ehr onc final certification - Department of Health Care Services

ehr onc final certification - Department of Health Care Services ehr onc final certification - Department of Health Care Services

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10.08.2013 Views

intensive process and too administratively, technically, and financially burdensome. A large portion of commenters further conveyed specific challenges including: the ability to differentiate between a “use” and a “disclosure” (as these terms are defined at 45 CFR 160.103); storing three years worth of disclosures, which many noted could be voluminous; that health care providers, especially hospitals, have decentralized systems, which today are manually accessed to create an accounting of disclosures; the development time for such a capability would take more time than is available before the meaningful use Stage 1 effective date; that it would be difficult to account for these types of disclosures in real-time without a code set for disclosures; that this requirement could affect workflow; and the scope of electronic exchanges that the term “disclosure” would encompass is unclear. A majority of commenters also echoed that the Secretary should use discretion provided by the HITECH Act to delay the compliance date for accounting of disclosures for treatment, payment, and health care operations. Commenters supported this suggestion by pointing out that the Secretary has not yet formally established the policies for accounting of disclosures. They explained that the HITECH Act requires the Secretary to promulgate a rule no later than six months after the Secretary has adopted a standard for accounting of disclosures, which has not yet occurred. Many of these commenters suggested that the certification criterion and standard should be removed or their adoption delayed until after the technical specifications for accounting of disclosures can be harmonized with the Secretary’s forthcoming promulgation of a regulation on this issue. Other commenters noted that the HIT Policy Committee included accounting of disclosures in its suggestions as a meaningful use Stage 3 objective. In response to the questions we posed, several commenters noted that to whom Page 122 of 228

the disclosure was made (recipient) should be an important element included in an accounting of disclosures. One commenter noted that the standard should be the same as what is currently applicable to disclosures that are not for treatment, payment, and health care operations and cited the requirements at 45 CFR 164.528(b)(2). Other commenters stated that the adopted certification criterion should be an audit log. Response. We appreciate the thoroughness, specificity, and detail provided by many of those who commented on this certification criterion. We recognize that significant technical and policy challenges remain unresolved. Accordingly, we do not believe that the capability to account for disclosures should be a condition of certification at the present time. As discussed in the beginning of the preamble of this final rule, we have decided to make this certification criterion “optional” instead of removing it. Additionally, the standard will remain unchanged as currently worded and as applicable to the certification criterion to provide guidance to Complete EHR and EHR Module developers that choose to adopt this capability at this time. As an optional certification criterion, though, Complete EHR or EHR Module will not be required to possess the capability for certification. As we stated previously in the Interim Final Rule, we plan to work collaboratively with the Office for Civil Rights (OCR) as it develops the regulatory policy related to this requirement. We anticipate updating this certification criterion and the related standard in a future rulemaking to reflect OCR’s final policies regarding accounting of disclosures. Comment. Several commenters requested that we clarify what is meant by a “description of the disclosure.” Some commenters noted that it would not be possible to include these descriptions in an accounting without code sets for the various types of Page 123 of 228

the disclosure was made (recipient) should be an important element included in an<br />

accounting <strong>of</strong> disclosures. One commenter noted that the standard should be the same as<br />

what is currently applicable to disclosures that are not for treatment, payment, and health<br />

care operations and cited the requirements at 45 CFR 164.528(b)(2). Other commenters<br />

stated that the adopted <strong>certification</strong> criterion should be an audit log.<br />

Response. We appreciate the thoroughness, specificity, and detail provided by<br />

many <strong>of</strong> those who commented on this <strong>certification</strong> criterion. We recognize that<br />

significant technical and policy challenges remain unresolved. Accordingly, we do not<br />

believe that the capability to account for disclosures should be a condition <strong>of</strong> <strong>certification</strong><br />

at the present time. As discussed in the beginning <strong>of</strong> the preamble <strong>of</strong> this <strong>final</strong> rule, we<br />

have decided to make this <strong>certification</strong> criterion “optional” instead <strong>of</strong> removing it.<br />

Additionally, the standard will remain unchanged as currently worded and as applicable<br />

to the <strong>certification</strong> criterion to provide guidance to Complete EHR and EHR Module<br />

developers that choose to adopt this capability at this time. As an optional <strong>certification</strong><br />

criterion, though, Complete EHR or EHR Module will not be required to possess the<br />

capability for <strong>certification</strong>. As we stated previously in the Interim Final Rule, we plan to<br />

work collaboratively with the Office for Civil Rights (OCR) as it develops the regulatory<br />

policy related to this requirement. We anticipate updating this <strong>certification</strong> criterion and<br />

the related standard in a future rulemaking to reflect OCR’s <strong>final</strong> policies regarding<br />

accounting <strong>of</strong> disclosures.<br />

Comment. Several commenters requested that we clarify what is meant by a<br />

“description <strong>of</strong> the disclosure.” Some commenters noted that it would not be possible to<br />

include these descriptions in an accounting without code sets for the various types <strong>of</strong><br />

Page 123 <strong>of</strong> 228

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