Innovation and institutional change: the transition to a sustainable ...
Innovation and institutional change: the transition to a sustainable ... Innovation and institutional change: the transition to a sustainable ...
Conclusions 223 The analysis of the various paths taken in the electricity system has explicitly pointed out institutional factors as the dominant explanation for success and failure. The nature of interaction between government actors, knowledge actors and the electricity sector has had a strong imprint on the type of approaches and the extent of learning. In this way this confirms the NSI approach and its conceptualisation of interaction and learning. Our analysis showed certain patterns of failure repeating, indicating that the institutional set-up is not geared towards a proper development and implementation of technology. While the NSI approach suggests that certain national path dependencies have build up, our analysis indicates that this is only part of the picture, and that also the evolution of a certain system of production and consumption, with its established modes of coordination, production and provision, leaves its imprint on the nature of this set-up. Moreover, the analysis of paths taken in the electricity system suggests how a variety of institutional arrangements influenced these paths, and in some cases co-evolved with them. In some cases, national institutional arrangements played a central role (e.g. shift to gas, and the nuclear path), in other cases it was the interplay between societal change, policy change, and changes in industrial and electricity sectors (e.g. decentral cogeneration). The picture is thus much more diffuse that the NSI approach suggests. Multi-level transition theory The focus of transition theory is on the way shifts of and transformation in sociotechnical systems may come about. A conceptual framework is developed based on three levels, landscape, regime and niche, and the way change processes at these three levels link up (see also chapters two and seven). The regime-level is where production and consumption systems are located, in socio-technical configuration held together by a set of semicoherent rules that guides actors (Rip and Kemp, 1998). Overall, the conceptualisation of systems change through the interplay of changes at multiple levels holds for all cases. The role of the regime in channelling the type of novelties that may break through has also shown relevant in the cases. For example, the necessity of connecting to the grid and its underlying rules has impacted development of small-scale renewable options. In this context, Rip and Groen (2001) argued that the grid functions as a sociotechnical buffer layer, an obligatory passage for novelties in electricity generation. Nevertheless, the role and function of the grid also coevolves with changing patterns of electricity use and generation, as in the case of decentral cogeneration, and can shift from a constraining to an enabling factor as the architecture develops an orientation on regional and local exchange (Kling, 2002).
224 Chapter 8 The applicability of the multi-level perspective for all cases also is an indication of its weakness. Two basic aspects form the lack of specification how and which landscape changes impact regimes and how coupling with niches take place. The model presented in this thesis aims to fill this void as it conceptualises the impact of landscape development on regimes through a translation of the four broader institutional arrangements in which regimes are embedded. If this translation synchronises between several societal substructure, impacts are likely to be high, if this does not occur outcomes will be more diffuse. Moreover, the nature of the shaping of alternative paths also co-evolves with the changes in these broader institutional arrangements, shaping alternative configurations with new functionalities such as its green profile and supported by emerging new institutional arrangements. The main point is that new concepts do not emerge solely in the context of regimes, but also in the context of changes that transcend individual regimes. Revisiting this thesis’ model In chapter one, the overall research question asked about the nature of the interaction between institutional and technological change and the way this impacts the dynamics in the electricity system. An initial answer to this puzzle was given in chapter three where a conceptual model was introduced regarding the way sociotechnical systems are embedded in broader society, see figure 8.1. Success and failure of paths was expected to be based upon the way these paths connect with institutional arrangements of the electricity system and broader societal substructures, as earlier indicated in this chapter in Table 8.2. The case of decentralised cogeneration can be used as an illustration. In chapter five it was shown how the promise of the alternative practice was promoted from societal circles, how knowledge regarding the practice was accumulated and spread, how broader industry became more and more involved, how policy support was developed, and the way rules were adapted to facilitate its fit with the existing system. The success was thus based on co-evolution of the practice with changing broader institutional arrangements and changes within the electricity sector’s institutional arrangements (all lastpin elements in the central station electricity system were affected by the uptake of decentral cogeneration and had to adapt).
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- Page 253 and 254: 242 References Geels, F.W. (2002b)
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- Page 261 and 262: 250 References Nelson, R.R. (1995a)
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- Page 265 and 266: 254 References Schmidheiny S. (1992
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- Page 271 and 272: 260 References VROM (1993) National
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Conclusions 223<br />
The analysis of <strong>the</strong> various paths taken in <strong>the</strong> electricity system has<br />
explicitly pointed out <strong>institutional</strong> fac<strong>to</strong>rs as <strong>the</strong> dominant explanation for<br />
success <strong>and</strong> failure. The nature of interaction between government ac<strong>to</strong>rs,<br />
knowledge ac<strong>to</strong>rs <strong>and</strong> <strong>the</strong> electricity sec<strong>to</strong>r has had a strong imprint on <strong>the</strong><br />
type of approaches <strong>and</strong> <strong>the</strong> extent of learning. In this way this confirms <strong>the</strong><br />
NSI approach <strong>and</strong> its conceptualisation of interaction <strong>and</strong> learning. Our<br />
analysis showed certain patterns of failure repeating, indicating that <strong>the</strong><br />
<strong>institutional</strong> set-up is not geared <strong>to</strong>wards a proper development <strong>and</strong><br />
implementation of technology. While <strong>the</strong> NSI approach suggests that certain<br />
national path dependencies have build up, our analysis indicates that this is<br />
only part of <strong>the</strong> picture, <strong>and</strong> that also <strong>the</strong> evolution of a certain system of<br />
production <strong>and</strong> consumption, with its established modes of coordination,<br />
production <strong>and</strong> provision, leaves its imprint on <strong>the</strong> nature of this set-up.<br />
Moreover, <strong>the</strong> analysis of paths taken in <strong>the</strong> electricity system suggests how<br />
a variety of <strong>institutional</strong> arrangements influenced <strong>the</strong>se paths, <strong>and</strong> in some<br />
cases co-evolved with <strong>the</strong>m. In some cases, national <strong>institutional</strong><br />
arrangements played a central role (e.g. shift <strong>to</strong> gas, <strong>and</strong> <strong>the</strong> nuclear path), in<br />
o<strong>the</strong>r cases it was <strong>the</strong> interplay between societal <strong>change</strong>, policy <strong>change</strong>, <strong>and</strong><br />
<strong>change</strong>s in industrial <strong>and</strong> electricity sec<strong>to</strong>rs (e.g. decentral cogeneration).<br />
The picture is thus much more diffuse that <strong>the</strong> NSI approach suggests.<br />
Multi-level <strong>transition</strong> <strong>the</strong>ory<br />
The focus of <strong>transition</strong> <strong>the</strong>ory is on <strong>the</strong> way shifts of <strong>and</strong> transformation in<br />
sociotechnical systems may come about. A conceptual framework is<br />
developed based on three levels, l<strong>and</strong>scape, regime <strong>and</strong> niche, <strong>and</strong> <strong>the</strong> way<br />
<strong>change</strong> processes at <strong>the</strong>se three levels link up (see also chapters two <strong>and</strong><br />
seven). The regime-level is where production <strong>and</strong> consumption systems are<br />
located, in socio-technical configuration held <strong>to</strong>ge<strong>the</strong>r by a set of semicoherent<br />
rules that guides ac<strong>to</strong>rs (Rip <strong>and</strong> Kemp, 1998).<br />
Overall, <strong>the</strong> conceptualisation of systems <strong>change</strong> through <strong>the</strong> interplay of<br />
<strong>change</strong>s at multiple levels holds for all cases. The role of <strong>the</strong> regime in<br />
channelling <strong>the</strong> type of novelties that may break through has also shown<br />
relevant in <strong>the</strong> cases. For example, <strong>the</strong> necessity of connecting <strong>to</strong> <strong>the</strong> grid<br />
<strong>and</strong> its underlying rules has impacted development of small-scale renewable<br />
options. In this context, Rip <strong>and</strong> Groen (2001) argued that <strong>the</strong> grid functions<br />
as a sociotechnical buffer layer, an obliga<strong>to</strong>ry passage for novelties in<br />
electricity generation. Never<strong>the</strong>less, <strong>the</strong> role <strong>and</strong> function of <strong>the</strong> grid also coevolves<br />
with changing patterns of electricity use <strong>and</strong> generation, as in <strong>the</strong><br />
case of decentral cogeneration, <strong>and</strong> can shift from a constraining <strong>to</strong> an<br />
enabling fac<strong>to</strong>r as <strong>the</strong> architecture develops an orientation on regional <strong>and</strong><br />
local ex<strong>change</strong> (Kling, 2002).