Innovation and institutional change: the transition to a sustainable ...
Innovation and institutional change: the transition to a sustainable ... Innovation and institutional change: the transition to a sustainable ...
Exploring transitions through sociotechnical scenarios 189 the co-evolution of technology and society. Therefore, a new scenario tool is developed, sociotechnical scenarios (STSc), tailored to explore transitions and system innovations (section 7.4). This new tool does not replace existing scenario methods, but can complement them. A strength of the method is that it builds explicitly on a scientific transition theory, described in section 7.2. The tool is illustrated in section 7.5 with two sociotechnical scenarios for the development towards a more sustainable electricity system. Section 7.6 derives some strategic policy suggestions from the scenarios. The chapter ends with conclusions about the added value of STSc. 7.2 Transition theory To understand technological transitions a multi-level perspective is used that builds on insights from innovation studies and sociology of technology. Sociology of technology emphasises the interrelatedness between technical and social change and the interaction between social groups (e.g. Bijker et al., 1987; Bijker and Law, 1992). At the heart of the transition theory are three ‘levels’ and the interactions between them. The meso-level is formed by socio-technical regimes. Socio-technical systems are actively created and maintained by several social groups (Figure 7.2). Their activities reproduce the elements and linkages in sociotechnical systems and are coordinated and aligned to each other. This is represented with the concept of socio-technical regimes, which refers to the cognitive, normative and formal rules that guide activities of social groups. By providing orientation and co-ordination to the activities of relevant actor groups, sociotechnical regimes account for the ‘dynamic stability’ of ST-systems. This means that innovation still occurs but is of an incremental nature, leading to ‘technical trajectories’ and path dependencies. The micro-level is formed by technological niches, the locus for radical innovations (‘variation’). As their performance is initially low, they emerge in ‘protected spaces’, which shield them from mainstream market selection. Niches thus act as ‘incubation rooms’ for radical novelties. Niches are important, because they provide locations for learning processes about the technology, user preferences, regulations, infrastructure, symbolic meaning etc. Niches also provide space to build the social networks that support innovations. These internal niche processes have been described under the heading of strategic niche management (Kemp et al, 1998, 2001).
190 Chapter 7 Figure 7.2 Social groups which (re)produce ST-systems (Geels, 2002b: 1260) Financial network * venture capital suppliers * insurance firms Research network * universities * technical institutes Public authorities Suppliers Producer network * European Commission * National Ministries * material suppliers * component suppliers * machine suppliers User groups Societal groups The macro-level is formed by the socio-technical landscape which refers to aspects of the wider exogenous environment (e.g. globalisation, environmental problems, cultural changes). The metaphor ‘landscape’ is used because of the literal connotation of relative ‘hardness’ and to include the material aspect of society, e.g. the material and spatial arrangements of cities, factories, highways, and electricity infrastructures. The landscape forms ‘gradients’ for action; they are beyond the direct influence of actors. The relation between the three concepts can be understood as a nested hierarchy or multi-level perspective. Regimes are embedded within landscapes and niches within regimes. Transitions and system innovations come about through the interplay between dynamics at multiple levels and in several phases (see also Rotmans et al., 2001). In the first phase, novelties emerge in niches in the context of existing regimes and landscapes with their specific problems, rules and capabilities. New technologies often face a ‘mismatch’ with the established economic, social and/or political dimensions (Freeman and Perez, 1988). Hence, novelties remain stuck in niches. In niches, actors improvise, engage in experiments to work out the best design and find out what users want. In the second phase the novelty is used in small market niches, which provide resources for technical specialisation. Engineers gradually develop new rules, and the new technology gradually improves, as a result of learning processes. The third phase is characterised
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Exploring <strong>transition</strong>s through sociotechnical scenarios 189<br />
<strong>the</strong> co-evolution of technology <strong>and</strong> society. Therefore, a new scenario <strong>to</strong>ol is<br />
developed, sociotechnical scenarios (STSc), tailored <strong>to</strong> explore <strong>transition</strong>s<br />
<strong>and</strong> system innovations (section 7.4). This new <strong>to</strong>ol does not replace existing<br />
scenario methods, but can complement <strong>the</strong>m. A strength of <strong>the</strong> method is<br />
that it builds explicitly on a scientific <strong>transition</strong> <strong>the</strong>ory, described in section<br />
7.2. The <strong>to</strong>ol is illustrated in section 7.5 with two sociotechnical scenarios<br />
for <strong>the</strong> development <strong>to</strong>wards a more <strong>sustainable</strong> electricity system. Section<br />
7.6 derives some strategic policy suggestions from <strong>the</strong> scenarios. The<br />
chapter ends with conclusions about <strong>the</strong> added value of STSc.<br />
7.2 Transition <strong>the</strong>ory<br />
To underst<strong>and</strong> technological <strong>transition</strong>s a multi-level perspective is used that<br />
builds on insights from innovation studies <strong>and</strong> sociology of technology.<br />
Sociology of technology emphasises <strong>the</strong> interrelatedness between technical<br />
<strong>and</strong> social <strong>change</strong> <strong>and</strong> <strong>the</strong> interaction between social groups (e.g. Bijker et<br />
al., 1987; Bijker <strong>and</strong> Law, 1992). At <strong>the</strong> heart of <strong>the</strong> <strong>transition</strong> <strong>the</strong>ory are<br />
three ‘levels’ <strong>and</strong> <strong>the</strong> interactions between <strong>the</strong>m. The meso-level is formed<br />
by socio-technical regimes. Socio-technical systems are actively created <strong>and</strong><br />
maintained by several social groups (Figure 7.2). Their activities reproduce<br />
<strong>the</strong> elements <strong>and</strong> linkages in sociotechnical systems <strong>and</strong> are coordinated <strong>and</strong><br />
aligned <strong>to</strong> each o<strong>the</strong>r. This is represented with <strong>the</strong> concept of socio-technical<br />
regimes, which refers <strong>to</strong> <strong>the</strong> cognitive, normative <strong>and</strong> formal rules that guide<br />
activities of social groups. By providing orientation <strong>and</strong> co-ordination <strong>to</strong> <strong>the</strong><br />
activities of relevant ac<strong>to</strong>r groups, sociotechnical regimes account for <strong>the</strong><br />
‘dynamic stability’ of ST-systems. This means that innovation still occurs<br />
but is of an incremental nature, leading <strong>to</strong> ‘technical trajec<strong>to</strong>ries’ <strong>and</strong> path<br />
dependencies.<br />
The micro-level is formed by technological niches, <strong>the</strong> locus for radical<br />
innovations (‘variation’). As <strong>the</strong>ir performance is initially low, <strong>the</strong>y emerge<br />
in ‘protected spaces’, which shield <strong>the</strong>m from mainstream market selection.<br />
Niches thus act as ‘incubation rooms’ for radical novelties. Niches are<br />
important, because <strong>the</strong>y provide locations for learning processes about <strong>the</strong><br />
technology, user preferences, regulations, infrastructure, symbolic meaning<br />
etc. Niches also provide space <strong>to</strong> build <strong>the</strong> social networks that support<br />
innovations. These internal niche processes have been described under <strong>the</strong><br />
heading of strategic niche management (Kemp et al, 1998, 2001).