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Sorted by Commenter - Ethics - State of California

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No. <strong>Commenter</strong> Position 1<br />

29 National Association <strong>of</strong><br />

Criminal Defense Lawyers<br />

(John Wesley Hall)<br />

Comment<br />

on Behalf<br />

<strong>of</strong> Group?<br />

Rule 1.5 Fees for Legal Services.<br />

[<strong>Sorted</strong> <strong>by</strong> <strong>Commenter</strong>]<br />

Rule<br />

Paragraph<br />

RRC - 4-200 1-5 - Public Comment Chart - By <strong>Commenter</strong> - DFT3.1 (10-21-09)RD-KEM-AT-RD.doc<br />

Comment RRC Response<br />

attorney to work on other matters.<br />

Funds held in trust accounts may be subject<br />

to seizure, preventing the attorney from being<br />

compensated adequately for work performed.<br />

Rule 4-200 provides enough protection for<br />

clients.<br />

D Flat fee agreements are the most commonly<br />

used form <strong>of</strong> retainer in criminal cases, and<br />

they are critical to enabling clients <strong>of</strong> lesser<br />

means to retain defense counsel.<br />

Lawyers can seldom determine the exact<br />

potential length <strong>of</strong> a matter and clients <strong>of</strong><br />

limited means cannot afford to pay a<br />

refundable retainer large enough to assure<br />

counsel a fair hourly rate.<br />

Legitimacy <strong>of</strong> non-refundable fees should<br />

payment for those services and may be paid<br />

in whole or in part in advance <strong>of</strong> the lawyer<br />

providing the services. If agreed to in<br />

advance in a writing signed <strong>by</strong> the client, a<br />

flat fee is the lawyer’s property on receipt.<br />

The written fee agreement shall, in a<br />

manner that can easily be understood <strong>by</strong><br />

the client, include the following: (i) the scope<br />

<strong>of</strong> the services to be provided; (ii) the total<br />

amount <strong>of</strong> the fee and the terms <strong>of</strong><br />

payment; (iii) that the fee is the lawyer’s<br />

property immediately on receipt; (iv) that the<br />

fee agreement does not alter the client’s<br />

right to terminate the client-lawyer<br />

relationship; and (v) that the client may be<br />

entitled to a refund <strong>of</strong> a portion <strong>of</strong> the fee if<br />

the agreed-upon legal services have not<br />

been completed.<br />

To address the commenter’s concerns but still<br />

provide for enhanced client protection, the<br />

Commission revised the approach to advance fee<br />

payments in paragraph (e) <strong>of</strong> the Rule to provide as<br />

follows:<br />

(2) a lawyer may charge a flat fee for specified<br />

legal services, which constitutes complete<br />

payment for those services and may be paid<br />

in whole or in part in advance <strong>of</strong> the lawyer<br />

providing the services. If agreed to in<br />

advance in a writing signed <strong>by</strong> the client, a<br />

273

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