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16 <strong>Pay</strong> <strong>for</strong> <strong>Quality</strong> KCE Reports 118<br />

3 A THEORETICAL FRAMEWORK FOR P4Q<br />

The theory behind P4Q can be viewed from different perspectives: the definition of<br />

“quality”, the definition of “incentive”, the relationship between the payer and the<br />

health care provider, the consequences of incentives on the provider’s behaviour, and<br />

finally the way in which the health care context influences programmes and their results.<br />

We identified in the literature several comprehensive conceptual frameworks that<br />

attempt to take into consideration most of the above. 15, 34-43 Yet, in our opinion, none<br />

of these provides a full comprehensive picture of all P4Q elements.<br />

Interestingly, a general appeal is made in the recent literature to refocus P4Q from<br />

effectiveness towards the inherent combination with other quality domains such as<br />

coordination of care, and reducing the fragmentation of care 35 , but also patient safety,<br />

equity and cost effectiveness 44 , 45 , 46 . While this allows encompassing more aspects of<br />

care, it may obviously complicate the concept and its implementation.<br />

This chapter aims at finding an answer to the following questions:<br />

How should P4Q be modelled, taking into account all theoretically relevant<br />

factors? What may be the practical implications that can be derived from<br />

theory to support P4Q design and implementation?<br />

The emphasis thereby is more on implementation rather than on the pure theoretical<br />

grounding. Note, however, that the design and the question with regard to domain and<br />

implementation is still approached in conditional terms at this point (“what may be …”);<br />

later in this report, based on observed evidence from the literature, more firm<br />

recommendations will be given regarding do’s and don’ts in P4Q design and<br />

implementation.<br />

The P4Q conceptual framework that we present at the end of this chapter <strong>for</strong>ms the<br />

basis <strong>for</strong> evaluating existing P4Q applications and provides a first set of in<strong>for</strong>mation<br />

based on which programmes could be addressed within the Belgian context. Many of<br />

the conceptual findings which are presented below are also founded on psychological<br />

and economical theories, as applicable to healthcare 47 , 48 , 49 , 50 , 51 . In addition, most<br />

elements are also identified in other sectors which resemble healthcare on key<br />

characteristics, such as teaching and legal professions 52 , 53 . Similar to healthcare these<br />

professions are part of public service with mainly independent professional actors and<br />

the presence of asymmetrical in<strong>for</strong>mation within the client/patient, provider and payer<br />

relationships. The findings of non healthcare sciences and sectors are integrated, while<br />

recognizing the unique nature of the healthcare environment in its own respect.<br />

The methods of this literature review supporting this conceptual analysis were<br />

described in Chapter 2.<br />

3.1 P4Q CONCEPTS<br />

3.1.1 <strong>Quality</strong><br />

3.1.1.1 Definition of <strong>Quality</strong><br />

The basic principle of a P4Q programme is to offer explicit financial incentives health<br />

care providers in order to achieve predefined quality targets 54 .<br />

If the ultimate goal is to achieve predefined quality targets, then the obvious question is<br />

to define quality. Since the ‘90s it became increasingly possible both to define highquality<br />

care and to provide methods that could be used to measure some aspects of the<br />

quality of care 55 .<br />

As described in our introduction, quality of health services has been defined as ‘The<br />

degree to which health services <strong>for</strong> individuals and populations increase the likelihood of<br />

desired health outcomes and are consistent with current professional knowledge’.

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