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I. 35 U.S.C. 102 REJECTIONS AND ADDI­<br />

TION OF EVIDENCE SHOWING REFER­<br />

ENCE IS OPERABLE<br />

It is possible to make a 35 U.S.C. 102 rejection<br />

even if the reference does not itself teach one of <strong>or</strong>dinary<br />

skill how to practice the invention, i.e., how to<br />

make <strong>or</strong> use the article disclosed. If the reference<br />

teaches every claimed element of the article, secondary<br />

evidence, such as other patents <strong>or</strong> publications,<br />

can be cited to show public possession of the method<br />

of making and/<strong>or</strong> using. In re Donohue, 766 F.2d at<br />

533,226 USPQ at 621. See MPEP § 2131.01 f<strong>or</strong> m<strong>or</strong>e<br />

inf<strong>or</strong>mation on 35 U.S.C. 102 rejections using secondary<br />

references to show that the primary reference<br />

contains an "enabling disclosure."<br />

II. 35 U.S.C. 103 REJECTIONS AND USE OF<br />

INOPERATIVE PRIOR ART<br />

"Even if a reference discloses an inoperative<br />

device, it is pri<strong>or</strong> art f<strong>or</strong> all that it teaches." Beckman<br />

Instruments v. LKB Produkter AB, 892 F.2d 1547,<br />

1551, 13 USPQ2d 1301, 1304 (Fed. Cir. 1989).<br />

<strong>The</strong>ref<strong>or</strong>e, "a non-enabling reference may qualify-as<br />

pri<strong>or</strong> art f<strong>or</strong> the purpose of determining obviousness<br />

under 35 U.S.C. 103." Symbol Technologies Inc. v.<br />

Opticon Inc., 935 F.2d 1569, 1578, 19 USPQ2d 1241,<br />

1247 (Fed. Cir. 1991).<br />

2121.02 Compounds and Compositions ­<br />

What Constitutes Enabling Pri<strong>or</strong><br />

Art<br />

ONE OF ORDINARY SKILL IN THE ART<br />

MUST BE ABLE TO MAKE OR SYNTHESIZE<br />

Where a process f<strong>or</strong> making the compound is not<br />

developed until after the date of invention, the mere<br />

naming of a compound in a reference, without m<strong>or</strong>e,<br />

cannot constitute a description of the compound. In re<br />

Hoeksema, 399 F.2d 269, 158 USPQ 596 (CCPA<br />

1968). Note, however, that a reference is presumed<br />

operable until applicaut provides facts rebutting the<br />

presumption of operatibility. In re Sasse, 629 F.2d<br />

675, 207 USPQ 107 (CCPA 1980). <strong>The</strong>ref<strong>or</strong>e, applicant<br />

must provide evidence showing that a process f<strong>or</strong><br />

making was not known at the time of the invention.<br />

See the following paragraph f<strong>or</strong> the evidentiary standard<br />

to be applied.<br />

PATENTABILITY<br />

2121.02<br />

A REFERENCE DOES NOT CONTAIN AN "EN­<br />

ABLING DISCLOSURE" IF ATTEMPTS AT<br />

MAKING THE COMPOUND OR COMPOSI­<br />

TION WERE UNSUCCESSFUL BEFORE THE<br />

DATE OF INVENTION<br />

When a pri<strong>or</strong> art reference merely discloses the<br />

structure of the claimed compound, evidence showing<br />

that attempts to prepare that compound were unsuccessful<br />

bef<strong>or</strong>e the date of invention will be adequate<br />

to show inoperability. In re Wiggins, 488 F.2d 538,<br />

179 USPQ 421 (CCPA 1971). However, the fact that<br />

an auth<strong>or</strong> of a publication did not attempt to make the<br />

compound disclosed, without m<strong>or</strong>e, will not overcome<br />

a rejection based on that publication. In re<br />

Donohue, 766 F.2d 531, 226 USPQ 619 (Fed. Cir.<br />

1985) (In this case, the examiner had made a rejection<br />

under 35 U.S.C. 102(b) over a publication, which disclosed<br />

the claimed compound, in combination with<br />

two patents teaching a general process of making the<br />

particular class of compounds. <strong>The</strong> applicant submitted<br />

an affidavit stating that the auth<strong>or</strong>s of the publication<br />

had not actually synthesized the compound. <strong>The</strong><br />

court held that the fact that the publication's auth<strong>or</strong><br />

did not synthesize the disclosed compound was<br />

immaterial to the question of reference operability.<br />

<strong>The</strong> patents were evidence that synthesis methods<br />

were wellknown. <strong>The</strong> court distinguished Wiggins, iu<br />

which a very similar rejection was reversed. II1 Wiggins,<br />

attempts to make the compounds using the pri<strong>or</strong><br />

art methods were all unsuccessful.). Compare In re<br />

Hoeksema, 399 F.2d 269, 158 USPQ 596 (CCPA<br />

1968) (A claim to a compound was rejected over a<br />

patent to De Boer which disclosed compounds similar<br />

iu sttucture to those claimed (obvious homologs) and<br />

a process of making these compounds. Applicant<br />

responded with an affidavit by an expert named Wiley<br />

which stated that there was uo indication in the De<br />

Boer patent that the process disclosed in De Boer<br />

could be used to produce the claimed compound and<br />

that he did not believe that the process disclosed in De<br />

Boer could be adapted to the production of the<br />

claimed compound. <strong>The</strong> court held that the facts<br />

stated in this affidavit were legally sufficient to overcome<br />

the rejection and that applicant need not show<br />

that all known processes are incapable of producing<br />

the claimed compound f<strong>or</strong> this showing would be<br />

practically impossible.),<br />

2100-59 August 2001

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