio simultaneously from each transducer in a<br />

closed-loop system wherein older information is overwritten<br />

by new information. Newer units employ semiconductor flash<br />

memory. These units typically include two tracks <strong>of</strong> audio<br />

2 A number representing the number <strong>of</strong> subframes since the beginning<br />

<strong>of</strong> the FDR recording. The current standard creates and stores one<br />

subframe <strong>of</strong> data every second.<br />

3 A file format developed by Micros<strong>of</strong>t and used extensively in Micros<strong>of</strong>t<br />

Windows for the recording, storage, and playback <strong>of</strong> audio sound.<br />

4 Sa/s = samples per second.<br />

information recorded for 2 hours on a simulated closed-loop<br />

system, in addition to four tracks <strong>of</strong> higher fidelity 30-minute<br />

recordings representing the last half-hour <strong>of</strong> operation.<br />

Once the CVR and FDR information is expressed in digital<br />

form, it is important to know which sample within the FDR<br />

data corresponds to a given sample in the CVR data. Both<br />

units operate in independent, uncorrelated time-bases and<br />

the data is generally not time stamped. As a result, there is no<br />

straightforward way to correlate the data between these two<br />

units. The method generally employed is to compare a sample<br />

from each source known to coincide with an identical recorded<br />

event. The event most easily exploited in this way is an<br />

activation <strong>of</strong> the microphone switch for initiation <strong>of</strong> an external<br />

radio transmission. This so-called ‘mic-key’ event is recorded as<br />

a Boolean variable in the FDR, sampled at a rate <strong>of</strong> 1 Sa/s. This<br />

means that within each subframe there will be one datapoint<br />

indicating the state <strong>of</strong> the microphone switch at the time the<br />

sample was taken. The corresponding radio transmission will<br />

appear as an audio signal on one or more tracks <strong>of</strong> the CVR<br />

recording. Often, an electronic artifact (transient) coinciding<br />

with the activation <strong>of</strong> the microphone key will also be present in<br />

the recorded audio. The sample number for this “event” within<br />

the digitized CVR data may be compared with the corresponding<br />

FDR SRN to determine the <strong>of</strong>fset time between these two units.<br />

Assuming that both time-bases operate at the same rate, all<br />

that remains is to identify an external event recorded on either<br />

unit for which the time <strong>of</strong> occurrence is known. One example<br />

would be an external radio transmission recorded on both the<br />

CVR and by an external FAA facility. The local or UTC time<br />

assigned to the ATC recording <strong>of</strong> this transmission may then<br />

be used to convert from CVR / FDR time to the appropriate<br />

global time.<br />

Several additional issues present themselves when making<br />

any real-world attempt at obtaining a mapping between the<br />

recorded CVR and FDR data. First, in the case <strong>of</strong> a tape-based<br />

analog CVR, variations in tape speed may cause the time-base<br />

within the unit to operate at an effective data rate different than<br />

that within the FDR. In fact, the effective CVR data rate may<br />

vary over the course <strong>of</strong> the recording if power fluctuations or<br />

mechanical difficulties within the tape drive mechanism occur.<br />

Second, pilots typically make many external radio transmissions<br />

during the course <strong>of</strong> a flight. This can lead to a large number<br />

<strong>of</strong> recorded microphone keying events. Depending on the<br />

integrity <strong>of</strong> the FDR data, there may be some uncertainty in<br />

the position <strong>of</strong> the accident flight (the SRN range) within what<br />

can be an extremely large data file. Both factors may lead to<br />

Air Traffic Control.<br />

44 NTSB JOURNAL OF ACCIDENT INVESTIGATION, SPRING 2006; VOLUME 2, ISSUE 1

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