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e used to supplement the general requirements f<strong>or</strong><br />

analogous art as follows:<br />

<strong>The</strong> question in design cases is not whether the<br />

references sought to be combined are in analogous arts in<br />

the mechanical sense, but-whether they are so relatedthat<br />

the appearance of certain <strong>or</strong>namental features in one<br />

would suggest the application of those features" to the<br />

other.<br />

Thus, if the problem is merely one of giving an attractive<br />

appearance toasurface, it is immaterial whether the<br />

surface in question is that of wall paper, an oven do<strong>or</strong>, <strong>or</strong><br />

a piece of crockery....<br />

On the other hand, when the proposed combination of<br />

references involves material modifications of the basic<br />

f<strong>or</strong>m of one: article in view of another, 'the nature' of the:<br />

article involved is a definite fact<strong>or</strong> in determining whether<br />

the proposed change involves [patentable] invention:<br />

<strong>The</strong>ref<strong>or</strong>e, where the differences between the<br />

claimed design and the pri<strong>or</strong> art are limited to the<br />

application of <strong>or</strong>namentation to the surface of an article,<br />

any pri<strong>or</strong> art reference which discloses snbstantially<br />

the same surface <strong>or</strong>namentation would be<br />

considered analogous art. Where the differences are in<br />

the shape <strong>or</strong> f<strong>or</strong>m of the article, the natnre of the articles<br />

involved must also be considered.<br />

B. Differences Between the Pri<strong>or</strong> Art and the<br />

Claimed Design<br />

In determining patentability under 35 U.S.c.<br />

103(a), it is the overall appearance of the design that<br />

mnst be considered. In re Leslie, 547 F.2d 116, 192<br />

USPQ 427 (CCPA 1977). <strong>The</strong> mere fact that there are<br />

differences between a design and the pri<strong>or</strong> art is not<br />

alone sufficient to justify patentability. In re Lamb,<br />

286 F.2d 610, 128USPQ 539 (CCPA 1961).<br />

All differences between the claimed design and the<br />

closest pri<strong>or</strong> art reference should be identified in any<br />

rejection of the design claim under 35 U.S.c. 103(a).<br />

Ifany differences are considered de minimis <strong>or</strong> inconsequential<br />

from a design viewpoint, the rejection<br />

should so state,<br />

C. Level ofOrdinary Skill in the Art<br />

In <strong>or</strong>der to be unpatentable, 35 U.S.C. 103(a)<br />

requires that an invention must have been obvious to a<br />

designer having "<strong>or</strong>dinary skill in the art" to which<br />

the subject matter sought to be patented pertains. <strong>The</strong><br />

"level of <strong>or</strong>dinary skill in the art" from which obviousness<br />

of a design claim must be .evaluated under<br />

DESIGN PATENTS 1504.03<br />

35 U.S.C. 103(a) has been held by the courts to be the<br />

perspective of the "designer of ... articles of the types<br />

presented." In re Nalbandian, 661 F.2d 1214, 1216,<br />

211 USPQ 782, 784 (CCPA 1981); In re Carter, 673<br />

F.2d 1378,213 USPQ 625 (CCPA 1982).<br />

D. Objective Evidence of Nonobviousness<br />

(Secondary Considerations)<br />

Secondary considerations, such as commercial success<br />

and copying of the design by others, are relevant<br />

to the evaluation of obviousness of a design claim.<br />

Evidence of nonobviousness may be present at the<br />

time a prima facie case of obviousness is evaluated <strong>or</strong><br />

it may be presented in rebuttal of a pri<strong>or</strong> obviousness<br />

rejection.<br />

II. PRIMA FACIE OBVIOUSNESS<br />

Once the factual inquiries mandated under Graham<br />

v. JohnDeere Co., 383 U. S. 1, 148 USPQ 459 (1966),<br />

have been made, the examiner must determine<br />

whether they supp<strong>or</strong>t a conclusion of prima facie<br />

obviousness. To establish prima facie obviousness, all<br />

the claim limitations must be taught <strong>or</strong> suggested by<br />

the pri<strong>or</strong> art.<br />

In determining prima facie obviousness, the proper<br />

standard is whether the design would have been obvious<br />

to a designer of <strong>or</strong>dinary skill with the claimed<br />

type of article. In re Nalbandian, 661 F.2d 1214,<br />

211 USPQ 782 (CCPA 1981).<br />

As a whole, a design must be compared with something<br />

in existence, and not something brought into<br />

existence by selecting and combining features from<br />

pri<strong>or</strong> art references. In re Jennings, 182 F.2d 207,<br />

86 USPQ 68 (CCPA 1950). <strong>The</strong> "something in existence"<br />

referred to in Jennings has been defined as "....a<br />

reference...· the design characteristics ofwhich are<br />

basically the same as the claimed design...." In re<br />

Rosen, 673 F.2d 388, 391, 213 USPQ 347, 350 (CCPA<br />

1982) (the primary reference did "...not give the same<br />

visual impression..." as the design claimed but had a<br />

"...different overall appearance and aesthetic<br />

appeal...".) Hence, it is clear that "design characterise<br />

tics" means overall visnal appearance. This definition<br />

of "design characteristics" is reinf<strong>or</strong>ced in the decision<br />

of In re Harvey, 12 F.3d 1061, 1063,29 USPQ2d<br />

1206, 1208 (Fed. Cir. 1993), and is supp<strong>or</strong>ted by the<br />

earlier decisions of In re Yardley, 493 F.2d 1389, 181<br />

USPQ 331, 334 (CCPA 1974) and In re Leslie, 547<br />

1500-25 August 2001

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