Innovation and institutional change: the transition to a sustainable ...
Innovation and institutional change: the transition to a sustainable ...
Innovation and institutional change: the transition to a sustainable ...
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6 Chapter 1<br />
<strong>and</strong> be a member of nature conservation groups, on <strong>the</strong> o<strong>the</strong>r h<strong>and</strong> we may<br />
travel across <strong>the</strong> globe <strong>to</strong> consume <strong>and</strong> enjoy unspoilt nature. Changing<br />
behavioural patterns, lifestyles, <strong>and</strong> associated values <strong>the</strong>n form a crucial<br />
part of systems <strong>change</strong> (Spaargaren et al., 2002). Moving <strong>to</strong>ward<br />
sustainability is not just about fulfilling existing needs more efficiently, it<br />
involves also changing <strong>the</strong>se needs <strong>and</strong> <strong>the</strong> way <strong>the</strong>se are socially embedded<br />
(Shove, 2004). Underst<strong>and</strong>ing how <strong>the</strong>se behavioural patterns are embedded<br />
in specific modes of provision <strong>and</strong> systems of production may provide clues<br />
for this (Van Vliet, 2002; Spaargaren, 2000).<br />
The technological approach assigns a central role <strong>to</strong> technological <strong>change</strong> in<br />
systems <strong>change</strong> <strong>to</strong> sustainability. Developing <strong>and</strong> diffusing new technologies<br />
with radically better performance is <strong>the</strong> main challenge. For example,<br />
Grübler et al. (1999) identify technological <strong>change</strong> as a major driving force<br />
in <strong>the</strong> decarbonisation of <strong>the</strong> global energy system. Improved performance<br />
<strong>and</strong> reduced costs are seen as <strong>the</strong> major fac<strong>to</strong>r for new energy technologies<br />
replacing old ones (Grübler et al., 1999). The focus on technological<br />
solutions has also a strong footing in Dutch policy approaches <strong>to</strong>wards<br />
solving major environmental <strong>and</strong> energy problems (VROM, 1993, 1996;<br />
Arentsen <strong>and</strong> Hofman, 1996; Hofman, 1997; Hofman <strong>and</strong> Marquart, 2001).<br />
Broadening <strong>the</strong> focus on technical <strong>and</strong> economic aspects with a focus on<br />
social aspects of technological <strong>change</strong> has taken place from 1990 on, as <strong>the</strong><br />
Dutch Commission for Long-Term Environmental Policy concluded that<br />
conventional innovation processes could not deliver <strong>the</strong> large environmental<br />
gains necessary for <strong>sustainable</strong> development. What was required were<br />
innovation processes designed from a long-term time perspective, with<br />
sustainability considerations incorporated from <strong>the</strong> onset, <strong>and</strong> unders<strong>to</strong>od as<br />
co-evolution of social <strong>and</strong> technological <strong>change</strong> (Weaver et al., 2000;<br />
Hofman <strong>and</strong> Schrama, 2003). This can be seen as a precursor <strong>to</strong> <strong>the</strong> current<br />
‘<strong>transition</strong> approach’ which seeks, in time frames up <strong>to</strong> fifty years,<br />
fundamental shifts in <strong>the</strong> way particular functions (energy, transport,<br />
agriculture) in society are fulfilled (Rotmans et al., 2000; VROM, 2001).<br />
The governance approach focuses on <strong>the</strong> nature of <strong>institutional</strong> arrangements<br />
that may hamper, facilitate <strong>and</strong>/or lead <strong>the</strong> process <strong>to</strong>wards <strong>sustainable</strong><br />
development. Hardin’s (1968) ‘tragedy of <strong>the</strong> commons’ can serve as a<br />
classic example of this approach with <strong>the</strong> tragedy being that individuals<br />
maximizing <strong>the</strong>ir utilities may cause overexploitation of freely accessible<br />
resources. In response, numerous cases of successful long-term local selfgovernance<br />
of common property resources have been identified (Ostrom,<br />
1990). However, <strong>the</strong> effectiveness of arrangements may erode due <strong>to</strong> social,