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Innovation and institutional change: the transition to a sustainable ...

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70 Chapter 3<br />

invested (Hughes, 1983). Apart from <strong>the</strong>se tangible aspects <strong>the</strong> focus is on<br />

intangible aspects, such as <strong>the</strong> mental models or belief systems <strong>to</strong> which <strong>the</strong><br />

regime is associated.<br />

Second, <strong>transition</strong> processes involve sequences of <strong>change</strong>s with <strong>the</strong> essence of<br />

<strong>the</strong> <strong>change</strong> being <strong>the</strong> formation of (qualitatively) new couplings that may<br />

exploit various developments at l<strong>and</strong>scape, regimes <strong>and</strong> niches, where an initial<br />

<strong>change</strong> in one dimension triggers wider <strong>change</strong> as ac<strong>to</strong>rs react <strong>and</strong> adapt <strong>the</strong>ir<br />

decisions <strong>and</strong> strategies in a significant way. It involves not only diffusion but<br />

also qualitative <strong>change</strong>s. An obvious example is policy <strong>change</strong> such as <strong>the</strong><br />

initiation of a new policy approach that may trigger reactions within business,<br />

civil society <strong>and</strong> so forth. Examples are <strong>the</strong> zero-emission scheme for cars that<br />

was started in California, <strong>and</strong> led <strong>to</strong> significant <strong>change</strong>s in strategies of major<br />

car producers, <strong>and</strong> <strong>to</strong> reorientation of R&D directions for public <strong>and</strong> private<br />

organisations. Maybe this <strong>change</strong> process was limited because this was not<br />

followed by similar programs in o<strong>the</strong>r regions <strong>and</strong> because <strong>the</strong> major car<br />

producers also started a line of defence <strong>to</strong> reduce <strong>the</strong> radical nature <strong>and</strong> impact<br />

of <strong>the</strong> policy program. In <strong>the</strong> case of <strong>transition</strong>s <strong>the</strong> sequence of <strong>change</strong> lead <strong>to</strong><br />

a process of chain reactions where waves of <strong>change</strong> tend <strong>to</strong> spread more <strong>and</strong><br />

more <strong>and</strong> become pervasive throughout society. Often this <strong>the</strong>n involves<br />

parallel processes of <strong>change</strong> that <strong>to</strong>ge<strong>the</strong>r provide strong momentum for<br />

<strong>change</strong>. An example is <strong>the</strong> introduction of <strong>the</strong> computer <strong>and</strong> <strong>the</strong> way it has<br />

transformed <strong>the</strong> processes of information provision <strong>and</strong> transport, <strong>and</strong> <strong>change</strong>d<br />

behaviour of people <strong>and</strong> businesses regarding work, trade, leisure,<br />

communication, etc. But this is also affecting more traditional regimes such as<br />

electricity <strong>and</strong> transportation <strong>and</strong> may provide gradients for <strong>transition</strong>al<br />

processes <strong>the</strong>re.<br />

This implies two lines of focus for our research. First <strong>the</strong>re is a need <strong>to</strong> indicate<br />

which type of <strong>change</strong>s or events are plausible <strong>to</strong> trigger <strong>the</strong> sequences of<br />

<strong>change</strong> just mentioned. Where may <strong>the</strong>y start <strong>and</strong> how do <strong>the</strong>y offset <strong>the</strong>se<br />

waves of <strong>change</strong>s which will resonate strong <strong>and</strong> long enough <strong>to</strong> trigger<br />

significant processes of <strong>transition</strong>s? What kind of parallel <strong>change</strong>s may tip <strong>the</strong><br />

<strong>change</strong> process <strong>to</strong>wards accelerating?<br />

Second, it implies some indication regarding <strong>the</strong> reactions that certain events,<br />

actions or <strong>change</strong>s may provoke, <strong>and</strong> <strong>the</strong> second <strong>and</strong> third waves of reactions <strong>to</strong><br />

<strong>the</strong> earlier ones. Such a ‘model of <strong>change</strong>’ may lead <strong>to</strong> <strong>the</strong> surprising <strong>and</strong><br />

unexpected outcomes that are often typical of <strong>transition</strong>s <strong>and</strong> deviates from<br />

models that are based on extrapolations or on first reactions <strong>to</strong> certain <strong>change</strong>s,<br />

such as new policy approaches that are initiated. A straightforward example of<br />

a sequential pattern of <strong>change</strong> is <strong>the</strong> so-called domino-effect where an initial<br />

move of one business or government <strong>to</strong> invest significantly in a particular kind<br />

of technology or <strong>to</strong> launch a pro<strong>to</strong>type of a particular product is followed by

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