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KCE Reports 118 <strong>Pay</strong> <strong>for</strong> <strong>Quality</strong> 45<br />

There is no limit on the number of patients whom family practitioners may exclude,<br />

although the physicians’ decisions may be questioned at annual inspection visits by<br />

Primary Care Trusts, which are NHS organizations with managerial responsibility <strong>for</strong><br />

primary care in geographic areas that contain up to 100 practices.<br />

Family practitioners already had some experience with financial incentives from the<br />

limited use of incentive programmes <strong>for</strong> cervical cytological testing (i.e. Papanicolaou)<br />

and immunization that were initiated in 1990. This preceding P4Q system is evaluated<br />

by some of the included studies 125 , 132 , 140 , 177 . A second incentive that was introduced in<br />

the 1990 contract provided generous remuneration <strong>for</strong> family practitioners to establish<br />

“health promotion clinics” to encourage preventive screening and lifestyle interventions.<br />

Some evaluation studies are available 153 . The incentives schemes can be seen as a<br />

precursor of the current QOF scheme. The problems experienced with gaming and<br />

data manipulation in those early years are countered as much as possible in the new<br />

incentives system by the use of a thorough audit process, with peer participation, and<br />

severe penalties whenever fraud is discovered. All included UK studies concern the<br />

latest QOF contract as described above unless they are explicitly referenced <strong>for</strong> the<br />

1990 contract. Most authors omit a detailed description of P4Q as studied intervention.<br />

Hospital care<br />

Since the first of October 2008, the NHS has launched a demonstration project<br />

concerning P4Q in hospital care. The programme, called ‘Advancing <strong>Quality</strong>’, which is<br />

implemented in the North West region of the UK, makes use of incentives based on<br />

three types of targets: evidence based process measures, patients’ quality of life after<br />

surgery and the patient’s experience of provided care. The programme is supported by<br />

peer review and public reporting. Because the first evaluation results of this project are<br />

expected to be available in 2010, this project is not included in this review of primary<br />

P4Q evaluation studies.<br />

4.2.4.2 United States of America<br />

The characteristics of P4Q as intervention in the USA are very diverse, as is the case<br />

<strong>for</strong> the contextual characteristics. Almost all described studies concern bonus systems.<br />

Similar to the UK QOF programme most USA programmes make use of thresholds<br />

(e.g. 20 up to 90%) to be met in terms of the percentage of patients eligible <strong>for</strong> a certain<br />

indicator. In most studies this figure represents the level of targeted achievement in<br />

patient number with indicator met (the higher thresholds) or the level of targeted<br />

improvement in patient number with indicator met (the lower thresholds).<br />

The indicators used are of a structural, process and/or outcome measure nature.<br />

Whenever patient outcome measures are used, these are mostly intermediate measures<br />

instead of long term outcome measures (e.g. the tracking of HbA1c levels instead of the<br />

tracking of long term diabetes complications).<br />

The size of the incentive varies:<br />

• A fixed amount, e.g. $5 144 , $50 195 , $50-80 69 , $100 220 , $750-1 250 193 ,<br />

$1 000-5 000 181 , $1 000-7 500 182 , $5 000-10 000 201 .<br />

• A certain percentage of the providers’ or provider organization yearly<br />

revenues, e.g. 0-5.5% 205 , 0-7% 188 , 0.8% 74 , 0.5-1% 190 , 1-2% 44 , 174 , 175 , 176 , 211 ,<br />

2.2% 172 , 1-7.5% 206 , 4% 221 , 5% 187 , 10% 171 , 177 , 178 , 183 , 184 , 12% 222 171 , 177 ,<br />

or 20%<br />

178 , 183 , 184 , 189 , 191 .<br />

• Use of a bonus pool with a floor and ceiling amount 197 , use of a maximum i.e.<br />

one bonus procedure per encounter 144 .<br />

Only a few authors report on programmes that base the incentive amount on the level<br />

of estimated savings due to quality improvement 69 .<br />

The base <strong>for</strong> incentive calculation and the target level vary between programmes. The<br />

base <strong>for</strong> calculation can be (sometimes combined):<br />

• An incentive as a percentage of capitation per patient eligible 69 , 183 , 184 .<br />

• An incentive per patient with target met 74 , 177 .

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