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1879 MANUAL OFPATENT EXAMlNlNGPROCEDURE<br />

In the particular case where the amendment cancels<br />

claims, passages in the description <strong>or</strong> certain drawings<br />

resulting in the cancellation of an entire sheet, the<br />

amendment must be submitted in the f<strong>or</strong>m of a letter<br />

cancelling the sheet (PCT Rule 66.8(a)).<br />

Replacement sheets must be in typed f<strong>or</strong>m.<br />

Any paper submitted by the applicant, if not in the<br />

f<strong>or</strong>m of a letter, must be accompanied by a letter<br />

signed by the applicant <strong>or</strong> agent (PCT Rule 92.1). <strong>The</strong><br />

letter must draw attention to the differences between<br />

the replaced sheet and the replacement sheet.<br />

<strong>The</strong> examiner should make sure that amendments<br />

filed in acc<strong>or</strong>dance with the PCT, which are necessary<br />

to c<strong>or</strong>rect any deficiencies notified to the applicant, do<br />

not go beyond the disclosure of the international<br />

application as filed, thus violating PCT Article<br />

34(2)(b). In.other w<strong>or</strong>ds, no amendment should contain<br />

matter that cannot be substantiated by the application<br />

as <strong>or</strong>iginally filed. In a situation .where new<br />

matter is introduced by amendment.in reply to a written<br />

opinion, the international preliminary examination<br />

rep<strong>or</strong>t will be established as if the amendment had not<br />

been made, and the rep<strong>or</strong>t should so indicate. It shall<br />

also indicate the reasons why. the amendment goes<br />

beyond the disclosure (PCT Rule 70.2(c)).<br />

INTERVIEWS<br />

<strong>The</strong> examiner <strong>or</strong> applicant may, during the time<br />

limit f<strong>or</strong> reply to the written opinion, request a telephone<br />

<strong>or</strong> personal interview. Only one interview is a<br />

matter of right, whether by telephone <strong>or</strong> in person.<br />

Additional interviews may be auth<strong>or</strong>ized by the<br />

examiner in. a particular international application<br />

where such additional ..interview .may be helpful to<br />

advance the international preliminary examination<br />

procedure.<br />

All interviews of substance must be made of rec<strong>or</strong>d<br />

by using PCT/IPEAl428 Notice on Inf<strong>or</strong>mal Communication<br />

with the Applicant.<br />

When an interview is arranged, whether by telephone<br />

<strong>or</strong> in writing, and whether by the examiner <strong>or</strong><br />

by the applicant, the matters f<strong>or</strong> discussion should be<br />

stated.<br />

<strong>The</strong> rec<strong>or</strong>ds of interviews <strong>or</strong> telephone .conversations<br />

should indicate, where appropriate, whether a<br />

reply is due from the applicant <strong>or</strong> agent <strong>or</strong> whether the<br />

examiner wishes to issue an additional written opin-<br />

August2001<br />

1800-114<br />

ion <strong>or</strong> establish the international preliminary examination<br />

rep<strong>or</strong>t.<br />

If the applicant desires to reply to the written opinion,<br />

such reply must be filed within the time limit set<br />

f<strong>or</strong> reply in <strong>or</strong>der to assure consideration. No extensions<br />

to the time limit will be considered <strong>or</strong> granted. If<br />

no timely reply is received from the applicant, the<br />

international preliminary examination rep<strong>or</strong>t will be<br />

established by the examiner, treating each claim substantially<br />

as it was treated in the written opinion.<br />

Replies to the written opinion which are not filed<br />

within the time limit set but which reach the examiner<br />

bef<strong>or</strong>e the examiner takes up the application f<strong>or</strong> preparation<br />

of the final rep<strong>or</strong>t may be considered. Thus,<br />

only timely replies can be assured of consideration.<br />

<strong>The</strong> applicant may reply to the invitation referred to<br />

in Rule 66.2(c) by making amendments <strong>or</strong>, if the<br />

applicant disagrees with the opinion of the auth<strong>or</strong>ity,<br />

by submitting arguments, as the case may be, <strong>or</strong> both<br />

(peT Rule 66.3).<br />

If applicant does not reply to the written opinion,<br />

the international preliminary examination rep<strong>or</strong>t will<br />

be prepared in time f<strong>or</strong> f<strong>or</strong>wardingto the International<br />

Division in finished f<strong>or</strong>m by 27 months from the pri<strong>or</strong>ity<br />

date.<br />

1879 Preparation of the International<br />

Preliminary Examination Rep<strong>or</strong>t<br />

retArticle 35.<br />

<strong>The</strong> International Preliminary Examination Rep<strong>or</strong>t<br />

(1) <strong>The</strong> international preliminary examination rep<strong>or</strong>t shallbe<br />

established within the prescribed time limit andin the prescribed<br />

f<strong>or</strong>m.<br />

(2) <strong>The</strong> international preliminary examination rep<strong>or</strong>t shall<br />

not contain any statement on the question whether the claimed<br />

invention is <strong>or</strong> seems to be patentable <strong>or</strong> unpatentable acc<strong>or</strong>ding<br />

to any national law. It shall state,subjectto the provisions of paragraph<br />

(3), in relationto each claim, whetherthe claim appears to<br />

satisfy the criteria of novelty, inventive step (non-obviousness),<br />

and industrial applicability, as defined f<strong>or</strong> the purposes of the<br />

international preliminary examinationin Article 33(1) to·(4). <strong>The</strong><br />

statement shall be accompanied by the citation of the documents<br />

believed to supp<strong>or</strong>t the stated conclusion with such explanations<br />

as the circumstances of the case may require. <strong>The</strong> statement shall<br />

also be accompanied by such other observation as the Regulations<br />

provide f<strong>or</strong>.<br />

(3)(a)If, at the time of establishing the international preliminaryexaminationrep<strong>or</strong>t,<br />

the International Preliminary Examining<br />

Auth<strong>or</strong>ity considersthatany of the situations referred to in Article<br />

34(4)(a) exists, thatrep<strong>or</strong>t shall state this opinion andthe reasons

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