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Lisa Kuuttila<br />

President<br />

Technology Alignments, Inc.<br />

Suite 102, 21760 Stevens Creek Boulevard<br />

Cupertino, CA 95014<br />

H.S. (Duke) Leahey<br />

Director<br />

Industrial Contracts and Licensing<br />

Washington University<br />

One Brookings Drive<br />

St. Louis, MO 63130<br />

Neil A. MacDonald<br />

Executive (North America)<br />

British Technology Group<br />

Suite 1145, National Press Building<br />

Washington, DC 20045<br />

Luis Mejia<br />

Associate, Technology Licensing<br />

Stanford University<br />

2nd Floor, 857 Serra Street<br />

Stanford, CA 94305<br />

John R. Morrissey<br />

Partner<br />

Smart and Biggar<br />

Suite 2300, 439 University Avenue<br />

Toronto, ON, Canada M5G 1Y8<br />

Albin J. Nelson, Esq.<br />

Merchant, Gould, Smith et al<br />

Suite 1000, Norwest Center<br />

St. Paul, MN 55101<br />

Lita L. Nelsen<br />

Associate Director<br />

Technology Licensing Office<br />

Massachusetts Institute of Technology<br />

Room E32-300, 28 Carleton Street<br />

Cambridge, MA 02139 . .<br />

Dr. Martin Rachmeler I<br />

Director, Technology Transfer Office<br />

University of California, San Diego<br />

Technology Transfer Office<br />

R-006<br />

La Jolla, CA 92093-0406<br />

Jon Sandelin<br />

Associate, Technology Licensing<br />

Stanford University<br />

857 Serra Street<br />

Stanford, CA 94305<br />

3<br />

Jon S. Saxe<br />

President<br />

Synergen, Inc.<br />

1885 Third Street<br />

Boulder, CO 80301<br />

Dr. David Schlessinger<br />

Professor of Microbiology in Medicine<br />

Professor of Genetics in Medicine<br />

Director, Cntr for Genetics in Medicine<br />

Washington University School of Medicine<br />

4565 McKinley Avenue<br />

St. Louis, MO 63110<br />

Lee Schroeder, Esq.<br />

Attorney<br />

U.S. Patent and Trademark Office<br />

Office of Legislative and<br />

International Affairs<br />

Washington, DC<br />

Eugene K. Schuler, Jr.<br />

Director, Technology Transfer Office<br />

The Research Foundation of SUNY<br />

Post Office Box 9<br />

Albany, NY 12201-0009<br />

Dr. Frank Serdy<br />

Regulatory Affairs Director<br />

Monsanto Company<br />

Mail Zone BB4D<br />

700 Chesterfield Parkway<br />

Chesterfield, MO 63017<br />

Kathleen R. Terry, Esq.<br />

Assistant Director<br />

Office of Patents and Licensing<br />

University of Minnesota<br />

Room 570, Administrative Services Center<br />

1919 University Avenue<br />

St. Paul, MN55104<br />

John F. Thuente<br />

Director<br />

Office of Patents and Licensing<br />

University of Minnesota<br />

Room 568, Administrative Services Center<br />

1919 University Avenue<br />

St. Paul, MN 55104<br />

Richard A.Tropp<br />

Chief Executive Officer<br />

Washington Development Capital Oorp,<br />

12th Floor, 888 17th Street, NW<br />

Washington, DC 20006


Karen Hersey<br />

NCSU-Research Administration<br />

1 Holladay Hall<br />

Box 7003<br />

Raleigh. NC 27695<br />

Kevin Heyeck<br />

Harvard University<br />

Office of Patents. Copyrights<br />

and Licensing<br />

Suite 256. 124 Mt. Auburn Street<br />

Cambridge. MA 0213B<br />

Richard J. Hicks<br />

PARTEQ Innovations<br />

Queens University<br />

Kingston. ON. Canada K7L 3N6<br />

Sally Hines<br />

Stanford University<br />

2nd Floor. B57 Serra Street<br />

Stanford. CA 94305<br />

Thomas M. Hinkes (Sandra)<br />

WARF vi<br />

Post Office Box 7365<br />

Madison. WI 53707<br />

JohnP. Holloway;4Sally);'<br />

University of Colorado Foundation. Inc.<br />

Post Office Box 1140 V<br />

Boulder. CO B0306 .<br />

Judith A.C. Hopkins. Ph.D.<br />

Research Corporation Technologies<br />

Suite BOO. Inner Harbor Center<br />

400 East Pratt Street<br />

Baltimore. MD 21202<br />

William Hostetler<br />

Oregon State University<br />

Research Office ADS 312<br />

Corvallis. OR 97331-2140<br />

WilliamJ. Huffman<br />

Battelle Memorial Institute<br />

505 King Avenue<br />

Columbus. OH 43201<br />

Mary. B • HusemOller;,<br />

New Mexico State University<br />

Box 30001. Department 3699<br />

Las Cruces. NM BB003-0001<br />

11<br />

•<br />

Carol C. Irwin<br />

Ares-Serono. Inc,<br />

Exhange Place<br />

Boston. MA 02109<br />

Auzville Jackson. Jr.<br />

Staas Ii Halsey<br />

Suite B16. 1B25 Eye Street. NW<br />

Washington. DC 20006<br />

William M.Jackson<br />

Brown University Research Foundation<br />

Box 1949·<br />

Providence. RI 02912<br />

Thomas M. Jacobius<br />

Illinois Institute of Technology<br />

10 West 35th Street<br />

Chicago. IL 60616<br />

Wendy Johnson<br />

Synbiotics Corporation<br />

11011 Via Frontera<br />

San Diego. CA 92127<br />

Casey Jones<br />

Carnegie Mellon University<br />

Office of Technology Transfer<br />

4630 Wean Hall<br />

Pittsburgh. PA 15213<br />

Dr. Lester T. Jones (Ardie)<br />

3M Company<br />

3M Center<br />

Building 201-2S-05<br />

St. Paul. MN 55H14-1000<br />

Hugh Jones<br />

University Technologies International<br />

ES 620. 2500 University Drive. NW<br />

Calgary. Alberta. Canada T2N 1N4<br />

Vivek Joshi<br />

Technology Catalysts. Inc. (<br />

605 Park Avenue<br />

Falls Church. VA 22066<br />

Eric Jurrus. Ph.D.<br />

City of Hope<br />

Office of Sponsored Research<br />

1500 East Duarte Road<br />

Duarte. CA 91010


11 Aggressive Marketing and Licensing<br />

Strategy<br />

Carl B. Wootten,Dir., UC Systemwide Patent,<br />

Trademark & Copyright Office<br />

12 Valuing Technology-Royalties and Equity<br />

H. S. (Duke) Leahey, Dir., Industrial Contracts<br />

and Licensing, Washington University<br />

13 University Technology Development<br />

Funds<br />

Ann Faulkner, Asst. Director, Corporate<br />

Programs and Technology, Univ, of<br />

Pennsylvania<br />

14 Technical Data - Ownership and Licensing<br />

Patricia Brennan, Intellectual Property<br />

Administrator, UCLA<br />

15 Software, Courseware and Multimedia<br />

Licensing<br />

David Charron, Associate, Technology<br />

Licensing, Stanford University<br />

16 University Involvement in Company­<br />

Company Conflict<br />

Charles De La Garza, Arnold, White and<br />

Durkee;<br />

Uta Nelsen, Associate Director, Technology<br />

Licensing Office, MIT<br />

17 Update on Canadian Law and Licensing<br />

Richard J. Hicks, Director, Patents and<br />

Licensing, Queens University<br />

18 Liability Protection - Minimizing Risk in<br />

Technology Transfer<br />

Glen Klinksiek, Director of Risk<br />

Management, University of Chicago<br />

6<br />

19 TechnologyTrapped in Licensee<br />

Bankruptcy<br />

Eugene K. Schuler, jr., Dir., Tech. Transfer<br />

Office and James T. Dennehey, General<br />

Counsel, Research Foundation, SUNY<br />

20 Confidential Agreements - and their<br />

Breech<br />

Albin J. Nelson, Merchant, Gould et al ;<br />

Kathleen R. Terry, Ass't Director, Office of<br />

Patents and Licensing, Univ. of Minnesota<br />

21 ObviousnesslInfringement Disputes<br />

Donald Dunner, Finnegan, Henderson, et al;<br />

Charles De La Garza, Arnold, White and<br />

Durkee<br />

22 Issues in Licensing Foreign Companies<br />

Jon Sandelin, Associate, Technology<br />

Licensing, Stanford University<br />

23 Foreign Licensing Through a Unique<br />

Venture Capital Group<br />

Richard A. Tropp, CEO, Washington<br />

Development Capital Corporation<br />

7


ACCOMPANYING PERSONS<br />

SPECIALLY ARRANGED ACTIVITIES<br />

Monday's tour 0:00-5:00 p.m.)<br />

* A visit to a beautifully restored<br />

homestead in the historic King William<br />

District.<br />

* Tour of Mission San Jose, known as the<br />

"Queen of the Missions." Established in<br />

1720, the mission became the most<br />

beautiful, prosperous, and best fortified<br />

of all Texas missions.<br />

* A short stay at the Spanish Governor's<br />

Palace.<br />

* The Mexican Market...a shopper's<br />

dream with 108,000 square feet of<br />

fantastic shopping.<br />

Tuesday's tour (8:30 a.m.-2:00 p.m.)<br />

* Drive through Brackenridge Park -- a<br />

343-acre garden showplace.<br />

* Drive through Fort Sam Houston.<br />

* Visit to the McNay Art Museumywhich<br />

houses a fine collection of French<br />

Impressionist art .<br />

* Luncheon at The Gazebo inLos Patios, a<br />

unique shopping environment along<br />

the banks of Salado Creek. .-<br />

* Visit to the Institute of Texan Cultures -a<br />

museum for the interpretation and<br />

assimilation of Texas history.<br />

8<br />

licensing practk<br />

the difference<br />

capital and "cap<br />

commercializing<br />

4 Update on In<br />

Related Deve<br />

Howard W. BI<br />

Wisconsin All<br />

An essential up<br />

the laws that ,<br />

technology traru<br />

W<br />

5 Basics of Inte<br />

Marvin C. Gut<br />

Affairs, Mass. '<br />

6 Basics of Lice<br />

Lita Nelsen, A<br />

Licensing Offk<br />

7 Advanced Li4<br />

Katharine Ku,<br />

Licensing, Stai<br />

8 Biotechnolog<br />

Alexandra J. B<br />

and Intellectua<br />

Biotechnology,<br />

9 Advanced Iss<br />

Jon S. Saxe, Pr<br />

Susan H. Griff<br />

Sarah S. Cabot,<br />

Technical Affa<br />

10 Getting Regu<br />

Products<br />

Monsanto Cor


PLENARY SESSIONS<br />

1 Genome Mapping: Base for New<br />

Research/Technology<br />

Dr. David Schlessinger, Professor of<br />

Microbiology in Medicine, Professor of<br />

Genetics, Dir., Center for Genetics in<br />

Medicine, Washington University<br />

Mapping of the human genome has prospects of<br />

creating a new revolution in medical and<br />

agricultural technology. DNA probes will open<br />

new doors in diagnosis of genetic and infectious<br />

diseases as well as forensics,<br />

2 Conflict of Interest in Technology<br />

Transfer<br />

Martin Rachmeler, Dir., Technology<br />

Transfer Office, UC, San Diego<br />

This plenary session will explore the growing<br />

interest by Congress, sponsoring agencies and<br />

university administrations in actual and perceived<br />

conflicts of interest in technology transfer. What is<br />

the responsibility of a technology manager for<br />

prevention or control of conflict situations?<br />

3 Venture Capital- University Alliances:<br />

A: Startups with External VC<br />

Organizations.<br />

A. Grant Heidrich, Partner, Mayfield<br />

Fund<br />

B: Startups by University Captured VC<br />

Organizations<br />

Brian 1. Clevinger, President, A/W<br />

Company<br />

The growing use of startup companies to<br />

commercialize technology presents a great<br />

potential with both benefits and risks. This two<br />

part session will explore the necessary changes to<br />

4<br />

At any time, morning, afternoon or<br />

evening, take a stroll along the delightful<br />

Riverwalk just outside the hotel's back door.<br />

There are plenty of open air restaurants<br />

available for coffee or snacks. An intriguing<br />

Mexican Market is just a short ride away on<br />

San Antonio's old fashioned trolley line (just<br />

101t per ride).<br />

HOTEL INFORMATION<br />

The meeting will be held at the beautiful<br />

Hyatt Regency in San Antonio, Texas. The<br />

Hyatt is located downtown on the banks of<br />

the San Antonio river at 123 Losoya Street,<br />

just a block from the famous Alamo. Their<br />

phone number is 512-222-1234, and their FAX<br />

number is 512-227-4925.<br />

There is 24-hour shuttle service from the<br />

airport for $12 round trip ($7 one way) which<br />

) can be picked up outside of the baggage claim<br />

area. There are also plenty of taxis available.<br />

For those of you driving from the airport,<br />

take route 281 (McAllister Freeway) south<br />

and take the downtown exit. Follow the<br />

signs to the Alamo and you will see the<br />

hotel! It is about a twenty minute drive.<br />

An.outdoor pool and a weight room are<br />

located on the eleventh floor. Don't forget<br />

your swimming suit! With the Alamo, the<br />

Riverwalk and a short trolley trip to the<br />

Mexican Market, there should be plenty to<br />

do. Also, a list of San Antonio's many fiestas<br />

9


is available from the local Chamber of<br />

Commerce. Temperatures can vary so pack<br />

accordingly.<br />

AIRLINES<br />

AUTM has arranged discount fares for the<br />

trip to San Antonio through American<br />

Airlines. The discounts are as follows: For<br />

any discounted fare (5%); full coach (40%).<br />

To obtain the discount rates when making<br />

your reservations (either on your own or<br />

through your travel agent), call 800/433-1790,<br />

and refer to the AUTM ID #S0120Q8.<br />

10<br />

2:00 - 3:30 pm<br />

3:30- 3:45pm<br />

3:45 - 5:15 pm<br />

5:30- 7:00pm<br />

7:00-<br />

7:45- 8:45am<br />

8:45 - 10:15 am<br />

10:15-10:30 am<br />

10:30-Noon<br />

Noon-2pm<br />

2pm-3:30<br />

2-5prn<br />

7pm<br />

10am-1prn<br />

4-6prn

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