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1504.05 MANUAL OF PATENT EXAMINING PROCEDURE<br />

Unlike a utility patent application, which can contain<br />

plural claims directed to plural inventions, a<br />

design patent application may only have a single<br />

claim and thus must be limited to patentably indistinct<br />

designs. <strong>The</strong>ref<strong>or</strong>e, the examiner willrequire restriction<br />

in each design application which contains m<strong>or</strong>e<br />

than one patentably distinct design.<br />

Restriction will be required under 35 U.S.C.121 if<br />

a design patent application discloses multiple designs<br />

that are either independent <strong>or</strong> patentably distinct from<br />

each other and cannot be supp<strong>or</strong>ted by a single claim.<br />

<strong>The</strong> issue of whether a search and examination of an<br />

entire application can be made without serious burden<br />

to an examiner (as noted in MPEP § 803) is not applicable<br />

to design applications when determining<br />

whether a restriction requirement should be made. If<br />

multiple designs are held to be patentably indistinct<br />

and can be covered by a single claim, any rejection of<br />

one over pri<strong>or</strong> art will apply equally tei all. Ex parte<br />

Appeal No. 315·40, 152 USPQ 71 (Bd. App. 1965).<br />

I. INDEPENDENT INVENTIONS<br />

Design inventions are independent if there is no<br />

apparent relationship between two <strong>or</strong> m<strong>or</strong>e disparate<br />

articles disclosed in the drawings; f<strong>or</strong> example,a pair<br />

of eyeglasses and a do<strong>or</strong> handle; a bicycle and a camera;<br />

an automobile and a bathtub. Also note examples<br />

in MPEP § 806.04. Restriction in such cases is<br />

clearly proper. This situation may be rarely presented<br />

since design patent applications are seldom filed containing<br />

disclosures of independent articles.<br />

II. DISTINCT INVENTIONS<br />

Design inventions are distinct if the overall appearance<br />

of two <strong>or</strong> m<strong>or</strong>e embodiments of an article as disclosed<br />

in the drawings are different in appearance <strong>or</strong><br />

scope; f<strong>or</strong> example, two embodiments of'.abrush, and<br />

their appearances are patentable (novel and unobvious)<br />

over each other. Restriction in such cases is also<br />

clearly proper. Distinct designs may constitute either<br />

multiple embodiments of the same article <strong>or</strong> they may<br />

be related as a combination and subcombination of<br />

the overall design. In addition, applications that<br />

include one <strong>or</strong> m<strong>or</strong>e embodiments disclosing all surfaces<br />

of an article as well as other embodiments disclosing<br />

only a p<strong>or</strong>tion of an article must be evaluated<br />

to determine whether the differences in scope patentably<br />

distinguish the overall appearance of the fully<br />

August 2001<br />

1500-34<br />

disclosed embodiments over the partially disclosed<br />

embodiments. If the differences in scope between the<br />

embodiments render them patentably distinct, then<br />

restriction would be proper. In determining the question<br />

of patentable distinctness under 35 U.S.c. 121 in<br />

a design patent application, a search of the pri<strong>or</strong> art<br />

may be necessary.<br />

A. Multiple Embodiments » Difference in Appearance<br />

It is permissible toillustrate m<strong>or</strong>e than one embodiment<br />

of a design invention in a single application.<br />

However, such embodiments may be presented only if<br />

they involve a single inventive concept and are not<br />

patentably distinct from one another. See In re Rubinfield,<br />

270 F.2d 391, 123 USPQ 210 (CCPA 1959).<br />

Embodiments that are patentably distinct over one<br />

another do not constitute a single inventive concept<br />

and thus may not be included in the same design<br />

application. In re Platner, 155USPQ 222 (Comm'r<br />

Pat. 1967). <strong>The</strong> disclosure of plural embodiments<br />

does not require <strong>or</strong> justify m<strong>or</strong>e than a single claim,<br />

which claim must be in the f<strong>or</strong>mal terms stated in<br />

MPEP § 1503.03. <strong>The</strong> specification should make<br />

clear that multiple embodiments are disclosed and<br />

should particularize the differences between the<br />

embodiments. If the disclosure of any embodiment<br />

relies on the disclosure of another embodiment f<strong>or</strong><br />

completeness to satisfy the requirements of 35 U.S.c.<br />

112, first paragraph, the differences between the<br />

embodiments must be identified either in the figure<br />

descriptions <strong>or</strong> by way of a special description in the<br />

specification of the application as filed. F<strong>or</strong> example,<br />

the second embodiment of a cabinet discloses a single<br />

view showing only the difference in the front do<strong>or</strong> of<br />

the cabinet of the first embodiment; the figure<br />

description should state that this view "is a second<br />

embodiment ofFigure I, the only difference being the<br />

configuration of the do<strong>or</strong>, it being understood that all<br />

other surfaces are the same as those of the first<br />

embodiment." This type of statement in the description<br />

is understood to inc<strong>or</strong>p<strong>or</strong>ate the disclosure of the<br />

first embodiment to complete the disclosure of the<br />

second embodiment. However, in the absence of such<br />

a statement in the specification of an application as<br />

filed, the disclosure of one embodiment will n<strong>or</strong>mally<br />

not be permitted to provide antecedent basis f<strong>or</strong> any

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