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<strong>The</strong> <strong>Perceptions</strong> <strong>of</strong> <strong>the</strong> <strong>Human</strong>-<strong>Nature</strong> <strong>Relationship</strong> <strong>among</strong> <strong>Organic</strong><br />

Farmers in Minnesota 1<br />

Milena Klimek, Bernhard Freyer, Rebecca Paxton<br />

University <strong>of</strong> Natural Resources and Life Sciences, Gregor Mendel Straße 33 A-1180 Wien,<br />

Österreich.<br />

Correspondence to: Milena.klimek@boku.ac.at<br />

Keywords: <strong>Organic</strong> farming, resilience, human-nature relationships<br />

Abstract<br />

Evidence suggests that organic farmers have clear views in how <strong>the</strong>y speak about and practice<br />

<strong>the</strong>ir relationships with nature. We begin exploring this relationship through discussions with<br />

organic farmers about <strong>the</strong>ir reflections and practices <strong>of</strong> <strong>the</strong>ir individual human-nature relationships<br />

through three farmer focus groups in <strong>the</strong> Midwestern region <strong>of</strong> <strong>the</strong> US. In this preliminary paper,<br />

we identify <strong>the</strong> specific relationships between ethical frameworks and human-nature relationships,<br />

which we <strong>the</strong>n correlate to farm resiliency practices. We conclude by suggesting what<br />

consequences this might have for individual farms as well as how to proceed with this study.<br />

Introduction<br />

Farmers interpret and construct <strong>the</strong>ir relationships with nature based upon <strong>the</strong> various values that<br />

<strong>the</strong>y attach to nature (Glaeser, 2001). It is <strong>the</strong>se relationships between humans and nature in<br />

which we explore <strong>among</strong> organic farmers in Minnesota. In an age <strong>of</strong> many disturbances, some <strong>of</strong><br />

which are unprecedented in human history—i.e. climate change, resource shortage, and global<br />

financial crisis—organic farming, as a key proponent <strong>of</strong> <strong>the</strong> sustainability movement (Pugliese,<br />

2001; Rigby & Caceres, 2001; Bellon & Lamine, 2009), needs to adjust to such change, also<br />

affecting smaller scales such as at <strong>the</strong> farm level, through cultivating resilience. Farmer<br />

practices—informed from a variety <strong>of</strong> influences including <strong>the</strong>ir ethical viewpoints—can influence<br />

<strong>the</strong> resilience <strong>of</strong> <strong>the</strong>ir individual farms by enhancing <strong>the</strong> ability <strong>of</strong> an organic farm to adapt to<br />

change without jeopardizing <strong>the</strong> organic system in play. In this article we <strong>the</strong>refore examine <strong>the</strong><br />

importance <strong>of</strong> <strong>the</strong> various environmental ethical backgrounds <strong>of</strong> farmers, and how <strong>the</strong>se<br />

backgrounds influence <strong>the</strong> practices and <strong>the</strong> reflections <strong>of</strong> organic farmers.<br />

In this paper we posit that farmer’s ethical views on nature influence <strong>the</strong>ir relationship with nature,<br />

in which this understanding ultimately affects <strong>the</strong> resilience <strong>of</strong> <strong>the</strong>ir individual farms. <strong>Organic</strong><br />

agriculture can be expressed through understandings and practices in which <strong>the</strong> natural system<br />

(ecosystem) and <strong>the</strong> social system are related to each o<strong>the</strong>r (Brand & Jax, 2007). In order to<br />

recognize how <strong>the</strong>se understandings between farmer and nature are expressed and what<br />

practices are taking place we identify organic farmers’ ethical views. In understand farmers’<br />

human-nature relations resulting from <strong>the</strong>ir ethical views, we use <strong>the</strong>ir reflections and refer to <strong>the</strong>ir<br />

concrete practices. According to <strong>the</strong> preliminary framework we use in this paper, we accept<br />

normative values as part <strong>of</strong> what create <strong>the</strong>se reflections and practices. We categorize <strong>the</strong>ir<br />

relationships by using practice <strong>the</strong>ory 2— focusing on daily routines and <strong>the</strong> reproduction <strong>of</strong><br />

actions and reflections—which enable us to obtain empirical information on <strong>the</strong> relationship <strong>of</strong><br />

1 This work is in its preliminary stages, we hope that discussion will generate ideas and suggestions for analysis <strong>of</strong> a complete data set<br />

in a PhD project<br />

2 Practice <strong>The</strong>ory, originally presented by Pierre Bourdieu has been recently tackled and expanded by a whole slough <strong>of</strong> interested<br />

parties, see additionally: (Giddens, 1987; Bourdieu, 1990) and (Reckwitz, 2002)<br />

1


specific farmers and nature through <strong>the</strong>ir practices, i.e. doings and sayings. Based upon <strong>the</strong>se<br />

practices and reflections, we begin to examine how farmers’ human-nature relationships influence<br />

<strong>the</strong> resilience <strong>of</strong> <strong>the</strong>ir farms.<br />

Due in part to sets <strong>of</strong> regulations and standards, organic farmers practice and reflect upon a set<br />

<strong>of</strong> human-nature relationships that are distinct from those <strong>of</strong> non-organic farmers (Beus & Dunlap,<br />

1990). <strong>The</strong>se differences are supported by diverging understandings <strong>of</strong> how humans should<br />

interact with nature in agricultural systems, and are thus founded upon different ethical<br />

frameworks (Alrøe & Kristensen, 2000). Farmers draw upon <strong>the</strong>se human-nature relationships to<br />

form a holistic view <strong>of</strong> <strong>the</strong>ir agricultural practices and reflections (Beus & Dunlap, 1990; Abaidoo<br />

& Dickinson, 2002; De Wit & Verhoog, 2007). Current conventional agricultural ethics support <strong>the</strong><br />

objectification <strong>of</strong> nature—with increasing yield and pr<strong>of</strong>it with lower prioritization <strong>of</strong> ecosystem,<br />

animal, and even human welfare—and <strong>the</strong>refore, <strong>the</strong> separation and division <strong>of</strong> nature from<br />

society (Goodman, 1999). Since its beginnings, <strong>the</strong> organic farming movement has been defined<br />

by human-nature relationships which recognized humans’ complex interactions with nature, and<br />

<strong>the</strong>refore respected linked human-nature dependencies, such as upon <strong>the</strong> soil and o<strong>the</strong>r<br />

ecological processes (Conford, 2001). This maintenance / improvement <strong>of</strong> soil remains a core<br />

tenet <strong>of</strong> organic agriculture today, because this is believed to sustain both plants and animals<br />

(including humans) (Kalt<strong>of</strong>t, 2001).<br />

<strong>The</strong> consideration <strong>of</strong> nature in organic agriculture is influenced, to varying degrees, by <strong>the</strong> ethical<br />

and moral viewpoints <strong>of</strong> farmers, and may <strong>the</strong>refore differentiate organic agriculture from o<strong>the</strong>r<br />

similar systems (Kalt<strong>of</strong>t, 2001): <strong>the</strong> understanding <strong>of</strong> “…ecology changes our values by changing<br />

our concepts <strong>of</strong> <strong>the</strong> world and <strong>of</strong> ourselves in relation to <strong>the</strong> world” (Callicott, 1982, p. 174). <strong>The</strong><br />

organic movement adds to <strong>the</strong> agricultural system an ethical stance that moves away from an<br />

individualistic ethic, and focuses instead upon family, community and global issues; including<br />

o<strong>the</strong>r forms <strong>of</strong> life such as animals, plants and ecosystems as a whole (Alrøe & Kristensen, 2003).<br />

Such an ethical stance illustrates <strong>the</strong> important influence ethics have on farmers and <strong>the</strong>ir<br />

relationship to nature, guiding <strong>the</strong>ir practices, and to <strong>the</strong> development <strong>of</strong> organic farming<br />

(Mansfield, 2004). It is, <strong>the</strong>refore, important to understand <strong>the</strong>se specific relationships, <strong>of</strong> farmers’<br />

ethical viewpoints and how <strong>the</strong>y affect <strong>the</strong>ir relationships towards nature through practices, in<br />

detail.<br />

Even though unified under one name and assuming similar standards, organic farmers’ views <strong>of</strong><br />

human-nature relationships do vary and are <strong>of</strong>ten conflicting, as shown by <strong>the</strong> debate over<br />

organic certification for aquatic animals (Mansfield, 2004). Many farmers - as well as<br />

organizations, certifiers (e.g. Bio Austria, IFOAM, Demeter, Oregon Tilth, etc…), and consumers -<br />

develop <strong>the</strong>ir own definitions <strong>of</strong> organic which include ethics <strong>of</strong> reduced human-nature division<br />

(Greger, 2007). Thus, organic farmers’ views <strong>of</strong> nature cannot be summarized simply and<br />

coherently in a single ethical framework. Fur<strong>the</strong>rmore, organic farmers’ relations to nature<br />

frequently lead to a wide variety <strong>of</strong> <strong>of</strong>ten contradictory reflections and practices <strong>of</strong> human-nature<br />

relationships, which are composed <strong>of</strong> individual classification schemes (Kalt<strong>of</strong>t, 2001; Mansfield,<br />

2004).<br />

<strong>The</strong> various human-nature relationships, which are products <strong>of</strong> individual ethical frameworks, lead<br />

organic farmers to practice and reflect upon organic in diverse ways. <strong>The</strong> organic agricultural<br />

system <strong>the</strong>refore develops in a non-linear fashion (Goodman, 1999; Van Der Ploeg, 2000), which<br />

allows farmers <strong>the</strong> freedom to adapt to and change without jeopardizing <strong>the</strong> organic system at<br />

work and <strong>the</strong>reby maintain <strong>the</strong> resilience <strong>of</strong> individual farms (for specific resilience criteria see<br />

2


section 3.2 and Table 2). In <strong>the</strong> remainder <strong>of</strong> this article we identify <strong>the</strong> specific ethical views<br />

individual organic farmers hold about nature, which helps explain <strong>the</strong> farmers’ human-nature<br />

relationships in <strong>the</strong> form <strong>of</strong> doings and sayings. Fur<strong>the</strong>rmore, we begin to examine how this<br />

interplay generally influences <strong>the</strong> overall resilience <strong>of</strong> <strong>the</strong>ir farms.<br />

Objectives and methodology<br />

Our main objective is to learn how organic farmers reflect upon and practice <strong>the</strong>ir relationships to<br />

nature, and how this may affect <strong>the</strong> resilience <strong>of</strong> farm systems. We divide this objective into three<br />

working steps:<br />

• <strong>The</strong> identification <strong>of</strong> <strong>the</strong> ethical foundations <strong>of</strong> farmers’ human-nature relationships<br />

• <strong>The</strong> identification and interpretation <strong>of</strong> empirical cases <strong>of</strong> farmers’ doings and sayings on<br />

nature and <strong>the</strong> ethical underpinnings <strong>of</strong> <strong>the</strong>se doings and sayings.<br />

• Preliminary interpretation <strong>of</strong> farmer doings and sayings related to resilience<br />

Our working steps are as follows: Based upon a literature review, we first (in section 3) give an<br />

overview <strong>of</strong> relevant environmental ethical concepts (Table 1) and systemic resilience that serve<br />

as our <strong>the</strong>oretical background. In section 4 we present on our empirical research showing how<br />

organic farmers reflect upon and practice <strong>the</strong>ir human-nature relationships. We examine six<br />

farmers (Table 3) from farmer focus groups conducted in Minnesota, in <strong>the</strong> Midwest region <strong>of</strong> <strong>the</strong><br />

US, which were purposively chosen in order to convey a spectrum <strong>of</strong> environmental ethics. <strong>The</strong><br />

farmers’ doings and sayings were inductively analyzed using grounded <strong>the</strong>ory. Drawing upon<br />

practice <strong>the</strong>ory (Schatzki, 2010), <strong>the</strong> individual farmers’ doings and sayings were used to<br />

categorize <strong>the</strong>ir relationships with nature according to existing categories <strong>of</strong> environmental ethics<br />

(Table 4). In section 5 we begin to discuss <strong>the</strong> effects <strong>of</strong> <strong>the</strong> identified farmer-nature relationships<br />

upon <strong>the</strong> systemic resilience <strong>of</strong> <strong>the</strong> farm (Table 5), and finally in section 6 we conclude with<br />

findings and suggestions for deepening <strong>the</strong> initial findings.<br />

Identification <strong>of</strong> <strong>the</strong>oretical foundations<br />

Environmental ethical concepts<br />

In this section we provide a brief overview <strong>of</strong> four widely acknowledged Western environmental<br />

ethical concepts that are relevant for interpreting <strong>the</strong> relationships <strong>of</strong> farmers to nature (Table 1).<br />

While <strong>the</strong>re is a broader debate over <strong>the</strong> diverse interpretations <strong>of</strong> <strong>the</strong>se and o<strong>the</strong>r ethical<br />

concepts, in <strong>the</strong> context <strong>of</strong> this analysis <strong>the</strong>se four concepts <strong>of</strong>fer an important variety to interpret<br />

<strong>the</strong> main farmer-nature relationships and <strong>the</strong>ir effects upon <strong>the</strong> resilience <strong>of</strong> organic farms (Folke,<br />

2006). In <strong>the</strong> following chapters we will use <strong>the</strong>se concepts to categorize farmers’ ethics.<br />

3


Table 1. Four common human-nature relationships and how <strong>the</strong>y may be practiced in agriculture<br />

View/s <strong>of</strong> <strong>Human</strong>-<strong>Nature</strong> <strong>Relationship</strong><br />

Anthropocentric<br />

<strong>The</strong>ocentric<br />

Biocentric<br />

Eco-holism<br />

<strong>Human</strong>s take hierarchical precedence over nature; <strong>The</strong> value <strong>of</strong> nature is mainly<br />

instrumental (Nash, 1989; Elmore, 1996)<br />

<strong>Nature</strong> and all that lies within is God’s creation, and humans are to act as stewards <strong>of</strong><br />

those creations (Schaefer, 2009; Gudorf, 2012).<br />

Non-human value <strong>of</strong> nature is recognized in plants and animals (Nash, 1989; Kirchmann &<br />

Thorvaldsson, 2000)<br />

A non-anthropocentric belief, which blends ecocentrism and holism in which non-human<br />

value <strong>of</strong> nature is recognized as holistic systems i.e. ecosystems and <strong>the</strong> benefits soils<br />

and minerals have in such systems, as well as <strong>the</strong> intrinsic value <strong>of</strong> nature (Nash, 1989;<br />

Sterba, 2003; Hay, 2010)<br />

Practices <strong>of</strong> <strong>Human</strong>-<strong>Nature</strong> <strong>Relationship</strong> (In Farming)<br />

Anthropocentric Intensive systems, high-yielding crops and livestock for as little investment (time<br />

and money) as possible<br />

<strong>The</strong>ocentric Farmers need to manage God’s creation, to use but not abuse<br />

Biocentric Focuses on closing <strong>the</strong> cycle by producing own inputs and using outputs; high<br />

focus on <strong>the</strong> soil<br />

Eco-holism Closed-cycle focus; recognizing <strong>the</strong> importance <strong>of</strong> soils and diversity and<br />

integrating that in practices;, using nature as a model to grow polyculture crops<br />

and healthy animals<br />

Resilience<br />

In this section we seek to correlate <strong>the</strong> concept <strong>of</strong> resilience with specific reflections and practices<br />

<strong>of</strong> organic farmers that are based upon <strong>the</strong>ir human-nature relationships and rooted in <strong>the</strong>ir<br />

ethical frameworks. Thus, we will show how particular human-nature relationships could<br />

streng<strong>the</strong>n <strong>the</strong> resilience <strong>of</strong> an organic farm.<br />

Because <strong>of</strong> <strong>the</strong> joint history <strong>of</strong> resilience and ecological systems research, resilience has been<br />

limitedly researched in relation to farming systems, not to mention organic systems (Milestad &<br />

Darnh<strong>of</strong>er, 2003), with almost no empirical examples (exception: Milestad & Hadatsch, 2003),<br />

and not in connection to farmers’ ethical viewpoints. With this research we intend to add to <strong>the</strong><br />

few examples <strong>of</strong> <strong>the</strong>oretical organic farm resilience linked with empirical examples.<br />

Resilience is <strong>the</strong> capacity <strong>of</strong> a system to adapt to and absorb disturbances while essentially<br />

retaining <strong>the</strong> same function, structure and identity (C. Holling, 1973, 1996; Walker et al., 2002;<br />

Milestad & Darnh<strong>of</strong>er, 2003; Walker et al., 2004; Folke, 2006). Finding resilience in complex<br />

systems 3 such as organic agriculture can ensure a future more stable system by remaining<br />

flexible for possible uncertainties that are difficult to forecast. Three important features are<br />

considered to maintain stability (including flexibility) <strong>of</strong> a system during change (Carpenter et al.,<br />

2001; Walker, et al., 2002; Berkes et al., 2003; Milestad & Darnh<strong>of</strong>er, 2003; Folke, 2006):<br />

• <strong>The</strong> ability to absorb change—including <strong>the</strong> amount <strong>of</strong> change a system can handle to<br />

maintain stability<br />

• <strong>The</strong> capability <strong>of</strong> a system to self-organize and network—in which <strong>the</strong> ability to control<br />

such networking determines <strong>the</strong> fate <strong>of</strong> <strong>the</strong> system<br />

3 Systems including non-linear dynamics, thresholds, uncertainty, gradual and rapid change and <strong>the</strong>ir exchange, as well as<br />

systems that cross temporal and spatial scales (Folke, 2006).<br />

4


• Capacity building for learning and adaptation—allowing for diverse inputs <strong>of</strong> knowledge<br />

supported by feedback from <strong>the</strong>ir use<br />

Table 2 takes <strong>the</strong>se three important features in maintaining stability within a system and gives<br />

examples <strong>of</strong> each in context <strong>of</strong> farm resilience.<br />

Table 2. Three features <strong>of</strong> resiliency and examples on farm level<br />

<strong>The</strong> ability to absorb<br />

change (Carpenter, et al.,<br />

2001)<br />

Features <strong>of</strong> Farm Resiliency<br />

-Diversity: crops, animals,<br />

markets, customers<br />

(Berkes, et al., 2003)<br />

-How disturbance was<br />

handled in <strong>the</strong> past (C. S.<br />

Holling, 2001)<br />

-Innovation (here, not<br />

necessarily technological)<br />

Features <strong>of</strong> Resiliency<br />

<strong>The</strong> capability <strong>of</strong> a system to self-organize<br />

and network (Milestad & Darnh<strong>of</strong>er, 2003)<br />

-Balance <strong>of</strong> external (institutional) and internal<br />

(farmer exchange) knowledge (Morgan &<br />

Murdoch, 2000)<br />

-Marketing networks<br />

-Independence from external inputs (Milestad &<br />

Darnh<strong>of</strong>er, 2003)<br />

Capacity building for<br />

learning and adaptation<br />

(Berkes, et al., 2003; Milestad &<br />

Darnh<strong>of</strong>er, 2003)<br />

-Learning capacity<br />

-Feedback capacity<br />

In this preliminary study, we argue that ethics must be considered an underlying foundation for<br />

<strong>the</strong>se features <strong>of</strong> resilience. Farmers’ varying environmental ethics influence <strong>the</strong>ir farm practices,<br />

which in turn affect <strong>the</strong> resilience <strong>of</strong> <strong>the</strong>ir farms. Direct connections between farm practices and<br />

<strong>the</strong> above three resilience criteria are shown in Table 5.<br />

Identification <strong>of</strong> farmer doings and sayings and <strong>the</strong>ir ethical underpinnings<br />

In this chapter we describe <strong>the</strong> relationship <strong>of</strong> <strong>the</strong> six farmers to nature. All <strong>the</strong> interviewed<br />

farmers are involved with organic agriculture though not all are certified organic. One farmer<br />

mixes organic and conventional practices. Similarities between <strong>the</strong> farmers’ practices and<br />

reflections (see Table 3), rooted in <strong>the</strong>ir human-nature relationships, and <strong>the</strong> four common<br />

western ethical views (see Table 4) introduced in section 3 are examined.<br />

Table 4 is examined using practice <strong>the</strong>ory as a <strong>the</strong>oretical framework to understand <strong>the</strong> ethical<br />

orientations <strong>of</strong> <strong>the</strong>se diverse farmers through <strong>the</strong>ir doings (practices) and sayings (reflections).<br />

Practice <strong>the</strong>ory incorporates practical knowledge—an expression <strong>of</strong> every-day common actions,<br />

happenings, doings and sayings, which are reproduced into habitual and embodied routines,<br />

depicting human life (Warde, 2005; Schatzki, 2010). By examining our farmer focus groups<br />

through Schatzki’s (2010) notion <strong>of</strong> doings and sayings, we can see what physical practices and<br />

materialities align with farmers’ reflections <strong>of</strong> <strong>the</strong>ir ethical frameworks.<br />

5


Table 3. Farmer and farm characteristics from empirical samples<br />

Farmer Characteristics Farm Characteristics<br />

F<br />

a<br />

r<br />

m<br />

e<br />

r<br />

Age G<br />

e<br />

n<br />

d<br />

e<br />

r<br />

Years<br />

Farming<br />

A 59 M 39<br />

conventiona<br />

l<br />

B 51 M 30 overall,<br />

previously<br />

conventiona<br />

l22 certified<br />

organic<br />

C 60 M 35 years<br />

organic; 10<br />

years<br />

certified<br />

organic<br />

D 49<br />

F<br />

8 certified<br />

organic<br />

E 55 F 31 organic<br />

22 certified<br />

organic<br />

Relevant<br />

Beliefs<br />

expressed<br />

Likes to ‘mix old<br />

(technologies)<br />

with <strong>the</strong> new’<br />

e.g. green<br />

manures and<br />

highboy sprayers<br />

His Christian<br />

religion affects<br />

his practices,<br />

concerned about<br />

health,<br />

Very conscious<br />

about soils; and<br />

focused on<br />

education <strong>of</strong> <strong>the</strong><br />

public<br />

Conscious about<br />

environment,<br />

sustainability as<br />

a result <strong>of</strong> soils;<br />

and on <strong>the</strong> local<br />

farm board so<br />

that organic is<br />

represented<br />

Previously an<br />

environmental<br />

educator,<br />

integrates her<br />

ecosystems<br />

knowledge into<br />

farming<br />

F 54 F 38 organic <strong>Nature</strong> as a<br />

religion; keen on<br />

converting more<br />

land<br />

Farm<br />

size<br />

600<br />

acres<br />

250<br />

acres<br />

480<br />

acres<br />

75<br />

acres<br />

410<br />

acres<br />

100<br />

acres<br />

Type <strong>of</strong><br />

farm<br />

Row<br />

crops,<br />

Wine<br />

Row/Cash<br />

crops<br />

Converted<br />

family<br />

dairy farm<br />

to freerange<br />

beef<br />

herd<br />

Turkeys<br />

Maple<br />

syrup<br />

Vegetable<br />

s<br />

Certified<br />

<strong>Organic</strong><br />

No, uses<br />

sustainabl<br />

e practices<br />

Specific practices Markets<br />

GMOs; Heavy<br />

machinery used,<br />

participates in gov.<br />

programs which<br />

pay to leave land<br />

fallow<br />

Yes Family farm; Just<br />

meets organic<br />

standards, does<br />

not participate in<br />

gov. soil programs<br />

Yes 4 grass plus<br />

creeping alfalfa<br />

grazing mix;<br />

rotational grazing;<br />

50 head <strong>of</strong> cattle<br />

Yes Integration <strong>of</strong><br />

diversity, and small<br />

scaling, including<br />

soil conservation<br />

Dairy farm Yes Closed system,<br />

raising own stock<br />

and feed for 65<br />

milk cows,<br />

environmental<br />

buffers; smaller<br />

field sizes<br />

Vegetable<br />

s Cash<br />

crops<br />

Yes Working on<br />

educating young<br />

farmers, incubator<br />

projects<br />

Convention<br />

al<br />

Traditional<br />

outlet<br />

Cooperative<br />

stores;<br />

wholesale;<br />

restaurants<br />

Schools;<br />

farmers<br />

markets;<br />

local stores<br />

<strong>Organic</strong><br />

Valley<br />

cooperative<br />

; farmers’<br />

market<br />

Cooperative<br />

markets,<br />

road-side<br />

stand<br />

6


Table 4. <strong>Organic</strong> farmers’ reflections and practices connected to ethical views<br />

Farme<br />

r<br />

<strong>Human</strong> – <strong>Nature</strong> – Relation<br />

Supporting quote or ‘sayings’* Supporting practices or<br />

‘doings’<br />

Related<br />

Ethical<br />

concepts<br />

A<br />

“I use this technology, <strong>the</strong>se GMOs, I use round up… I<br />

ah use modern technology, I am very conservative to my<br />

approach to farming as far as ah when adopting<br />

Applies modern technological<br />

solutions to farming <strong>of</strong>ten,<br />

uses GMOs, uses some<br />

Anthropocentri<br />

c<br />

technology, I weigh <strong>the</strong> risks <strong>of</strong> bio technology versus sustainable practices such as<br />

what is it going to do for me, ultimately am I gonna gain diversity <strong>of</strong> crops, for mainly<br />

by this? and as fuel and energy prices rise, how is this what is seen as publicity and<br />

gonna change how we do things now?... I've seen this in marketing, i.e. holding a<br />

herbicides and you know, pesticides, it gets overused<br />

overused overused, and nature always wins, I mean it<br />

usually wins, it beats you…” 02:11:49-1**<br />

vineyard; focused on pr<strong>of</strong>it<br />

B<br />

“well God gave us this earth to subdue it, and by <strong>the</strong><br />

sweat <strong>of</strong> our brow we are gonna make a living <strong>of</strong>f <strong>of</strong><br />

it….my religion is very very central to my functioning on<br />

a daily basis, I believe that both God <strong>the</strong> fa<strong>the</strong>r <strong>the</strong> son<br />

Believes that God gave him<br />

<strong>the</strong> land he is working on with<br />

a role <strong>of</strong> steward, but also <strong>the</strong><br />

expectation to work it and feed<br />

<strong>The</strong>ocentric,<br />

Anthropocentri<br />

c<br />

and <strong>the</strong> holy spirit are truth… TRUTH is what I base my o<strong>the</strong>rs, he partakes in minimal<br />

farming on, that's sustainability, if its not sustainable, it’s ‘organic’ practices, not going<br />

not in God's truth.” 0:30:46-3**<br />

above and beyond normal<br />

C<br />

“…we're certified organic, I have yet to find out how long<br />

this will continue without adding fertilizer …I'm more<br />

organic regulations to care for<br />

environment or animals<br />

Rotational grazing, observes<br />

when <strong>the</strong> best time is for grass<br />

Biocentric<br />

focused on being satisfied with where we're at and to be grazed by his cattle,<br />

letting/working with mo<strong>the</strong>r nature and living with what focusing on limiting herd size;<br />

we receive from that instead <strong>of</strong> trying to climb <strong>the</strong> next environmental ideas are very<br />

mountain and get <strong>the</strong> highest yield or whatever and I centered around his farming<br />

think that it is very doable.” 0:54:47-1**<br />

system<br />

D<br />

“I think this whole idea <strong>of</strong> <strong>of</strong> organic and sustainability<br />

and community and family, its really about doing things<br />

right... Its really about doing right by people and by <strong>the</strong><br />

Using very diverse markets,<br />

diverse products and staying<br />

very connected to <strong>the</strong> organic<br />

Biocentric,<br />

Eco-holistic<br />

land and by NATURE… you have to find a way to work<br />

WITH nature to work with <strong>the</strong> natural systems and and<br />

that means as far as” human ecology and animal<br />

ecology…” 1:05:17-2**<br />

community<br />

E<br />

“…once you understand <strong>the</strong> interdependence and <strong>the</strong><br />

relationships that go on between <strong>the</strong> human resources<br />

Has a naturalist background<br />

and applied this when taking<br />

Eco-holistic<br />

and <strong>the</strong> natural resource base that’s at <strong>the</strong> foundation <strong>of</strong> over her fa<strong>the</strong>r-in-law’s farm<br />

our food system, really all those o<strong>the</strong>r pieces <strong>of</strong> organic looking at how natural systems<br />

aren't so critical to me anymore because you're talking work and how to farm with<br />

about your food and your water and you're talking about <strong>the</strong>m; she also started many<br />

social health and animal well being and ALL <strong>of</strong> those community efforts such as a<br />

things that are at <strong>the</strong> core <strong>of</strong> organic…” 2:07:39-2** co-op and farmers’ market<br />

F<br />

“I am totally behind organic, but what I really care about<br />

is environment… I had a strong relationship with <strong>the</strong> wild<br />

Changing crop land into<br />

perennial pasture, bringing it<br />

Eco-holistic<br />

crops that grew on any land that I was near as a child… ‘back to nature’, sharing<br />

that I think I really developed nature as a religion for expertise and environmental<br />

myself as a young child.” 1:27:45-2**<br />

*Selected representative reference quote<br />

values and work ethic with<br />

o<strong>the</strong>rs interested<br />

**Three focus groups were conducted, recorded and transcribed. <strong>The</strong> time noted here corresponds to <strong>the</strong> point in time in<br />

which <strong>the</strong> quote was taken from its various focus group. Focus group 1, conducted on February 11th, 2011 in Minnesota.<br />

Focus group 2, conducted on February 28th, 2011 in Minnesota. Focus group 3, conducted on March 2nd, 2011 in<br />

Minnesota.<br />

Interpretation <strong>of</strong> farmer doings and sayings related to resilience<br />

Table 4 allows comparison <strong>of</strong> different farmers and farm characteristics <strong>of</strong> <strong>the</strong> six cases, which<br />

used with a representative ‘saying’ and a summary <strong>of</strong> ‘doings’ from each farmer, was able to help<br />

identify which ethical concept each farmer correlates to. This information and identification aids in<br />

determining <strong>the</strong> connection <strong>of</strong> <strong>the</strong> ethical views <strong>of</strong> farmers and <strong>the</strong> resiliency <strong>of</strong> <strong>the</strong>ir farms.<br />

Literature concerning resilience and farming systems are predominantly preoccupied with<br />

deepening resilience’s <strong>the</strong>oretical concepts, ra<strong>the</strong>r than it’s practical application and <strong>the</strong> analysis<br />

7


<strong>of</strong> empirical data (one exception for organic farming systems is Milestad & Hadatsch, 2003). In<br />

this initial study, however, we show an empirical connection to resilience <strong>the</strong>ory. To understand<br />

what our farmers’ doings and sayings tell us about resilience, we compare <strong>the</strong>m to <strong>the</strong> criteria<br />

important in maintaining <strong>the</strong> core stability <strong>of</strong> a system during change (see section 3.2, Table 2)<br />

(Berkes, et al., 2003; Milestad & Darnh<strong>of</strong>er, 2003). <strong>The</strong>se three features <strong>of</strong> resilience illustrate<br />

how individual farming systems, due to farmers’ specific reflections and practices rooted in <strong>the</strong>ir<br />

ethical views, differ in <strong>the</strong>ir potential for resilience.<br />

In Table 5 four farmers from our preliminary empirical study have been chosen to represent <strong>the</strong><br />

four common western ethical viewpoints described in section 3.1. We compare <strong>the</strong>se ethical<br />

concepts with concrete examples <strong>of</strong> practices to <strong>the</strong> resiliency features <strong>of</strong> Table 2, in which <strong>the</strong><br />

three features <strong>of</strong> resiliency are broken down into criteria that are applicable to individual farms.<br />

We use <strong>the</strong> comparison <strong>of</strong> <strong>the</strong>se practices and <strong>the</strong> criteria <strong>of</strong> Table 2 to illustrate <strong>the</strong> diversity <strong>of</strong><br />

resilience <strong>among</strong> organic farmers due to environmental ethics, which determines <strong>the</strong> type <strong>of</strong><br />

ethical viewpoint that leads to <strong>the</strong> most resilient system.<br />

Table 5. Connecting farmers’ environmental ethics to farm resilience through practices and<br />

reflections<br />

Example from<br />

Farmers<br />

Anthropocentric<br />

(Farmer A)<br />

<strong>The</strong>ocentric<br />

(Farmer B)<br />

Biocentric<br />

(Farmer C)<br />

Eco-holistic<br />

(Farmer F)<br />

Features <strong>of</strong> Resilience<br />

<strong>The</strong> ability to absorb change <strong>The</strong> capability <strong>of</strong> a system<br />

to self-organize and<br />

network<br />

Reduced diversity in crops and markets,<br />

no animals; uses high-tech machinery—<br />

not linked to innovation systems<br />

Little diversity, only row-crops; not<br />

involved in new innovations<br />

Diversity is high with a rotating grazing<br />

herd <strong>of</strong> beef cattle, and many acres <strong>of</strong><br />

grass/legume mixes and also feed crops;<br />

Disturbance from dairy farm to beef herd<br />

handled well; innovation high<br />

A diversity crops as well as markets;<br />

Housing development pushed <strong>the</strong>m from<br />

<strong>the</strong>ir family farm, and an oil pipeline<br />

threatened <strong>the</strong>ir second—disturbance was<br />

handled with remarkable outcomes;<br />

innovation is high with farmer incubator<br />

programs, working with cooperatives on<br />

<strong>the</strong> farm and buying more land to<br />

regenerate past ecological systems<br />

Limited marketing network;<br />

Dependent an inputs for<br />

GMO crops<br />

Limited marketing network;<br />

less external inputs<br />

Involved in high farmer<br />

exchange <strong>of</strong> knowledge;<br />

multiple marketing networks<br />

including local;<br />

independence from external<br />

inputs due to rotation and<br />

organic nature<br />

High farmer and institutional<br />

exchange; many marketing<br />

networks including local;<br />

independent from external<br />

inputs due to crop rotation<br />

Capacity building<br />

for learning and<br />

adaptation<br />

N/A<br />

Not involved in many<br />

external groups for<br />

learning and feedback<br />

Heavily involved in<br />

external farmer,<br />

environmental and<br />

consumer groups<br />

Heavily involved in<br />

external farmer,<br />

environmental and<br />

consumer groups;<br />

leading a consulting<br />

business for organic<br />

farmers<br />

*It is important to note that we are not making general statements about different types <strong>of</strong> farming, instead <strong>the</strong>se examples<br />

represent specific cases <strong>of</strong> a small number <strong>of</strong> farms chosen from our focus groups.<br />

In connecting farmers’ ethical backgrounds to resilience, this table shows a spectrum <strong>of</strong> resilience<br />

within organic farming, in which <strong>the</strong> more anthropocentric farm holds significantly less resilience<br />

towards possible disturbances than <strong>the</strong> eco-holistic farm, due to <strong>the</strong> criteria <strong>of</strong> Table 2. This<br />

raises <strong>the</strong> question <strong>of</strong> whe<strong>the</strong>r farmers with a more anthropocentric ethical orientation are in<br />

general, part <strong>of</strong> a less resilient system. Such a system would have a lower diversity <strong>of</strong> crops and<br />

markets, poor handling <strong>of</strong> disturbance, low use <strong>of</strong> innovation, relying heavily on information from<br />

few sources, little to no local marketing networks, dependence on farm inputs, reduced learning<br />

8


capacity, and limited chances to receive feedback (see Table 2). If this is <strong>the</strong> case, <strong>the</strong>ir farms<br />

may be at risk. In contrast our data showed that those farmers with a more eco-holistic ethical<br />

orientation, were part <strong>of</strong> a highly resilient system—i.e. farms that can handle change or risk<br />

(Milestad & Darnh<strong>of</strong>er, 2003). <strong>The</strong> next steps for this research will be to deepen our <strong>the</strong>oretical<br />

and empirical understanding <strong>of</strong> <strong>the</strong> connection between ethics and resilience through fur<strong>the</strong>r case<br />

study research into farmer ethics, human-nature relationships, and practices and reflections.<br />

Conclusion<br />

In this paper we first examined various organic farmers’ human-nature relationships – shown by<br />

<strong>the</strong>ir reflections and practices - and correlated <strong>the</strong>se with different categories <strong>of</strong> environmental<br />

ethics. This was followed by a preliminary investigation <strong>of</strong> how farmers’ environmental ethical<br />

concepts are connected to <strong>the</strong> resilience <strong>of</strong> <strong>the</strong>ir individual farms. This was achieved by<br />

comparing farmers’ ethical backgrounds and practices to <strong>the</strong> resilience criteria in Table 2. <strong>The</strong><br />

initial results showed that organic farms tended to be less resilient in times <strong>of</strong> change or<br />

disturbance when <strong>the</strong>ir ethical backgrounds are anthropocentric, and meet more <strong>of</strong> <strong>the</strong> resilience<br />

criteria as <strong>the</strong>y approach an eco-holistic ethical stance.<br />

This study recognizes <strong>the</strong> importance <strong>of</strong> farmers’ environmental ethical backgrounds in forming<br />

farmers’ doings and sayings, through which farm resilience is enhanced or lessened. However<br />

this study is a preliminary exploration <strong>of</strong> <strong>the</strong>se relationships and <strong>the</strong>ir importance for <strong>the</strong> resilience<br />

<strong>of</strong> farms and possibly <strong>the</strong> organic movement as a whole. This study found initial evidence <strong>of</strong> <strong>the</strong><br />

impact <strong>of</strong> human-nature relationships upon farm resilience, and we <strong>the</strong>refore look to deepen and<br />

streng<strong>the</strong>n our understanding <strong>of</strong> this relationship as this research progresses.<br />

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