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s<strong>on</strong>al rights removed through guardianship.<br />

Removal of <str<strong>on</strong>g>the</str<strong>on</strong>g>se rights appeared to occur<br />

with relative ease. As a result, we entered <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

study with some skepticism <strong>and</strong> c<strong>on</strong>cern regarding<br />

guardianship. We attempted, deliberately,<br />

to challenge our beliefs <strong>and</strong> our cognizance.<br />

Identificati<strong>on</strong> of <str<strong>on</strong>g>the</str<strong>on</strong>g>se c<strong>on</strong>cerns<br />

allowed us to c<strong>on</strong>stantly evaluate <strong>and</strong> re-evaluate<br />

our interpretati<strong>on</strong> of data, as well as alert<br />

readers to our dispositi<strong>on</strong>s.<br />

The Smiths’ Story<br />

We first met <str<strong>on</strong>g>the</str<strong>on</strong>g> Smith family at <str<strong>on</strong>g>the</str<strong>on</strong>g>ir home;<br />

C<strong>on</strong>nie opened <str<strong>on</strong>g>the</str<strong>on</strong>g> door, explaining that<br />

Larry was still out working in <str<strong>on</strong>g>the</str<strong>on</strong>g> garage but<br />

would drop in shortly. Katie <strong>and</strong> Evan were<br />

sitting in <str<strong>on</strong>g>the</str<strong>on</strong>g> living room. Katie worked diligently,<br />

preparing materials for <str<strong>on</strong>g>the</str<strong>on</strong>g> day care by<br />

which she is employed. Evan <strong>and</strong> C<strong>on</strong>nie had<br />

been watching <str<strong>on</strong>g>the</str<strong>on</strong>g> news in <str<strong>on</strong>g>the</str<strong>on</strong>g> living room.<br />

Evan joined us as C<strong>on</strong>nie detailed his history.<br />

Evan was born <strong>on</strong> November 2 nd , five weeks<br />

early, <strong>and</strong> with serious complicati<strong>on</strong>s. He was<br />

moved from <str<strong>on</strong>g>the</str<strong>on</strong>g> small, local hospital to a large<br />

university-affiliated hospital an hour away.<br />

There he was diagnosed with Pierre Robin<br />

Syndrome, which is characterized by such features<br />

as a large t<strong>on</strong>gue, cleft pallet, <strong>and</strong> a small<br />

jaw. Evan underwent many surgeries, had a<br />

tracheotomy, <strong>and</strong> had a feeding tube inserted.<br />

When he finally was sent home almost a year<br />

later, he began early interventi<strong>on</strong> with <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

local intermediate educati<strong>on</strong> unit, which provides<br />

support services. The staff members provided<br />

physical <str<strong>on</strong>g>the</str<strong>on</strong>g>rapy for Evan <strong>and</strong> instructi<strong>on</strong><br />

for his parents. At <str<strong>on</strong>g>the</str<strong>on</strong>g> age of 2 1/2 he<br />

started preschool at Lakewood, a specialized<br />

school for children with disabilities administered<br />

through <str<strong>on</strong>g>the</str<strong>on</strong>g> intermediate educati<strong>on</strong><br />

unit.<br />

Shortly before Evan’s 18 th birthday, <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Smiths c<strong>on</strong>tacted a lawyer in <str<strong>on</strong>g>the</str<strong>on</strong>g>ir county of<br />

residence <strong>and</strong> obtained guardianship <strong>and</strong><br />

c<strong>on</strong>servatorship over Evan. Lakewood recommends,<br />

even stresses, that all parents obtain<br />

guardianship <strong>and</strong> c<strong>on</strong>servatorship over <str<strong>on</strong>g>the</str<strong>on</strong>g>ir<br />

s<strong>on</strong>s/daughters with disabilities, so <str<strong>on</strong>g>the</str<strong>on</strong>g> Smiths<br />

opted to do so. Lakewood staff has <strong>on</strong> h<strong>and</strong><br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> names of two lawyers in <str<strong>on</strong>g>the</str<strong>on</strong>g> county who<br />

routinely file guardianship papers, but as <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Smiths live in a different county, <str<strong>on</strong>g>the</str<strong>on</strong>g>y located<br />

a lawyer <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g>ir own. The lawyer <str<strong>on</strong>g>the</str<strong>on</strong>g>y c<strong>on</strong>-<br />

tacted recommended that <str<strong>on</strong>g>the</str<strong>on</strong>g> family apply for<br />

full guardianship <strong>and</strong> c<strong>on</strong>servatorship of Evan<br />

so that <str<strong>on</strong>g>the</str<strong>on</strong>g>re would be no additi<strong>on</strong>al costs to<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g>m if <str<strong>on</strong>g>the</str<strong>on</strong>g>y decided <str<strong>on</strong>g>the</str<strong>on</strong>g>y needed more power<br />

over aspects of his life. The $150 fee was paid<br />

<strong>and</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> papers were filed. Then, because this<br />

lawyer <strong>and</strong> county choose to waive <str<strong>on</strong>g>the</str<strong>on</strong>g> court<br />

hearing in cases where <str<strong>on</strong>g>the</str<strong>on</strong>g> parents of a “special<br />

needs child” are <str<strong>on</strong>g>the</str<strong>on</strong>g> petiti<strong>on</strong>ers <strong>and</strong> proposed<br />

guardians/c<strong>on</strong>servators for <str<strong>on</strong>g>the</str<strong>on</strong>g>ir s<strong>on</strong>/<br />

daughter, <str<strong>on</strong>g>the</str<strong>on</strong>g> papers allowing Evan’s parents<br />

to become his legal guardian were signed by<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> judge with no fur<str<strong>on</strong>g>the</str<strong>on</strong>g>r discussi<strong>on</strong>. The<br />

Smiths now file annually a brief form <strong>on</strong><br />

Evan’s whereabouts <strong>and</strong> well being to maintain<br />

guardianship, as well as a more detailed<br />

form accounting all his funds to maintain c<strong>on</strong>servatorship.<br />

Beliefs, Perspectives, <strong>and</strong> Sociological<br />

Frameworks of <str<strong>on</strong>g>the</str<strong>on</strong>g> Participants<br />

After an initial interview with <str<strong>on</strong>g>the</str<strong>on</strong>g> Smiths, <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

lead author interviewed Evan’s teacher, intermediate<br />

educati<strong>on</strong> unit staff at Lakewood, <strong>and</strong><br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> Smiths’ lawyer; she <str<strong>on</strong>g>the</str<strong>on</strong>g>n returned for several<br />

interviews with <str<strong>on</strong>g>the</str<strong>on</strong>g> family. After speaking<br />

with <str<strong>on</strong>g>the</str<strong>on</strong>g>se individuals, transcribing <str<strong>on</strong>g>the</str<strong>on</strong>g> interviews,<br />

making notes, <strong>and</strong> reading <strong>and</strong> re-reading<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> transcripti<strong>on</strong>s <strong>and</strong> notes, we were able<br />

to identify several important <str<strong>on</strong>g>the</str<strong>on</strong>g>mes recurrent<br />

in <str<strong>on</strong>g>the</str<strong>on</strong>g> data. First <strong>and</strong> foremost, as a whole,<br />

participants dem<strong>on</strong>strated few reservati<strong>on</strong>s or<br />

sec<strong>on</strong>d thoughts when c<strong>on</strong>cluding that Evan<br />

<strong>and</strong> o<str<strong>on</strong>g>the</str<strong>on</strong>g>r students at Lakewood needed<br />

guardianship. Sec<strong>on</strong>d, participants felt <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

need to protect Evan <strong>and</strong> o<str<strong>on</strong>g>the</str<strong>on</strong>g>r students <strong>and</strong><br />

believed <str<strong>on</strong>g>the</str<strong>on</strong>g> way to do this was by pursuing<br />

guardianship. Third, participants lacked<br />

knowledge regarding alternatives to guardianship.<br />

Finally, <str<strong>on</strong>g>the</str<strong>on</strong>g> process in place for guardianship<br />

planning was separate from <str<strong>on</strong>g>the</str<strong>on</strong>g> students’<br />

transiti<strong>on</strong> planning. In <str<strong>on</strong>g>the</str<strong>on</strong>g> following<br />

secti<strong>on</strong>s, we elaborate <strong>on</strong> <strong>and</strong> substantiate this<br />

assessment.<br />

Preemptive C<strong>on</strong>clusi<strong>on</strong> of Need for Guardianship<br />

A declarati<strong>on</strong> of incompetence is <str<strong>on</strong>g>the</str<strong>on</strong>g> first major<br />

step in determining <str<strong>on</strong>g>the</str<strong>on</strong>g> need for a guardian.<br />

An implicit statement is made regarding a<br />

student’s competency by advocating for or<br />

stating that <str<strong>on</strong>g>the</str<strong>on</strong>g>re is a need for guardianship. It<br />

Guardianship / 13

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