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Sorted by Commenter - Ethics - State of California

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ABA Model Rule<br />

Rule 1.5 Fees<br />

Commission’s Proposed Rule *<br />

Rule 1.5 Fees for Legal Services<br />

scope <strong>of</strong> the services to be provided; (ii)<br />

the total amount <strong>of</strong> the fee and the terms<br />

<strong>of</strong> payment; (iii) that the fee is the lawyer's<br />

property immediately on receipt; (iv) that<br />

the fee agreement does not alter the<br />

client's right to terminate the client-lawyer<br />

relationship; and (v) that the client may be<br />

entitled to a refund <strong>of</strong> a portion <strong>of</strong> the fee if<br />

the agreed-upon legal services have not<br />

been completed.<br />

(f) A lawyer shall not make a material<br />

modification to an agreement <strong>by</strong> which the<br />

lawyer is retained <strong>by</strong> the client that is adverse<br />

to the client's interests unless the client is<br />

either represented with respect to the<br />

modification <strong>by</strong> an independent lawyer or is<br />

advised in writing <strong>by</strong> the lawyer to seek the<br />

advice <strong>of</strong> an independent lawyer <strong>of</strong> the client's<br />

choice and is given a reasonable opportunity<br />

to seek that advice.<br />

Explanation <strong>of</strong> Changes to the ABA Model Rule<br />

romanettes in the subparagraph will operate to prevent abuses <strong>of</strong><br />

the flat fee exception and avoid the problems envisioned <strong>by</strong> the<br />

defense bar. As with subparagraph (1), much <strong>of</strong> the language<br />

used in subparagraph (2) is derived from Washington Rule 1.5(f).<br />

See the Public Comment chart for a complete list <strong>of</strong> the members<br />

<strong>of</strong> the <strong>California</strong> criminal defense bar who submitted public<br />

comment on proposed Rule 1.5.<br />

Paragraph (f) addresses fee agreement modifications that occur<br />

during the course <strong>of</strong> a representation. Paragraph (f) has no<br />

counterpart in the Model Rule and was adopted <strong>by</strong> the Board <strong>of</strong><br />

Governors based upon a recommendation <strong>of</strong> a minority <strong>of</strong> the<br />

Commission. In response to Board member concerns about the<br />

Commission’s initial proposal for limited applicability <strong>of</strong> Rule 1.8.1<br />

to fee agreement modifications, paragraph (f) was drafted and<br />

garnered the support <strong>of</strong> a minority <strong>of</strong> the Commission. The<br />

minority drafted paragraph (f) to afford new public protection <strong>by</strong><br />

prohibiting a lawyer from making a material fee agreement<br />

modification that is adverse to a client’s interests unless: (1) the<br />

client is represented <strong>by</strong> an independent lawyer regarding the<br />

modification; or (2) the lawyer advises the client in writing to seek<br />

the advice <strong>of</strong> an independent lawyer and is provided a reasonable<br />

opportunity to do so. Fee agreement modifications that are not<br />

adverse to a client’s interests are not prohibited <strong>by</strong> paragraph (f)<br />

and, in this regard, there are new comments that provide guidance<br />

for applying the rule. See also Explanation <strong>of</strong> Changes for<br />

Comments [3] – [3C].<br />

RRC - 4-200 1-5 - Compare - Rule Comment Explanation - DFT5 1 (02-08-10)KEM-ML-RD-KEM.doc {Note: Green/Italic text in the middle column indicates Model Rule text that has been moved rather than stricken.}<br />

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