The Perceptions of the Human-Nature Relationship among Organic ...
The Perceptions of the Human-Nature Relationship among Organic ...
The Perceptions of the Human-Nature Relationship among Organic ...
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<strong>The</strong> <strong>Perceptions</strong> <strong>of</strong> <strong>the</strong> <strong>Human</strong>-<strong>Nature</strong> <strong>Relationship</strong> <strong>among</strong> <strong>Organic</strong><br />
Farmers in Minnesota 1<br />
Milena Klimek, Bernhard Freyer, Rebecca Paxton<br />
University <strong>of</strong> Natural Resources and Life Sciences, Gregor Mendel Straße 33 A-1180 Wien,<br />
Österreich.<br />
Correspondence to: Milena.klimek@boku.ac.at<br />
Keywords: <strong>Organic</strong> farming, resilience, human-nature relationships<br />
Abstract<br />
Evidence suggests that organic farmers have clear views in how <strong>the</strong>y speak about and practice<br />
<strong>the</strong>ir relationships with nature. We begin exploring this relationship through discussions with<br />
organic farmers about <strong>the</strong>ir reflections and practices <strong>of</strong> <strong>the</strong>ir individual human-nature relationships<br />
through three farmer focus groups in <strong>the</strong> Midwestern region <strong>of</strong> <strong>the</strong> US. In this preliminary paper,<br />
we identify <strong>the</strong> specific relationships between ethical frameworks and human-nature relationships,<br />
which we <strong>the</strong>n correlate to farm resiliency practices. We conclude by suggesting what<br />
consequences this might have for individual farms as well as how to proceed with this study.<br />
Introduction<br />
Farmers interpret and construct <strong>the</strong>ir relationships with nature based upon <strong>the</strong> various values that<br />
<strong>the</strong>y attach to nature (Glaeser, 2001). It is <strong>the</strong>se relationships between humans and nature in<br />
which we explore <strong>among</strong> organic farmers in Minnesota. In an age <strong>of</strong> many disturbances, some <strong>of</strong><br />
which are unprecedented in human history—i.e. climate change, resource shortage, and global<br />
financial crisis—organic farming, as a key proponent <strong>of</strong> <strong>the</strong> sustainability movement (Pugliese,<br />
2001; Rigby & Caceres, 2001; Bellon & Lamine, 2009), needs to adjust to such change, also<br />
affecting smaller scales such as at <strong>the</strong> farm level, through cultivating resilience. Farmer<br />
practices—informed from a variety <strong>of</strong> influences including <strong>the</strong>ir ethical viewpoints—can influence<br />
<strong>the</strong> resilience <strong>of</strong> <strong>the</strong>ir individual farms by enhancing <strong>the</strong> ability <strong>of</strong> an organic farm to adapt to<br />
change without jeopardizing <strong>the</strong> organic system in play. In this article we <strong>the</strong>refore examine <strong>the</strong><br />
importance <strong>of</strong> <strong>the</strong> various environmental ethical backgrounds <strong>of</strong> farmers, and how <strong>the</strong>se<br />
backgrounds influence <strong>the</strong> practices and <strong>the</strong> reflections <strong>of</strong> organic farmers.<br />
In this paper we posit that farmer’s ethical views on nature influence <strong>the</strong>ir relationship with nature,<br />
in which this understanding ultimately affects <strong>the</strong> resilience <strong>of</strong> <strong>the</strong>ir individual farms. <strong>Organic</strong><br />
agriculture can be expressed through understandings and practices in which <strong>the</strong> natural system<br />
(ecosystem) and <strong>the</strong> social system are related to each o<strong>the</strong>r (Brand & Jax, 2007). In order to<br />
recognize how <strong>the</strong>se understandings between farmer and nature are expressed and what<br />
practices are taking place we identify organic farmers’ ethical views. In understand farmers’<br />
human-nature relations resulting from <strong>the</strong>ir ethical views, we use <strong>the</strong>ir reflections and refer to <strong>the</strong>ir<br />
concrete practices. According to <strong>the</strong> preliminary framework we use in this paper, we accept<br />
normative values as part <strong>of</strong> what create <strong>the</strong>se reflections and practices. We categorize <strong>the</strong>ir<br />
relationships by using practice <strong>the</strong>ory 2— focusing on daily routines and <strong>the</strong> reproduction <strong>of</strong><br />
actions and reflections—which enable us to obtain empirical information on <strong>the</strong> relationship <strong>of</strong><br />
1 This work is in its preliminary stages, we hope that discussion will generate ideas and suggestions for analysis <strong>of</strong> a complete data set<br />
in a PhD project<br />
2 Practice <strong>The</strong>ory, originally presented by Pierre Bourdieu has been recently tackled and expanded by a whole slough <strong>of</strong> interested<br />
parties, see additionally: (Giddens, 1987; Bourdieu, 1990) and (Reckwitz, 2002)<br />
1
specific farmers and nature through <strong>the</strong>ir practices, i.e. doings and sayings. Based upon <strong>the</strong>se<br />
practices and reflections, we begin to examine how farmers’ human-nature relationships influence<br />
<strong>the</strong> resilience <strong>of</strong> <strong>the</strong>ir farms.<br />
Due in part to sets <strong>of</strong> regulations and standards, organic farmers practice and reflect upon a set<br />
<strong>of</strong> human-nature relationships that are distinct from those <strong>of</strong> non-organic farmers (Beus & Dunlap,<br />
1990). <strong>The</strong>se differences are supported by diverging understandings <strong>of</strong> how humans should<br />
interact with nature in agricultural systems, and are thus founded upon different ethical<br />
frameworks (Alrøe & Kristensen, 2000). Farmers draw upon <strong>the</strong>se human-nature relationships to<br />
form a holistic view <strong>of</strong> <strong>the</strong>ir agricultural practices and reflections (Beus & Dunlap, 1990; Abaidoo<br />
& Dickinson, 2002; De Wit & Verhoog, 2007). Current conventional agricultural ethics support <strong>the</strong><br />
objectification <strong>of</strong> nature—with increasing yield and pr<strong>of</strong>it with lower prioritization <strong>of</strong> ecosystem,<br />
animal, and even human welfare—and <strong>the</strong>refore, <strong>the</strong> separation and division <strong>of</strong> nature from<br />
society (Goodman, 1999). Since its beginnings, <strong>the</strong> organic farming movement has been defined<br />
by human-nature relationships which recognized humans’ complex interactions with nature, and<br />
<strong>the</strong>refore respected linked human-nature dependencies, such as upon <strong>the</strong> soil and o<strong>the</strong>r<br />
ecological processes (Conford, 2001). This maintenance / improvement <strong>of</strong> soil remains a core<br />
tenet <strong>of</strong> organic agriculture today, because this is believed to sustain both plants and animals<br />
(including humans) (Kalt<strong>of</strong>t, 2001).<br />
<strong>The</strong> consideration <strong>of</strong> nature in organic agriculture is influenced, to varying degrees, by <strong>the</strong> ethical<br />
and moral viewpoints <strong>of</strong> farmers, and may <strong>the</strong>refore differentiate organic agriculture from o<strong>the</strong>r<br />
similar systems (Kalt<strong>of</strong>t, 2001): <strong>the</strong> understanding <strong>of</strong> “…ecology changes our values by changing<br />
our concepts <strong>of</strong> <strong>the</strong> world and <strong>of</strong> ourselves in relation to <strong>the</strong> world” (Callicott, 1982, p. 174). <strong>The</strong><br />
organic movement adds to <strong>the</strong> agricultural system an ethical stance that moves away from an<br />
individualistic ethic, and focuses instead upon family, community and global issues; including<br />
o<strong>the</strong>r forms <strong>of</strong> life such as animals, plants and ecosystems as a whole (Alrøe & Kristensen, 2003).<br />
Such an ethical stance illustrates <strong>the</strong> important influence ethics have on farmers and <strong>the</strong>ir<br />
relationship to nature, guiding <strong>the</strong>ir practices, and to <strong>the</strong> development <strong>of</strong> organic farming<br />
(Mansfield, 2004). It is, <strong>the</strong>refore, important to understand <strong>the</strong>se specific relationships, <strong>of</strong> farmers’<br />
ethical viewpoints and how <strong>the</strong>y affect <strong>the</strong>ir relationships towards nature through practices, in<br />
detail.<br />
Even though unified under one name and assuming similar standards, organic farmers’ views <strong>of</strong><br />
human-nature relationships do vary and are <strong>of</strong>ten conflicting, as shown by <strong>the</strong> debate over<br />
organic certification for aquatic animals (Mansfield, 2004). Many farmers - as well as<br />
organizations, certifiers (e.g. Bio Austria, IFOAM, Demeter, Oregon Tilth, etc…), and consumers -<br />
develop <strong>the</strong>ir own definitions <strong>of</strong> organic which include ethics <strong>of</strong> reduced human-nature division<br />
(Greger, 2007). Thus, organic farmers’ views <strong>of</strong> nature cannot be summarized simply and<br />
coherently in a single ethical framework. Fur<strong>the</strong>rmore, organic farmers’ relations to nature<br />
frequently lead to a wide variety <strong>of</strong> <strong>of</strong>ten contradictory reflections and practices <strong>of</strong> human-nature<br />
relationships, which are composed <strong>of</strong> individual classification schemes (Kalt<strong>of</strong>t, 2001; Mansfield,<br />
2004).<br />
<strong>The</strong> various human-nature relationships, which are products <strong>of</strong> individual ethical frameworks, lead<br />
organic farmers to practice and reflect upon organic in diverse ways. <strong>The</strong> organic agricultural<br />
system <strong>the</strong>refore develops in a non-linear fashion (Goodman, 1999; Van Der Ploeg, 2000), which<br />
allows farmers <strong>the</strong> freedom to adapt to and change without jeopardizing <strong>the</strong> organic system at<br />
work and <strong>the</strong>reby maintain <strong>the</strong> resilience <strong>of</strong> individual farms (for specific resilience criteria see<br />
2
section 3.2 and Table 2). In <strong>the</strong> remainder <strong>of</strong> this article we identify <strong>the</strong> specific ethical views<br />
individual organic farmers hold about nature, which helps explain <strong>the</strong> farmers’ human-nature<br />
relationships in <strong>the</strong> form <strong>of</strong> doings and sayings. Fur<strong>the</strong>rmore, we begin to examine how this<br />
interplay generally influences <strong>the</strong> overall resilience <strong>of</strong> <strong>the</strong>ir farms.<br />
Objectives and methodology<br />
Our main objective is to learn how organic farmers reflect upon and practice <strong>the</strong>ir relationships to<br />
nature, and how this may affect <strong>the</strong> resilience <strong>of</strong> farm systems. We divide this objective into three<br />
working steps:<br />
• <strong>The</strong> identification <strong>of</strong> <strong>the</strong> ethical foundations <strong>of</strong> farmers’ human-nature relationships<br />
• <strong>The</strong> identification and interpretation <strong>of</strong> empirical cases <strong>of</strong> farmers’ doings and sayings on<br />
nature and <strong>the</strong> ethical underpinnings <strong>of</strong> <strong>the</strong>se doings and sayings.<br />
• Preliminary interpretation <strong>of</strong> farmer doings and sayings related to resilience<br />
Our working steps are as follows: Based upon a literature review, we first (in section 3) give an<br />
overview <strong>of</strong> relevant environmental ethical concepts (Table 1) and systemic resilience that serve<br />
as our <strong>the</strong>oretical background. In section 4 we present on our empirical research showing how<br />
organic farmers reflect upon and practice <strong>the</strong>ir human-nature relationships. We examine six<br />
farmers (Table 3) from farmer focus groups conducted in Minnesota, in <strong>the</strong> Midwest region <strong>of</strong> <strong>the</strong><br />
US, which were purposively chosen in order to convey a spectrum <strong>of</strong> environmental ethics. <strong>The</strong><br />
farmers’ doings and sayings were inductively analyzed using grounded <strong>the</strong>ory. Drawing upon<br />
practice <strong>the</strong>ory (Schatzki, 2010), <strong>the</strong> individual farmers’ doings and sayings were used to<br />
categorize <strong>the</strong>ir relationships with nature according to existing categories <strong>of</strong> environmental ethics<br />
(Table 4). In section 5 we begin to discuss <strong>the</strong> effects <strong>of</strong> <strong>the</strong> identified farmer-nature relationships<br />
upon <strong>the</strong> systemic resilience <strong>of</strong> <strong>the</strong> farm (Table 5), and finally in section 6 we conclude with<br />
findings and suggestions for deepening <strong>the</strong> initial findings.<br />
Identification <strong>of</strong> <strong>the</strong>oretical foundations<br />
Environmental ethical concepts<br />
In this section we provide a brief overview <strong>of</strong> four widely acknowledged Western environmental<br />
ethical concepts that are relevant for interpreting <strong>the</strong> relationships <strong>of</strong> farmers to nature (Table 1).<br />
While <strong>the</strong>re is a broader debate over <strong>the</strong> diverse interpretations <strong>of</strong> <strong>the</strong>se and o<strong>the</strong>r ethical<br />
concepts, in <strong>the</strong> context <strong>of</strong> this analysis <strong>the</strong>se four concepts <strong>of</strong>fer an important variety to interpret<br />
<strong>the</strong> main farmer-nature relationships and <strong>the</strong>ir effects upon <strong>the</strong> resilience <strong>of</strong> organic farms (Folke,<br />
2006). In <strong>the</strong> following chapters we will use <strong>the</strong>se concepts to categorize farmers’ ethics.<br />
3
Table 1. Four common human-nature relationships and how <strong>the</strong>y may be practiced in agriculture<br />
View/s <strong>of</strong> <strong>Human</strong>-<strong>Nature</strong> <strong>Relationship</strong><br />
Anthropocentric<br />
<strong>The</strong>ocentric<br />
Biocentric<br />
Eco-holism<br />
<strong>Human</strong>s take hierarchical precedence over nature; <strong>The</strong> value <strong>of</strong> nature is mainly<br />
instrumental (Nash, 1989; Elmore, 1996)<br />
<strong>Nature</strong> and all that lies within is God’s creation, and humans are to act as stewards <strong>of</strong><br />
those creations (Schaefer, 2009; Gudorf, 2012).<br />
Non-human value <strong>of</strong> nature is recognized in plants and animals (Nash, 1989; Kirchmann &<br />
Thorvaldsson, 2000)<br />
A non-anthropocentric belief, which blends ecocentrism and holism in which non-human<br />
value <strong>of</strong> nature is recognized as holistic systems i.e. ecosystems and <strong>the</strong> benefits soils<br />
and minerals have in such systems, as well as <strong>the</strong> intrinsic value <strong>of</strong> nature (Nash, 1989;<br />
Sterba, 2003; Hay, 2010)<br />
Practices <strong>of</strong> <strong>Human</strong>-<strong>Nature</strong> <strong>Relationship</strong> (In Farming)<br />
Anthropocentric Intensive systems, high-yielding crops and livestock for as little investment (time<br />
and money) as possible<br />
<strong>The</strong>ocentric Farmers need to manage God’s creation, to use but not abuse<br />
Biocentric Focuses on closing <strong>the</strong> cycle by producing own inputs and using outputs; high<br />
focus on <strong>the</strong> soil<br />
Eco-holism Closed-cycle focus; recognizing <strong>the</strong> importance <strong>of</strong> soils and diversity and<br />
integrating that in practices;, using nature as a model to grow polyculture crops<br />
and healthy animals<br />
Resilience<br />
In this section we seek to correlate <strong>the</strong> concept <strong>of</strong> resilience with specific reflections and practices<br />
<strong>of</strong> organic farmers that are based upon <strong>the</strong>ir human-nature relationships and rooted in <strong>the</strong>ir<br />
ethical frameworks. Thus, we will show how particular human-nature relationships could<br />
streng<strong>the</strong>n <strong>the</strong> resilience <strong>of</strong> an organic farm.<br />
Because <strong>of</strong> <strong>the</strong> joint history <strong>of</strong> resilience and ecological systems research, resilience has been<br />
limitedly researched in relation to farming systems, not to mention organic systems (Milestad &<br />
Darnh<strong>of</strong>er, 2003), with almost no empirical examples (exception: Milestad & Hadatsch, 2003),<br />
and not in connection to farmers’ ethical viewpoints. With this research we intend to add to <strong>the</strong><br />
few examples <strong>of</strong> <strong>the</strong>oretical organic farm resilience linked with empirical examples.<br />
Resilience is <strong>the</strong> capacity <strong>of</strong> a system to adapt to and absorb disturbances while essentially<br />
retaining <strong>the</strong> same function, structure and identity (C. Holling, 1973, 1996; Walker et al., 2002;<br />
Milestad & Darnh<strong>of</strong>er, 2003; Walker et al., 2004; Folke, 2006). Finding resilience in complex<br />
systems 3 such as organic agriculture can ensure a future more stable system by remaining<br />
flexible for possible uncertainties that are difficult to forecast. Three important features are<br />
considered to maintain stability (including flexibility) <strong>of</strong> a system during change (Carpenter et al.,<br />
2001; Walker, et al., 2002; Berkes et al., 2003; Milestad & Darnh<strong>of</strong>er, 2003; Folke, 2006):<br />
• <strong>The</strong> ability to absorb change—including <strong>the</strong> amount <strong>of</strong> change a system can handle to<br />
maintain stability<br />
• <strong>The</strong> capability <strong>of</strong> a system to self-organize and network—in which <strong>the</strong> ability to control<br />
such networking determines <strong>the</strong> fate <strong>of</strong> <strong>the</strong> system<br />
3 Systems including non-linear dynamics, thresholds, uncertainty, gradual and rapid change and <strong>the</strong>ir exchange, as well as<br />
systems that cross temporal and spatial scales (Folke, 2006).<br />
4
• Capacity building for learning and adaptation—allowing for diverse inputs <strong>of</strong> knowledge<br />
supported by feedback from <strong>the</strong>ir use<br />
Table 2 takes <strong>the</strong>se three important features in maintaining stability within a system and gives<br />
examples <strong>of</strong> each in context <strong>of</strong> farm resilience.<br />
Table 2. Three features <strong>of</strong> resiliency and examples on farm level<br />
<strong>The</strong> ability to absorb<br />
change (Carpenter, et al.,<br />
2001)<br />
Features <strong>of</strong> Farm Resiliency<br />
-Diversity: crops, animals,<br />
markets, customers<br />
(Berkes, et al., 2003)<br />
-How disturbance was<br />
handled in <strong>the</strong> past (C. S.<br />
Holling, 2001)<br />
-Innovation (here, not<br />
necessarily technological)<br />
Features <strong>of</strong> Resiliency<br />
<strong>The</strong> capability <strong>of</strong> a system to self-organize<br />
and network (Milestad & Darnh<strong>of</strong>er, 2003)<br />
-Balance <strong>of</strong> external (institutional) and internal<br />
(farmer exchange) knowledge (Morgan &<br />
Murdoch, 2000)<br />
-Marketing networks<br />
-Independence from external inputs (Milestad &<br />
Darnh<strong>of</strong>er, 2003)<br />
Capacity building for<br />
learning and adaptation<br />
(Berkes, et al., 2003; Milestad &<br />
Darnh<strong>of</strong>er, 2003)<br />
-Learning capacity<br />
-Feedback capacity<br />
In this preliminary study, we argue that ethics must be considered an underlying foundation for<br />
<strong>the</strong>se features <strong>of</strong> resilience. Farmers’ varying environmental ethics influence <strong>the</strong>ir farm practices,<br />
which in turn affect <strong>the</strong> resilience <strong>of</strong> <strong>the</strong>ir farms. Direct connections between farm practices and<br />
<strong>the</strong> above three resilience criteria are shown in Table 5.<br />
Identification <strong>of</strong> farmer doings and sayings and <strong>the</strong>ir ethical underpinnings<br />
In this chapter we describe <strong>the</strong> relationship <strong>of</strong> <strong>the</strong> six farmers to nature. All <strong>the</strong> interviewed<br />
farmers are involved with organic agriculture though not all are certified organic. One farmer<br />
mixes organic and conventional practices. Similarities between <strong>the</strong> farmers’ practices and<br />
reflections (see Table 3), rooted in <strong>the</strong>ir human-nature relationships, and <strong>the</strong> four common<br />
western ethical views (see Table 4) introduced in section 3 are examined.<br />
Table 4 is examined using practice <strong>the</strong>ory as a <strong>the</strong>oretical framework to understand <strong>the</strong> ethical<br />
orientations <strong>of</strong> <strong>the</strong>se diverse farmers through <strong>the</strong>ir doings (practices) and sayings (reflections).<br />
Practice <strong>the</strong>ory incorporates practical knowledge—an expression <strong>of</strong> every-day common actions,<br />
happenings, doings and sayings, which are reproduced into habitual and embodied routines,<br />
depicting human life (Warde, 2005; Schatzki, 2010). By examining our farmer focus groups<br />
through Schatzki’s (2010) notion <strong>of</strong> doings and sayings, we can see what physical practices and<br />
materialities align with farmers’ reflections <strong>of</strong> <strong>the</strong>ir ethical frameworks.<br />
5
Table 3. Farmer and farm characteristics from empirical samples<br />
Farmer Characteristics Farm Characteristics<br />
F<br />
a<br />
r<br />
m<br />
e<br />
r<br />
Age G<br />
e<br />
n<br />
d<br />
e<br />
r<br />
Years<br />
Farming<br />
A 59 M 39<br />
conventiona<br />
l<br />
B 51 M 30 overall,<br />
previously<br />
conventiona<br />
l22 certified<br />
organic<br />
C 60 M 35 years<br />
organic; 10<br />
years<br />
certified<br />
organic<br />
D 49<br />
F<br />
8 certified<br />
organic<br />
E 55 F 31 organic<br />
22 certified<br />
organic<br />
Relevant<br />
Beliefs<br />
expressed<br />
Likes to ‘mix old<br />
(technologies)<br />
with <strong>the</strong> new’<br />
e.g. green<br />
manures and<br />
highboy sprayers<br />
His Christian<br />
religion affects<br />
his practices,<br />
concerned about<br />
health,<br />
Very conscious<br />
about soils; and<br />
focused on<br />
education <strong>of</strong> <strong>the</strong><br />
public<br />
Conscious about<br />
environment,<br />
sustainability as<br />
a result <strong>of</strong> soils;<br />
and on <strong>the</strong> local<br />
farm board so<br />
that organic is<br />
represented<br />
Previously an<br />
environmental<br />
educator,<br />
integrates her<br />
ecosystems<br />
knowledge into<br />
farming<br />
F 54 F 38 organic <strong>Nature</strong> as a<br />
religion; keen on<br />
converting more<br />
land<br />
Farm<br />
size<br />
600<br />
acres<br />
250<br />
acres<br />
480<br />
acres<br />
75<br />
acres<br />
410<br />
acres<br />
100<br />
acres<br />
Type <strong>of</strong><br />
farm<br />
Row<br />
crops,<br />
Wine<br />
Row/Cash<br />
crops<br />
Converted<br />
family<br />
dairy farm<br />
to freerange<br />
beef<br />
herd<br />
Turkeys<br />
Maple<br />
syrup<br />
Vegetable<br />
s<br />
Certified<br />
<strong>Organic</strong><br />
No, uses<br />
sustainabl<br />
e practices<br />
Specific practices Markets<br />
GMOs; Heavy<br />
machinery used,<br />
participates in gov.<br />
programs which<br />
pay to leave land<br />
fallow<br />
Yes Family farm; Just<br />
meets organic<br />
standards, does<br />
not participate in<br />
gov. soil programs<br />
Yes 4 grass plus<br />
creeping alfalfa<br />
grazing mix;<br />
rotational grazing;<br />
50 head <strong>of</strong> cattle<br />
Yes Integration <strong>of</strong><br />
diversity, and small<br />
scaling, including<br />
soil conservation<br />
Dairy farm Yes Closed system,<br />
raising own stock<br />
and feed for 65<br />
milk cows,<br />
environmental<br />
buffers; smaller<br />
field sizes<br />
Vegetable<br />
s Cash<br />
crops<br />
Yes Working on<br />
educating young<br />
farmers, incubator<br />
projects<br />
Convention<br />
al<br />
Traditional<br />
outlet<br />
Cooperative<br />
stores;<br />
wholesale;<br />
restaurants<br />
Schools;<br />
farmers<br />
markets;<br />
local stores<br />
<strong>Organic</strong><br />
Valley<br />
cooperative<br />
; farmers’<br />
market<br />
Cooperative<br />
markets,<br />
road-side<br />
stand<br />
6
Table 4. <strong>Organic</strong> farmers’ reflections and practices connected to ethical views<br />
Farme<br />
r<br />
<strong>Human</strong> – <strong>Nature</strong> – Relation<br />
Supporting quote or ‘sayings’* Supporting practices or<br />
‘doings’<br />
Related<br />
Ethical<br />
concepts<br />
A<br />
“I use this technology, <strong>the</strong>se GMOs, I use round up… I<br />
ah use modern technology, I am very conservative to my<br />
approach to farming as far as ah when adopting<br />
Applies modern technological<br />
solutions to farming <strong>of</strong>ten,<br />
uses GMOs, uses some<br />
Anthropocentri<br />
c<br />
technology, I weigh <strong>the</strong> risks <strong>of</strong> bio technology versus sustainable practices such as<br />
what is it going to do for me, ultimately am I gonna gain diversity <strong>of</strong> crops, for mainly<br />
by this? and as fuel and energy prices rise, how is this what is seen as publicity and<br />
gonna change how we do things now?... I've seen this in marketing, i.e. holding a<br />
herbicides and you know, pesticides, it gets overused<br />
overused overused, and nature always wins, I mean it<br />
usually wins, it beats you…” 02:11:49-1**<br />
vineyard; focused on pr<strong>of</strong>it<br />
B<br />
“well God gave us this earth to subdue it, and by <strong>the</strong><br />
sweat <strong>of</strong> our brow we are gonna make a living <strong>of</strong>f <strong>of</strong><br />
it….my religion is very very central to my functioning on<br />
a daily basis, I believe that both God <strong>the</strong> fa<strong>the</strong>r <strong>the</strong> son<br />
Believes that God gave him<br />
<strong>the</strong> land he is working on with<br />
a role <strong>of</strong> steward, but also <strong>the</strong><br />
expectation to work it and feed<br />
<strong>The</strong>ocentric,<br />
Anthropocentri<br />
c<br />
and <strong>the</strong> holy spirit are truth… TRUTH is what I base my o<strong>the</strong>rs, he partakes in minimal<br />
farming on, that's sustainability, if its not sustainable, it’s ‘organic’ practices, not going<br />
not in God's truth.” 0:30:46-3**<br />
above and beyond normal<br />
C<br />
“…we're certified organic, I have yet to find out how long<br />
this will continue without adding fertilizer …I'm more<br />
organic regulations to care for<br />
environment or animals<br />
Rotational grazing, observes<br />
when <strong>the</strong> best time is for grass<br />
Biocentric<br />
focused on being satisfied with where we're at and to be grazed by his cattle,<br />
letting/working with mo<strong>the</strong>r nature and living with what focusing on limiting herd size;<br />
we receive from that instead <strong>of</strong> trying to climb <strong>the</strong> next environmental ideas are very<br />
mountain and get <strong>the</strong> highest yield or whatever and I centered around his farming<br />
think that it is very doable.” 0:54:47-1**<br />
system<br />
D<br />
“I think this whole idea <strong>of</strong> <strong>of</strong> organic and sustainability<br />
and community and family, its really about doing things<br />
right... Its really about doing right by people and by <strong>the</strong><br />
Using very diverse markets,<br />
diverse products and staying<br />
very connected to <strong>the</strong> organic<br />
Biocentric,<br />
Eco-holistic<br />
land and by NATURE… you have to find a way to work<br />
WITH nature to work with <strong>the</strong> natural systems and and<br />
that means as far as” human ecology and animal<br />
ecology…” 1:05:17-2**<br />
community<br />
E<br />
“…once you understand <strong>the</strong> interdependence and <strong>the</strong><br />
relationships that go on between <strong>the</strong> human resources<br />
Has a naturalist background<br />
and applied this when taking<br />
Eco-holistic<br />
and <strong>the</strong> natural resource base that’s at <strong>the</strong> foundation <strong>of</strong> over her fa<strong>the</strong>r-in-law’s farm<br />
our food system, really all those o<strong>the</strong>r pieces <strong>of</strong> organic looking at how natural systems<br />
aren't so critical to me anymore because you're talking work and how to farm with<br />
about your food and your water and you're talking about <strong>the</strong>m; she also started many<br />
social health and animal well being and ALL <strong>of</strong> those community efforts such as a<br />
things that are at <strong>the</strong> core <strong>of</strong> organic…” 2:07:39-2** co-op and farmers’ market<br />
F<br />
“I am totally behind organic, but what I really care about<br />
is environment… I had a strong relationship with <strong>the</strong> wild<br />
Changing crop land into<br />
perennial pasture, bringing it<br />
Eco-holistic<br />
crops that grew on any land that I was near as a child… ‘back to nature’, sharing<br />
that I think I really developed nature as a religion for expertise and environmental<br />
myself as a young child.” 1:27:45-2**<br />
*Selected representative reference quote<br />
values and work ethic with<br />
o<strong>the</strong>rs interested<br />
**Three focus groups were conducted, recorded and transcribed. <strong>The</strong> time noted here corresponds to <strong>the</strong> point in time in<br />
which <strong>the</strong> quote was taken from its various focus group. Focus group 1, conducted on February 11th, 2011 in Minnesota.<br />
Focus group 2, conducted on February 28th, 2011 in Minnesota. Focus group 3, conducted on March 2nd, 2011 in<br />
Minnesota.<br />
Interpretation <strong>of</strong> farmer doings and sayings related to resilience<br />
Table 4 allows comparison <strong>of</strong> different farmers and farm characteristics <strong>of</strong> <strong>the</strong> six cases, which<br />
used with a representative ‘saying’ and a summary <strong>of</strong> ‘doings’ from each farmer, was able to help<br />
identify which ethical concept each farmer correlates to. This information and identification aids in<br />
determining <strong>the</strong> connection <strong>of</strong> <strong>the</strong> ethical views <strong>of</strong> farmers and <strong>the</strong> resiliency <strong>of</strong> <strong>the</strong>ir farms.<br />
Literature concerning resilience and farming systems are predominantly preoccupied with<br />
deepening resilience’s <strong>the</strong>oretical concepts, ra<strong>the</strong>r than it’s practical application and <strong>the</strong> analysis<br />
7
<strong>of</strong> empirical data (one exception for organic farming systems is Milestad & Hadatsch, 2003). In<br />
this initial study, however, we show an empirical connection to resilience <strong>the</strong>ory. To understand<br />
what our farmers’ doings and sayings tell us about resilience, we compare <strong>the</strong>m to <strong>the</strong> criteria<br />
important in maintaining <strong>the</strong> core stability <strong>of</strong> a system during change (see section 3.2, Table 2)<br />
(Berkes, et al., 2003; Milestad & Darnh<strong>of</strong>er, 2003). <strong>The</strong>se three features <strong>of</strong> resilience illustrate<br />
how individual farming systems, due to farmers’ specific reflections and practices rooted in <strong>the</strong>ir<br />
ethical views, differ in <strong>the</strong>ir potential for resilience.<br />
In Table 5 four farmers from our preliminary empirical study have been chosen to represent <strong>the</strong><br />
four common western ethical viewpoints described in section 3.1. We compare <strong>the</strong>se ethical<br />
concepts with concrete examples <strong>of</strong> practices to <strong>the</strong> resiliency features <strong>of</strong> Table 2, in which <strong>the</strong><br />
three features <strong>of</strong> resiliency are broken down into criteria that are applicable to individual farms.<br />
We use <strong>the</strong> comparison <strong>of</strong> <strong>the</strong>se practices and <strong>the</strong> criteria <strong>of</strong> Table 2 to illustrate <strong>the</strong> diversity <strong>of</strong><br />
resilience <strong>among</strong> organic farmers due to environmental ethics, which determines <strong>the</strong> type <strong>of</strong><br />
ethical viewpoint that leads to <strong>the</strong> most resilient system.<br />
Table 5. Connecting farmers’ environmental ethics to farm resilience through practices and<br />
reflections<br />
Example from<br />
Farmers<br />
Anthropocentric<br />
(Farmer A)<br />
<strong>The</strong>ocentric<br />
(Farmer B)<br />
Biocentric<br />
(Farmer C)<br />
Eco-holistic<br />
(Farmer F)<br />
Features <strong>of</strong> Resilience<br />
<strong>The</strong> ability to absorb change <strong>The</strong> capability <strong>of</strong> a system<br />
to self-organize and<br />
network<br />
Reduced diversity in crops and markets,<br />
no animals; uses high-tech machinery—<br />
not linked to innovation systems<br />
Little diversity, only row-crops; not<br />
involved in new innovations<br />
Diversity is high with a rotating grazing<br />
herd <strong>of</strong> beef cattle, and many acres <strong>of</strong><br />
grass/legume mixes and also feed crops;<br />
Disturbance from dairy farm to beef herd<br />
handled well; innovation high<br />
A diversity crops as well as markets;<br />
Housing development pushed <strong>the</strong>m from<br />
<strong>the</strong>ir family farm, and an oil pipeline<br />
threatened <strong>the</strong>ir second—disturbance was<br />
handled with remarkable outcomes;<br />
innovation is high with farmer incubator<br />
programs, working with cooperatives on<br />
<strong>the</strong> farm and buying more land to<br />
regenerate past ecological systems<br />
Limited marketing network;<br />
Dependent an inputs for<br />
GMO crops<br />
Limited marketing network;<br />
less external inputs<br />
Involved in high farmer<br />
exchange <strong>of</strong> knowledge;<br />
multiple marketing networks<br />
including local;<br />
independence from external<br />
inputs due to rotation and<br />
organic nature<br />
High farmer and institutional<br />
exchange; many marketing<br />
networks including local;<br />
independent from external<br />
inputs due to crop rotation<br />
Capacity building<br />
for learning and<br />
adaptation<br />
N/A<br />
Not involved in many<br />
external groups for<br />
learning and feedback<br />
Heavily involved in<br />
external farmer,<br />
environmental and<br />
consumer groups<br />
Heavily involved in<br />
external farmer,<br />
environmental and<br />
consumer groups;<br />
leading a consulting<br />
business for organic<br />
farmers<br />
*It is important to note that we are not making general statements about different types <strong>of</strong> farming, instead <strong>the</strong>se examples<br />
represent specific cases <strong>of</strong> a small number <strong>of</strong> farms chosen from our focus groups.<br />
In connecting farmers’ ethical backgrounds to resilience, this table shows a spectrum <strong>of</strong> resilience<br />
within organic farming, in which <strong>the</strong> more anthropocentric farm holds significantly less resilience<br />
towards possible disturbances than <strong>the</strong> eco-holistic farm, due to <strong>the</strong> criteria <strong>of</strong> Table 2. This<br />
raises <strong>the</strong> question <strong>of</strong> whe<strong>the</strong>r farmers with a more anthropocentric ethical orientation are in<br />
general, part <strong>of</strong> a less resilient system. Such a system would have a lower diversity <strong>of</strong> crops and<br />
markets, poor handling <strong>of</strong> disturbance, low use <strong>of</strong> innovation, relying heavily on information from<br />
few sources, little to no local marketing networks, dependence on farm inputs, reduced learning<br />
8
capacity, and limited chances to receive feedback (see Table 2). If this is <strong>the</strong> case, <strong>the</strong>ir farms<br />
may be at risk. In contrast our data showed that those farmers with a more eco-holistic ethical<br />
orientation, were part <strong>of</strong> a highly resilient system—i.e. farms that can handle change or risk<br />
(Milestad & Darnh<strong>of</strong>er, 2003). <strong>The</strong> next steps for this research will be to deepen our <strong>the</strong>oretical<br />
and empirical understanding <strong>of</strong> <strong>the</strong> connection between ethics and resilience through fur<strong>the</strong>r case<br />
study research into farmer ethics, human-nature relationships, and practices and reflections.<br />
Conclusion<br />
In this paper we first examined various organic farmers’ human-nature relationships – shown by<br />
<strong>the</strong>ir reflections and practices - and correlated <strong>the</strong>se with different categories <strong>of</strong> environmental<br />
ethics. This was followed by a preliminary investigation <strong>of</strong> how farmers’ environmental ethical<br />
concepts are connected to <strong>the</strong> resilience <strong>of</strong> <strong>the</strong>ir individual farms. This was achieved by<br />
comparing farmers’ ethical backgrounds and practices to <strong>the</strong> resilience criteria in Table 2. <strong>The</strong><br />
initial results showed that organic farms tended to be less resilient in times <strong>of</strong> change or<br />
disturbance when <strong>the</strong>ir ethical backgrounds are anthropocentric, and meet more <strong>of</strong> <strong>the</strong> resilience<br />
criteria as <strong>the</strong>y approach an eco-holistic ethical stance.<br />
This study recognizes <strong>the</strong> importance <strong>of</strong> farmers’ environmental ethical backgrounds in forming<br />
farmers’ doings and sayings, through which farm resilience is enhanced or lessened. However<br />
this study is a preliminary exploration <strong>of</strong> <strong>the</strong>se relationships and <strong>the</strong>ir importance for <strong>the</strong> resilience<br />
<strong>of</strong> farms and possibly <strong>the</strong> organic movement as a whole. This study found initial evidence <strong>of</strong> <strong>the</strong><br />
impact <strong>of</strong> human-nature relationships upon farm resilience, and we <strong>the</strong>refore look to deepen and<br />
streng<strong>the</strong>n our understanding <strong>of</strong> this relationship as this research progresses.<br />
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